0001246360-21-000052.txt : 20210108
0001246360-21-000052.hdr.sgml : 20210108
20210108171407
ACCESSION NUMBER: 0001246360-21-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210107
FILED AS OF DATE: 20210108
DATE AS OF CHANGE: 20210108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webster Anthony
CENTRAL INDEX KEY: 0001720191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21518312
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2021-01-07
false
0001604643
Evoqua Water Technologies Corp.
AQUA
0001720191
Webster Anthony
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
false
true
false
false
Executive Vice President, CHRO
Common Stock
2021-01-07
4
M
false
75000
6.49
A
151942
D
Common Stock
2021-01-07
4
S
false
25000
29.251
D
126942
D
Common Stock
2021-01-07
4
S
false
50000
30
D
76942
D
Stock Option (Right to Buy)
6.49
2021-01-07
4
M
false
75000
0
D
2026-03-03
Common Stock
75000
66861
D
The amount of these securities shown in column 5 of this table includes 9,694 unvested restricted stock units in respect of the issuer's common stock. Subject to Mr. Webster's continued employment with the issuer through the applicable vesting date, 4,933 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date; and 4,761 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by Mr. Webster on December 3, 2020.
The price reported in column 4 of this table is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0000 to $29.5050, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option is fully vested.
/s/ John DiMascio, Attorney-in-Fact for Anthony Webster
2021-01-08