0001144204-19-008419.txt : 20190214 0001144204-19-008419.hdr.sgml : 20190214 20190214190231 ACCESSION NUMBER: 0001144204-19-008419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190212 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kovacevich Nicholas CENTRAL INDEX KEY: 0001637032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55418 FILM NUMBER: 19609214 MAIL ADDRESS: STREET 1: 1800 NEWPORT CIRCLE CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KushCo Holdings, Inc. CENTRAL INDEX KEY: 0001604627 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 455268202 STATE OF INCORPORATION: NV FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 11958 MONARCH STREET CITY: GARDEN GROVE STATE: CA ZIP: 92841 BUSINESS PHONE: 714-243-4311 MAIL ADDRESS: STREET 1: 11958 MONARCH STREET CITY: GARDEN GROVE STATE: CA ZIP: 92841 FORMER COMPANY: FORMER CONFORMED NAME: Kush Bottles, Inc. DATE OF NAME CHANGE: 20140403 4 1 tv513842_form4.xml FORM 4 X0306 4 2019-02-12 0 0001604627 KushCo Holdings, Inc. KSHB 0001637032 Kovacevich Nicholas C/O KUSHCO HOLDINGS, INC. 11958 MONARCH STREET GARDEN GROVE CA 92841 1 1 1 0 Chairman and CEO Common Stock 2019-02-12 4 S 0 100000 5.94 D 4935000 D Common Stock 2019-02-13 4 S 0 75000 5.83 D 4860000 D Common Stock 2019-02-14 4 S 0 25000 5.63 D 4835000 D Common Stock 4000000 I By trust The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.05, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.76 to $5.92, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.66, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person has investment control over the shares held be such trusts. /s/ Arun Kurichety, Attorney-in-Fact 2019-02-14