0001179110-18-011539.txt : 20180918 0001179110-18-011539.hdr.sgml : 20180918 20180918184557 ACCESSION NUMBER: 0001179110-18-011539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steuart John CENTRAL INDEX KEY: 0001646806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 181076702 MAIL ADDRESS: STREET 1: C/O PROLOG VENTURES STREET 2: 1300 CLAY STREET, SUITE 600 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2018-09-14 0 0001604821 Natera, Inc. NTRA 0001646806 Steuart John 35 OAKVALE AVE. BERKELEY CA 94705 1 0 0 0 Stock Option (right to buy) 24.42 2018-09-14 4 A 0 11169 0 A 2028-09-13 Common Stock 11169 11169 D Restricted Stock Units 2018-09-14 4 A 0 5785 0 A Common Stock 5785 5785 D The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control. /s/ Tami Chen, attorney-in-fact 2018-09-18