0001104659-21-036512.txt : 20210315 0001104659-21-036512.hdr.sgml : 20210315 20210315210400 ACCESSION NUMBER: 0001104659-21-036512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haiman Robert G. CENTRAL INDEX KEY: 0001740897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36400 FILM NUMBER: 21743341 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ashford Inc. CENTRAL INDEX KEY: 0001604738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 465292553 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Inc DATE OF NAME CHANGE: 20140403 4 1 tm219748-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-11 0 0001604738 Ashford Inc. AINC 0001740897 Haiman Robert G. 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 0 1 0 0 Exec. VP, GC and Secretary Common Stock 2021-03-11 4 F 0 2029 7.93 D 25515 D Stock Options (right to purchase) 61.12 2022-02-27 2029-02-27 Common Stock 20195 20195 D Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 10, 2021, the last trading day before the date of forfeiture. /s/ Robert G. Haiman 2021-03-15