0001604643-23-000086.txt : 20230526 0001604643-23-000086.hdr.sgml : 20230526 20230526163303 ACCESSION NUMBER: 0001604643-23-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kohosek James M. CENTRAL INDEX KEY: 0001612398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 23969571 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER NAME: FORMER CONFORMED NAME: Kohosek James T. DATE OF NAME CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 wf-form4_168513310895459.xml FORM 4 X0407 4 2023-05-24 1 0001604643 Evoqua Water Technologies Corp. AQUA 0001612398 Kohosek James M. EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 0 1 0 0 EVP, Chief Admin. Officer 0 Common Stock 2023-05-24 4 A 0 17245 0 A 109366 D Common Stock 2023-05-24 4 D 0 109366 D 0 D Stock Option (Right to Buy) 20.88 2023-05-24 4 D 0 26498 D 2028-04-02 Common Stock 26498.0 0 D Stock Option (Right to Buy) 12.67 2023-05-24 4 D 0 32468 D 2029-02-14 Common Stock 32468.0 0 D Stock Option (Right to Buy) 23.63 2023-05-24 4 D 0 24773 D 2030-02-14 Common Stock 24773.0 0 D Stock Option (Right to Buy) 24.76 2023-05-24 4 D 0 19492 D 2031-02-16 Common Stock 19492.0 0 D Represents performance share units ("PSUs") that became earned (at target award level) pursuant to the merger agreement among Xylem Inc., Fore Merger Sub, Inc. and the issuer, dated as of Jan. 22, 2023, upon effectiveness of the merger on May 24, 2023. Disposed of pursuant to the merger agreement. Upon effectiveness of the merger, (i) each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares, and (ii) unvested restricted stock units ("RSUs") and PSUs (at target award level) were converted into RSUs relating to Xylem common shares, by multiplying the number of shares of issuer common stock underlying the award and 0.48, rounded down to the nearest whole share. This option is fully vested. Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share. Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent. This option vests in four equal annual installments starting on Jan. 1, 2021. This option vests in four equal annual installments starting on Feb. 16, 2022. /s/ John DiMascio, Attorney-in-Fact for James M. Kohosek 2023-05-26