0001104659-24-039059.txt : 20240326 0001104659-24-039059.hdr.sgml : 20240326 20240326163241 ACCESSION NUMBER: 0001104659-24-039059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240322 FILED AS OF DATE: 20240326 DATE AS OF CHANGE: 20240326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eubanks Deric S CENTRAL INDEX KEY: 0001608195 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 24784109 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc. CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 465292553 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Inc DATE OF NAME CHANGE: 20140403 4 1 tm249730-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-22 0 0001604738 Ashford Inc. AINC 0001608195 Eubanks Deric S 14185 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 0 1 0 0 CFO and Treasurer 0 Common Stock 2024-03-22 4 A 0 15527 0.00 A 73882 D Common Stock 30 I By spouse's IRA Stock Options (right to purchase) 61.12 2022-02-27 2029-02-27 Common Stock 35000 35000 D Stock Options (right to purchase) 94.96 2021-03-14 2028-03-14 Common Stock 27451 27451 D Stock Options (right to purchase) 57.71 2020-10-03 2027-10-03 Common Stock 17500 17500 D Stock Options (right to purchase) 57.34 2020-04-18 2027-04-18 Common Stock 17500 17500 D Stock Options (right to purchase) 45.59 2019-03-31 2026-03-31 Common Stock 35000 35000 D Stock Options (right to purchase) 85.97 2017-12-11 2025-12-11 Common Stock 30000 30000 D Common Units 0.00 Common Stock 27.8 27.8 D The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. /s/ Deric S. Eubanks 2024-03-26