0000895345-21-000203.txt : 20210218 0000895345-21-000203.hdr.sgml : 20210218 20210218171638 ACCESSION NUMBER: 0000895345-21-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamb Martin CENTRAL INDEX KEY: 0001720857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38272 FILM NUMBER: 21650620 MAIL ADDRESS: STREET 1: EVOQUA WATER TECHNOLOGIES CORP. STREET 2: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evoqua Water Technologies Corp. CENTRAL INDEX KEY: 0001604643 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 724-772-0044 MAIL ADDRESS: STREET 1: 210 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: EWT Holdings I Corp. DATE OF NAME CHANGE: 20140403 4 1 form4.xml X0306 4 2021-02-16 0001604643 Evoqua Water Technologies Corp. AQUA 0001720857 Lamb Martin EVOQUA WATER TECHNOLOGIES CORP. 210 SIXTH AVENUE PITTSBURGH PA 15222 true Common Stock 2021-02-16 4 A 0 4039 0 A 195948 D Common Stock 2020-12-03 5 G 0 130000 0 D 65948 D Common Stock 2020-12-03 5 G 0 130000 0 A 130000 I By FIC Common Stock 139711 I By Trust The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 16, 2022, and settle within 30 days thereafter. Reflects transfers of 139,711 shares, in the aggregate, previously held directly by the reporting person to a Bare trust. These transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Reflects a gift of 130,000 shares previously held directly by the reporting person to a family investment company ("FIC"). Shares held by an FIC, for which the reporting person retains investment control. The reporting person disclaims beneficial ownership with respect to these securities except to the extent of his pecuniary interest therein. Shares held by a Bare trust, for benefit of the reporting person's immediate family members and for which the reporting person retains investment control. /s/ John DiMascio, Attorney-in-Fact for Martin Lamb 2021-02-18