0001604643-23-000084.txt : 20230526
0001604643-23-000084.hdr.sgml : 20230526
20230526162945
ACCESSION NUMBER: 0001604643-23-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230524
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Desai Snehal
CENTRAL INDEX KEY: 0001727751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 23969448
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
wf-form4_168513293203377.xml
FORM 4
X0407
4
2023-05-24
1
0001604643
Evoqua Water Technologies Corp.
AQUA
0001727751
Desai Snehal
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
0
1
0
0
EVP, Chief Growth Officer
0
Common Stock
2023-05-24
4
A
0
18958
0
A
78798
D
Common Stock
2023-05-24
4
D
0
78798
D
0
D
Stock Option (Right to Buy)
24.25
2023-05-24
4
D
0
34636
D
2028-01-26
Common Stock
34636.0
0
D
Stock Option (Right to Buy)
20.88
2023-05-24
4
D
0
33279
D
2028-04-02
Common Stock
33279.0
0
D
Stock Option (Right to Buy)
12.67
2023-05-24
4
D
0
38961
D
2029-02-14
Common Stock
38961.0
0
D
Stock Option (Right to Buy)
23.63
2023-05-24
4
D
0
28902
D
2030-02-14
Common Stock
28902.0
0
D
Stock Option (Right to Buy)
24.76
2023-05-24
4
D
0
22277
D
2031-02-16
Common Stock
22277.0
0
D
Represents performance share units ("PSUs") that became earned (at target award level) pursuant to the merger agreement among Xylem Inc., Fore Merger Sub, Inc. and the issuer, dated as of Jan. 22, 2023, upon effectiveness of the merger on May 24, 2023.
Disposed of pursuant to the merger agreement. Upon effectiveness of the merger, (i) each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares, and (ii) unvested restricted stock units ("RSUs") and PSUs (at target award level) were converted into RSUs relating to Xylem common shares, by multiplying the number of shares of issuer common stock underlying the award and 0.48, rounded down to the nearest whole share.
This option is fully vested.
Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share.
Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent.
This option vests in four equal annual installments starting on Jan. 1, 2021.
This option vests in four equal annual installments starting on Feb. 16, 2022.
/s/ John DiMascio, Attorney-in-Fact for Snehal Desai
2023-05-26