0001712923-20-000067.txt : 20200518 0001712923-20-000067.hdr.sgml : 20200518 20200518161930 ACCESSION NUMBER: 0001712923-20-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rickard Lois Elizabeth CENTRAL INDEX KEY: 0001604577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38506 FILM NUMBER: 20889767 MAIL ADDRESS: STREET 1: 1230 PEACHTREE ST NE STREET 2: SUITE 1000 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GreenSky, Inc. CENTRAL INDEX KEY: 0001712923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 822135346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5565 GLENRIDGE CONNECTOR STREET 2: SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30342 BUSINESS PHONE: 678-264-6105 MAIL ADDRESS: STREET 1: 5565 GLENRIDGE CONNECTOR STREET 2: SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30342 4 1 wf-form4_158983315202618.xml FORM 4 X0306 4 2020-05-14 0 0001712923 GreenSky, Inc. GSKY 0001604577 Rickard Lois Elizabeth 5565 GLENRIDGE CONNECTOR, SUITE 700 ATLANTA GA 30342 0 1 0 0 Chief Human Resources Officer Class A common stock 2020-05-14 4 A 0 66668 0 A 133391 D Class B common stock 122678.72 D Stock Option (right to buy) 3.73 2020-05-14 4 A 0 71576 0 A 2030-05-14 Class A common stock 71576.0 71576 D Holdco Units Class A common stock 122678.72 122678.72 D Grant of restricted stock, which will vest in four equal installments on May 14, 2021, May 14, 2022, May 14, 2023, and May 14, 2024. The Class B common stock entitles holders to ten votes per share; votes as a single class with the Class A common stock, has no economic rights, and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below. Grant of stock options, which will vest in four equal installments on May 14, 2021, May 14, 2022, May 14, 2023, and May 14, 2024. Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the membership interests of GS Holdings (the "Holdco Units") may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option. /s/ Robert Partlow, as attorney-in-fact 2020-05-18