0001604192-24-000002.txt : 20240103 0001604192-24-000002.hdr.sgml : 20240103 20240103165719 ACCESSION NUMBER: 0001604192-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn Timothy J CENTRAL INDEX KEY: 0001604192 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 24507779 MAIL ADDRESS: STREET 1: C/O AEYE, INC. STREET 2: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wk-form4_1704319019.xml FORM 4 X0508 4 2024-01-01 0 0001818644 AEye, Inc. LIDR 0001604192 Dunn Timothy J ONE PARK PLACE, SUITE 200 DUBLIN CA 94568 1 0 0 0 0 Common Stock 2024-01-01 4 A 0 13585 0 A 62552 D Common Stock 950 I Dunn Family Trust U/A/D 7/10/2001 As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. Andrew S. Hughes, by power of attorney previously filed 2024-01-03