0001604488-24-000205.txt : 20240830
0001604488-24-000205.hdr.sgml : 20240830
20240830171955
ACCESSION NUMBER: 0001604488-24-000205
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240830
EFFECTIVENESS DATE: 20240830
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Trust Capital Management L.P.
CENTRAL INDEX KEY: 0001604488
ORGANIZATION NAME:
IRS NUMBER: 901006997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17430
FILM NUMBER: 241271143
BUSINESS ADDRESS:
STREET 1: 225 W. WACKER DRIVE
STREET 2: 21ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 872-260-4182
MAIL ADDRESS:
STREET 1: 225 W. WACKER DRIVE
STREET 2: 21ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Vivaldi Asset Management, LLC
DATE OF NAME CHANGE: 20140402
N-PX
1
primary_doc.xml
N-PX
IM
LIVE
0001604488
XXXXXXXX
false
false
06/30/2024
YEAR
2024
First Trust Capital Management L.P.
773-828-6700
225 W. WACKER DRIVE
21ST FLOOR
CHICAGO
IL
60606
INSTITUTIONAL MANAGER COMBINATION REPORT
N
028-17430
811-22894
First Trust Merger Arbitrage Fund
811-22894
First Trust Multi-Strategy Fund
811-22245
First Trust Merger Arbitrage ETF
811-23179
First Trust Alternative Opportunities Fund
811-22923
Infinity Core Alternative Fund
811-23763
First Trust Real Assets Fund
811-23792
First Trust Private Credit Fund
811-23791
First Trust Private Assets Fund
811-23813
Destiny Alternative Fund LLC
811-23814
Destiny Alternative Fund (TEI) LLC
811-23857
First Trust Hedged Strategies Fund
N
0
First Trust Capital Management L.P.
Marc Bassewitz
Marc Bassewitz
Chief Compliance Officer & General Counsel
08/30/2024
PROXY VOTING RECORD
2
ProxyVotingTable.xml
IVERIC bio, Inc.46583P102US46583P102107/06/2023To approve, by non-binding, advisory vote, compensation that may be paid or become payable by IVERIC to its named executive officers in connection with the Merger.SECTION 14A SAY-ON-PAY VOTES3427.0000000FOR3427.000000FORFocus Financial Partners Inc.34417P100US34417P100307/14/2023To approve, by non-binding, advisory vote, certain compensation, arrangements for the Company's named executive officers in connection with the Mergers.SECTION 14A SAY-ON-PAY VOTES3141.0000000FOR3141.000000FORLife Storage, Inc.53223X107US53223X107207/18/2023A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Life Storage in connection with the company merger and the other transactions contemplated by the merger agreement, which we refer to as the "Life Storage compensation proposal"; andSECTION 14A SAY-ON-PAY VOTES2849.0000000FOR2849.000000FORUrstadt Biddle Properties Inc.917286205US917286205708/16/2023Compensation Proposal: To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Urstadt Biddle's named executive officers that is based on or otherwise relates to the mergers.SECTION 14A SAY-ON-PAY VOTES6544.0000000FOR6544.000000FORMagellan Midstream Partners, L.P.559080106US559080106509/21/2023To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the named executive officers of Magellan GP, LLC, the general partner of Magellan, that is based on or otherwise relates to the merger contemplated by the Merger Agreement.SECTION 14A SAY-ON-PAY VOTES1282.0000000FOR1282.000000FORReata Pharmaceuticals, Inc.75615P103US75615P103009/21/2023To approve, on an advisory, non-binding basis, compensation that will or may be paid or become payable to Reata's named executive officers in connection with the Merger contemplated by the Merger Agreement.SECTION 14A SAY-ON-PAY VOTES37.0000000FOR37.000000FOREarthstone Energy, Inc.27032D304US27032D304410/30/2023To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Earthstone's named executive officers that is based on or otherwise relates to the mergers;SECTION 14A SAY-ON-PAY VOTES6533.0000000FOR6533.000000FORDenbury Inc.24790A101US24790A101610/31/2023The Advisory Compensation Proposal: To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Denbury's named executive officers in connection with the Merger.SECTION 14A SAY-ON-PAY VOTES4751.0000000FOR4751.000000FORNew Relic, Inc.64829B100US64829B100811/01/2023To consider and vote on the proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to New Relic's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.SECTION 14A SAY-ON-PAY VOTES4376.0000000FOR4376.000000FORNextGen Healthcare, Inc.65343C102US65343C102711/07/2023To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to NextGen's named executive officers that is based on or otherwise relates to the Merger; andSECTION 14A SAY-ON-PAY VOTES436.0000000FOR436.000000FORHersha Hospitality Trust427825500US427825500911/08/2023To consider and vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the Company Merger.SECTION 14A SAY-ON-PAY VOTES2227.0000000FOR2227.000000FORAvantax, Inc.095229100US095229100511/21/2023Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Avantax, Inc.'s named executive officers that is based on, or otherwise relates to, the merger of C2023 Sub Corp. with and into Avantax, Inc., as contemplated by the merger agreement:SECTION 14A SAY-ON-PAY VOTES2081.0000000FOR2081.000000FORRPT Realty74971D101US74971D101912/12/2023Compensation Proposal: To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to RPT's named executive officers that is based on or otherwise related to the company merger and the other transactions contemplated by the merger agreement.SECTION 14A SAY-ON-PAY VOTES15542.0000000FOR15542.000000FORBluegreen Vacations Holding Corporation096308101US096308101501/11/2024Approval, on a non-binding advisory basis, of the compensation that may be paid or become payable to the named executive officers of Bluegreen Vacations Holding Corporation that is based on or otherwise relates to the merger.SECTION 14A SAY-ON-PAY VOTES1309.0000000FOR1309.000000FORSpirit Realty Capital, Inc.84860W300US84860W300701/19/2024Compensation Proposal: To approve, by advisory (non binding) vote, certain compensation that may be paid or become payable to Spirit's named executive officers in connection with the completion of the Merger.SECTION 14A SAY-ON-PAY VOTES17260.0000000FOR17260.000000FOREngagesmart, Inc.29283F103US29283F103001/23/2024To approve, on a non-binding, advisory basis, the compensation that will or may become payable by EngageSmart to its named executive officers in connection with the Merger.SECTION 14A SAY-ON-PAY VOTES1294.0000000FOR1294.000000FORImmunoGen, Inc.45253H101US45253H101401/31/2024A proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to ImmunoGen's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement; andSECTION 14A SAY-ON-PAY VOTES2888.0000000FOR2888.000000FORPioneer Natural Resources Company723787107US723787107102/07/2024The Advisory Compensation Proposal: To approve, on an advisory basis, the compensation that may be paid or become payable to Pioneer's named executive officers that is based on or otherwise related to the merger.SECTION 14A SAY-ON-PAY VOTES1189.0000000FOR1189.000000FORKaruna Therapeutics, Inc.48576A100US48576A100703/12/2024To approve, on an advisory, non-binding basis, certain compensation that will or may be paid by Karuna to its named executive officers that is based on or otherwise relates to the merger of Merger Sub with and into Karuna pursuant to the merger agreement.SECTION 14A SAY-ON-PAY VOTES206.0000000FOR206.000000FORAlteryx, Inc.02156B103US02156B103503/13/2024To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Alteryx to its named executive officers in connection with the merger contemplated by the merger agreement.SECTION 14A SAY-ON-PAY VOTES8287.0000000FOR8287.000000FORM.D.C. Holdings, Inc.552676108US552676108604/02/2024To approve, on a non-binding, advisory basis, the compensation that will or may become payable by M.D.C. Holdings, Inc. to its named executive officers in connection with the Merger.SECTION 14A SAY-ON-PAY VOTES51.0000000FOR51.000000FORKaman Corporation483548103US483548103104/17/2024Proposal to approve, on a non-binding, advisory basis, compensation that will or may become payable by the Company to its named executive officers in connection with the merger of Merger Sub with and into the Company (the "Merger").SECTION 14A SAY-ON-PAY VOTES1409.0000000FOR1409.000000FOREverbridge, Inc.29978A104US29978A104304/25/2024To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Everbridge, Inc. to its named executive officers in connection with the merger; andSECTION 14A SAY-ON-PAY VOTES100.0000000FOR100.000000FORMasonite International Corporation575385109CA575385109904/25/2024To approve on an advisory (non-binding) basis the compensation that may be paid or become payable to Masonite's named executive officers in connection with the Arrangement (the "Compensation Proposal"); andSECTION 14A SAY-ON-PAY VOTES2801.0000000FOR2801.000000FORCarrols Restaurant Group, Inc.14574X104US14574X104605/14/2024To approve, on an advisory (non-binding) basis, the compensation that will or may become payable by Carrols to its named executive officers in connection with the merger of BK Cheshire Corp. with and into Carrols Restaurant Group, Inc.SECTION 14A SAY-ON-PAY VOTES5784.0000000FOR5784.000000FORShockwave Medical, Inc.82489T104US82489T104305/29/2024To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shockwave's named executive officers that is based on or otherwise relates to the Merger.SECTION 14A SAY-ON-PAY VOTES769.0000000FOR769.000000FORFirst Advantage Corporation31846B108US31846B108906/07/2024To approve, on an advisory (non-binding) basis, the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES7.0000000FOR7.000000FORApartment Income REIT Corp.03750L109US03750L109806/25/2024Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our principal executive officer, principal financial officer, and the three other most highly compensated executive officers calculated in accordance with the Securities and Exchange Commission's rules and regulations, that is based on or otherwise relates to the merger.SECTION 14A SAY-ON-PAY VOTES15840.0000000FOR15840.000000FORHashiCorp, Inc.418100103US418100103706/25/2024To approve, on an advisory basis, the compensation of our named executive officers.SECTION 14A SAY-ON-PAY VOTES4781.0000000FOR4781.000000FOR