0001104659-17-066312.txt : 20171106
0001104659-17-066312.hdr.sgml : 20171106
20171106161346
ACCESSION NUMBER: 0001104659-17-066312
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaBuschewsky Ronald J.
CENTRAL INDEX KEY: 0001676284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36477
FILM NUMBER: 171179627
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE
STREET 2: SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nexeo Solutions, Inc.
CENTRAL INDEX KEY: 0001604416
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 465188282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 297-0700
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE, SUITE 1000
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: WL Ross Holding Corp.
DATE OF NAME CHANGE: 20140401
4
1
a4.xml
4
X0306
4
2017-11-02
0
0001604416
Nexeo Solutions, Inc.
NXEO
0001676284
LaBuschewsky Ronald J.
C/O NEXEO SOLUTIONS, INC.
3 WATERWAY SQUARE PLACE, SUITE 1000
THE WOODLANDS
TX
77380
0
1
0
0
See Remarks
Common Stock
2017-11-02
4
A
0
10782
0
A
53991
D
Common Stock
1791182
I
See Footnote
Employee Stock Option (right to buy)
7.42
2017-11-02
4
A
0
32345
0
A
2027-11-02
Common Stock
32345
32345
D
Performance Share Unit
2017-11-02
4
A
0
10782
0
A
2020-09-30
Common Stock
10782
10782
D
Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan.
Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction.
On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
The option vests in three equal annual installments beginning on November 2, 2018.
Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated November 2, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on October 1, 2017 to September 30, 2020. The vesting of the Reporting Person's Performance Share Units is tied to the return on invested capital during the performance period, as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target.
Senior Vice President, Supply Chain and Environmental Services
/s/ Ronald J. LaBuschewsky, by Michael B. Farnell, Jr., as Attorney-in-Fact
2017-11-06