0001104659-23-032803.txt : 20230315 0001104659-23-032803.hdr.sgml : 20230315 20230315162615 ACCESSION NUMBER: 0001104659-23-032803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230313 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eubanks Deric S CENTRAL INDEX KEY: 0001608195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 23735579 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc. CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 465292553 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Inc DATE OF NAME CHANGE: 20140403 4 1 tm239624-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-13 0 0001604738 Ashford Inc. AINC 0001608195 Eubanks Deric S 14185 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 0 1 0 0 CFO and Treasurer Common Stock 2023-03-13 4 F 0 2504 12.21 D 68183 D Common Stock 30 I By spouse's IRA Stock Options (right to purchase) 61.12 2022-02-27 2029-02-27 Common Stock 35000 35000 D Stock Options (right to purchase) 94.96 2021-03-14 2028-03-14 Common Stock 27451 27451 D Stock Options (right to purchase) 57.71 2020-10-03 2027-10-03 Common Stock 17500 17500 D Stock Options (right to purchase) 57.34 2020-04-18 2027-04-18 Common Stock 17500 17500 D Stock Options (right to purchase) 45.59 2019-03-31 2026-03-31 Common Stock 35000 35000 D Stock Options (right to purchase) 85.97 2017-12-11 2025-12-11 Common Stock 30000 30000 D Common Units 0.00 Common Stock 27.8 27.8 D Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 10, 2023, the last trading day before the date of forfeiture. Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. /s/ Deric S. Eubanks 2023-03-15