0000895345-21-000203.txt : 20210218
0000895345-21-000203.hdr.sgml : 20210218
20210218171638
ACCESSION NUMBER: 0000895345-21-000203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lamb Martin
CENTRAL INDEX KEY: 0001720857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21650620
MAIL ADDRESS:
STREET 1: EVOQUA WATER TECHNOLOGIES CORP.
STREET 2: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
form4.xml
X0306
4
2021-02-16
0001604643
Evoqua Water Technologies Corp.
AQUA
0001720857
Lamb Martin
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE
PITTSBURGH
PA
15222
true
Common Stock
2021-02-16
4
A
0
4039
0
A
195948
D
Common Stock
2020-12-03
5
G
0
130000
0
D
65948
D
Common Stock
2020-12-03
5
G
0
130000
0
A
130000
I
By FIC
Common Stock
139711
I
By Trust
The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 16, 2022, and settle within 30 days thereafter.
Reflects transfers of 139,711 shares, in the aggregate, previously held directly by the reporting person to a Bare trust. These transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Reflects a gift of 130,000 shares previously held directly by the reporting person to a family investment company ("FIC").
Shares held by an FIC, for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein.
Shares held by a Bare trust, for benefit of the reporting person's immediate family members and for which the reporting person retains investment control.
/s/ John DiMascio, Attorney-in-Fact for Martin Lamb
2021-02-18