0001246360-21-000052.txt : 20210108 0001246360-21-000052.hdr.sgml : 20210108 20210108171407 ACCESSION NUMBER: 0001246360-21-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210107 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webster Anthony CENTRAL INDEX KEY: 0001720191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 21518312 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 form.xml PRIMARY DOCUMENT X0306 4 2021-01-07 false 0001604643 Evoqua Water Technologies Corp. AQUA 0001720191 Webster Anthony EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 false true false false Executive Vice President, CHRO Common Stock 2021-01-07 4 M false 75000 6.49 A 151942 D Common Stock 2021-01-07 4 S false 25000 29.251 D 126942 D Common Stock 2021-01-07 4 S false 50000 30 D 76942 D Stock Option (Right to Buy) 6.49 2021-01-07 4 M false 75000 0 D 2026-03-03 Common Stock 75000 66861 D The amount of these securities shown in column 5 of this table includes 9,694 unvested restricted stock units in respect of the issuer's common stock. Subject to Mr. Webster's continued employment with the issuer through the applicable vesting date, 4,933 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date; and 4,761 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date. This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Webster on December 3, 2020. The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0000 to $29.5050, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested. /s/ John DiMascio, Attorney-in-Fact for Anthony Webster 2021-01-08