0001144204-17-063176.txt : 20171211 0001144204-17-063176.hdr.sgml : 20171211 20171211172813 ACCESSION NUMBER: 0001144204-17-063176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171207 FILED AS OF DATE: 20171211 DATE AS OF CHANGE: 20171211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Das Jayendra CENTRAL INDEX KEY: 0001604190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 171250388 MAIL ADDRESS: STREET 1: C/O SAP VENTURES STREET 2: 3408 HILLVIEW AVE., BUILDING 5 CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 tv481025_4.xml FORM 4 X0306 4 2017-12-07 0 0001689923 Alteryx, Inc. AYX 0001604190 Das Jayendra C/O SAPPHIRE VENTURES 3408 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Class A Common Stock 2017-12-07 4 J 0 927127 0.00 D 0 I By Sapphire Ventures Fund I, L.P. Class A Common Stock 165156 I By LLC Class A Common Stock 10714 D Refers to shares held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Sapphire LP made a pro-rata distribution for no consideration of Class A Common Stock of Alteryx, Inc. (the "Issuer") to its general partner and limited partner on December 7, 2017. The limited partner received 927,127 shares in the distribution. Sapphire LLC, general partner of Sapphire LP, received 165,156 shares in the distribution (a change of form of beneficial ownership without a change of pecuniary interest exempt from reporting under Rule 16a-13). The total number of shares distributed was 1,092,283 shares. Refers to shares held by Sapphire LLC (see footnote 2). Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Under Sapphire LLC's operating agreement, the Reporting Person is deemed to hold the Class A Common Stock for the benefit of Sapphire LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/Jayendra Das 2017-12-08