0000899243-20-030315.txt : 20201103 0000899243-20-030315.hdr.sgml : 20201103 20201103200009 ACCESSION NUMBER: 0000899243-20-030315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201103 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amy Schulman, as Trustee The Armon R. Sharei Irrevocable GST Trust of 2016, U/D/T Dated December 29, 2016 CENTRAL INDEX KEY: 0001830552 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39662 FILM NUMBER: 201284889 BUSINESS ADDRESS: STREET 1: C/O SQZ BIOTECHNOLOGIES COMPANY STREET 2: 200 ARSENAL YARDS BOULEVARD, SUITE 210 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: (617) 758-8672 MAIL ADDRESS: STREET 1: C/O SQZ BIOTECHNOLOGIES COMPANY STREET 2: 200 ARSENAL YARDS BOULEVARD, SUITE 210 CITY: WATERTOWN STATE: MA ZIP: 02472 FORMER NAME: FORMER CONFORMED NAME: Arny Schulman, as Trustee The Armon R. Sharei Irrevocable GST Trust of 2016 U/D/T Dated December 29, 2016 DATE OF NAME CHANGE: 20201029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SQZ Biotechnologies Co CENTRAL INDEX KEY: 0001604477 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462431115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 ARSENAL YARDS BLVD., STE. 210 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-898-8824 MAIL ADDRESS: STREET 1: 200 ARSENAL YARDS BLVD., STE. 210 CITY: WATERTOWN STATE: MA ZIP: 02472 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-03 1 0001604477 SQZ Biotechnologies Co SQZ 0001830552 Amy Schulman, as Trustee The Armon R. Sharei Irrevocable GST Trust of 2016, U/D/T Dated December 29, 2016 200 ARSENAL YARDS BLVD, SUITE 210 WATERTOWN MA 02472 0 0 1 0 Common Stock 2020-11-03 4 C 0 11025 A 385891 D Series B Convertible Preferred Stock 2020-11-03 4 C 0 3453 D Common Stock 3637 0 D Series Seed Convertible Preferred Stock 2020-11-03 4 C 0 7016 D Common Stock 7388 0 D The preferred stock was convertible at any time, at the holder's election and had no expiration date. Each share of preferred stock automatically converted on a 1.053 for one basis into common stock upon the closing of the Issuer's initial public offering. The shares have no expiration date. /s/ Lawrence Knopf, Attorney-in-Fact for The Armon R. Sharei Irrevocable GST Trust of 2016 2020-11-03