0001140361-17-013805.txt : 20170329
0001140361-17-013805.hdr.sgml : 20170329
20170329173220
ACCESSION NUMBER: 0001140361-17-013805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170329
FILED AS OF DATE: 20170329
DATE AS OF CHANGE: 20170329
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Das Jayendra
CENTRAL INDEX KEY: 0001604190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 17723134
MAIL ADDRESS:
STREET 1: C/O SAP VENTURES
STREET 2: 3408 HILLVIEW AVE., BUILDING 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc1.xml
FORM 4
X0306
4
2017-03-29
0
0001689923
Alteryx, Inc.
AYX
0001604190
Das Jayendra
C/O SAPPHIRE VENTURES
3408 HILLVIEW AVENUE
PALO ALTO
CA
94304
1
0
1
0
Series A Preferred Stock
2017-03-29
4
C
0
5491893
D
Class B Common Stock
5491893
0
I
By Sapphire Ventures Fund I, L.P.
Series B Preferred Stock
2017-03-29
4
C
0
700390
D
Class B Common Stock
700390
0
I
By Sapphire Ventures Fund I, L.P.
Class B Common Stock
2017-03-29
4
C
0
6192283
A
Class A Common Stock
6192283
6192283
I
By Sapphire Ventures Fund I, L.P.
In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C., the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein.
/s/ Christopher M. Lal, by power of attorney
2017-03-29