0001104659-18-039590.txt : 20180612
0001104659-18-039590.hdr.sgml : 20180612
20180612161050
ACCESSION NUMBER: 0001104659-18-039590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180611
FILED AS OF DATE: 20180612
DATE AS OF CHANGE: 20180612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Kristina A.
CENTRAL INDEX KEY: 0001676329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36477
FILM NUMBER: 18894551
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE
STREET 2: SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nexeo Solutions, Inc.
CENTRAL INDEX KEY: 0001604416
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 465188282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 297-0700
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: WL Ross Holding Corp.
DATE OF NAME CHANGE: 20140401
4
1
a4.xml
4
X0306
4
2018-06-11
0
0001604416
Nexeo Solutions, Inc.
NXEO
0001676329
Smith Kristina A.
C/O NEXEO SOLUTIONS, INC.
3 WATERWAY SQUARE PLACE, SUITE 1000
THE WOODLANDS
TX
77380
0
1
0
0
See Remarks
Common Stock
2018-06-11
4
F
0
1379
9.66
D
22578
D
Common Stock
1791182
I
See Footnote
In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on June 8, 2018.
On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
Vice President and Chief Accounting Officer
/s/ Kristina A. Smith, by Michael B. Farnell, Jr., as Attorney-in-Fact
2018-06-12