0000899243-22-005973.txt : 20220211 0000899243-22-005973.hdr.sgml : 20220211 20220211193339 ACCESSION NUMBER: 0000899243-22-005973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220209 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OA Eagle Group Investors, LLC CENTRAL INDEX KEY: 0001740874 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 22623842 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6164544114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OA Eagle Group Investors II, LLC CENTRAL INDEX KEY: 0001741110 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 22623841 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6164544114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottawa Avenue Private Capital, LLC CENTRAL INDEX KEY: 0001741108 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 22623840 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: (616) 454-4114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Point Credit Co Inc. CENTRAL INDEX KEY: 0001604174 IRS NUMBER: 465215217 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 STEAMBOAT RD, SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.862.3150 MAIL ADDRESS: STREET 1: 600 STEAMBOAT RD, SUITE 202 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Eagle Point Credit Co LLC DATE OF NAME CHANGE: 20140331 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-09 0 0001604174 Eagle Point Credit Co Inc. ECC 0001740874 OA Eagle Group Investors, LLC 200 MONROE AVE NW GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below 0001741110 OA Eagle Group Investors II, LLC 200 MONROE AVE NW GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below 0001741108 Ottawa Avenue Private Capital, LLC 200 MONROE AVE NW GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below Common Stock 2022-02-09 4 S 0 104162 14.00 D 828782 D Common Stock 2022-02-10 4 S 0 1405 14.00 D 827377 D Consists of 53,123 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 51,039 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II"). Represents 422,678 shares of Common Stock directly owned by OAEG and 406,104 shares of Common Stock directly owned by OAEG II. Consists of 717 shares of Common Stock sold by OAEG and 688 shares of Common Stock sold by OAEG II. Represents 421,961 shares of Common Stock directly owned by OAEG and 405,416 shares of Common Stock directly owned by OAEG II. Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II. The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 4 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act. /s/ Randall Damstra, Chief Executive Officer 2022-02-11 /s/ Randall Damstra, Chief Executive Officer 2022-02-11 /s/ Randall Damstra, Chief Executive Officer 2022-02-11