0001604192-23-000013.txt : 20231002 0001604192-23-000013.hdr.sgml : 20231002 20231002192038 ACCESSION NUMBER: 0001604192-23-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn Timothy J CENTRAL INDEX KEY: 0001604192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 231301138 MAIL ADDRESS: STREET 1: C/O AEYE, INC. STREET 2: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wk-form4_1696288828.xml FORM 4 X0508 4 2023-10-01 0 0001818644 AEye, Inc. LIDR 0001604192 Dunn Timothy J ONE PARK PLACE, SUITE 200 DUBLIN CA 94568 1 0 0 0 0 Common Stock 2023-10-01 4 A 0 156757 0 A 1469036 D Common Stock 28514 I Dunn Family Trust U/A/D 07/10/2001 As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. Siraj Husain, by power of attorney previously filed 2023-10-02