0001104659-21-037924.txt : 20210317 0001104659-21-037924.hdr.sgml : 20210317 20210317204548 ACCESSION NUMBER: 0001104659-21-037924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haiman Robert G. CENTRAL INDEX KEY: 0001740897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 21752641 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc. CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 465292553 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Inc DATE OF NAME CHANGE: 20140403 4 1 tm219748-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-15 0 0001604738 Ashford Inc. AINC 0001740897 Haiman Robert G. 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 0 1 0 0 Exec. VP, GC and Secretary Common Stock 2021-03-15 4 A 0 15000 0.00 A 40515 D Stock Options (right to purchase) 61.12 2022-02-27 2029-02-27 Common Stock 20195 20195 D The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. /s/ Robert G. Haiman 2021-03-17