0001104659-23-032803.txt : 20230315
0001104659-23-032803.hdr.sgml : 20230315
20230315162615
ACCESSION NUMBER: 0001104659-23-032803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230313
FILED AS OF DATE: 20230315
DATE AS OF CHANGE: 20230315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eubanks Deric S
CENTRAL INDEX KEY: 0001608195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36400
FILM NUMBER: 23735579
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashford Inc.
CENTRAL INDEX KEY: 0001604738
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 465292553
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 490-9600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: Ashford Inc
DATE OF NAME CHANGE: 20140403
4
1
tm239624-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2023-03-13
0
0001604738
Ashford Inc.
AINC
0001608195
Eubanks Deric S
14185 DALLAS PARKWAY
SUITE 1200
DALLAS
TX
75254
0
1
0
0
CFO and Treasurer
Common Stock
2023-03-13
4
F
0
2504
12.21
D
68183
D
Common Stock
30
I
By spouse's IRA
Stock Options (right to purchase)
61.12
2022-02-27
2029-02-27
Common Stock
35000
35000
D
Stock Options (right to purchase)
94.96
2021-03-14
2028-03-14
Common Stock
27451
27451
D
Stock Options (right to purchase)
57.71
2020-10-03
2027-10-03
Common Stock
17500
17500
D
Stock Options (right to purchase)
57.34
2020-04-18
2027-04-18
Common Stock
17500
17500
D
Stock Options (right to purchase)
45.59
2019-03-31
2026-03-31
Common Stock
35000
35000
D
Stock Options (right to purchase)
85.97
2017-12-11
2025-12-11
Common Stock
30000
30000
D
Common Units
0.00
Common Stock
27.8
27.8
D
Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person.
Represents the closing price of the common stock on March 10, 2023, the last trading day before the date of forfeiture.
Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
/s/ Deric S. Eubanks
2023-03-15