0000899243-22-001938.txt : 20220113
0000899243-22-001938.hdr.sgml : 20220113
20220113204134
ACCESSION NUMBER: 0000899243-22-001938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220111
FILED AS OF DATE: 20220113
DATE AS OF CHANGE: 20220113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OA Eagle Group Investors, LLC
CENTRAL INDEX KEY: 0001740874
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 22530249
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: 6164544114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OA Eagle Group Investors II, LLC
CENTRAL INDEX KEY: 0001741110
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 22530248
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: 6164544114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ottawa Avenue Private Capital, LLC
CENTRAL INDEX KEY: 0001741108
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 22530247
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: (616) 454-4114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eagle Point Credit Co Inc.
CENTRAL INDEX KEY: 0001604174
IRS NUMBER: 465215217
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 STEAMBOAT RD, SUITE 202
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203.862.3150
MAIL ADDRESS:
STREET 1: 600 STEAMBOAT RD, SUITE 202
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Eagle Point Credit Co LLC
DATE OF NAME CHANGE: 20140331
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-11
0
0001604174
Eagle Point Credit Co Inc.
ECC
0001740874
OA Eagle Group Investors, LLC
200 MONROE AVE NW
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
0001741110
OA Eagle Group Investors II, LLC
200 MONROE AVE NW
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
0001741108
Ottawa Avenue Private Capital, LLC
200 MONROE AVE NW
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
Common Stock
2022-01-11
4
S
0
200000
14.353
D
1229041
D
Common Stock
2022-01-12
4
S
0
100000
14.1124
D
1129041
D
Common Stock
2022-01-13
4
S
0
34000
14.0365
D
1095041
D
Consists of 102,000 shares of common stock, par value $0.001 per share ("Common Stock") of Eagle Point Credit Company Inc. (the "Issuer") sold by OA Eagle Group Investors, LLC ("OAEG") and 98,000 shares of Common Stock sold by OA Eagle Group Investors II, LLC ("OAEG II").
Represents 626,811 shares of Common Stock directly owned by OAEG and 602,230 shares of Common Stock directly owned by OAEG II.
Consists of 51,000 shares of Common Stock sold by OAEG and 49,000 shares of Common Stock sold by OAEG II.
Represents 575,811 shares of Common Stock directly owned by OAEG and 553,230 shares of Common Stock directly owned by OAEG II.
Consists of 17,340 shares of Common Stock sold by OAEG and 16,660 shares of Common Stock sold by OAEG II.
Represents 558,471 shares of Common Stock directly owned by OAEG and 536,570 shares of Common Stock directly owned by OAEG II.
Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
Dynasty Financial II, LLC ("Dynasty") is the sole member of OAEG and Dynasty and Ottawa Avenue GP Investment Partners II, LP ("OAGP") are the members of OAEG II. Each of Dynasty and OAGP may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the shares of Common Stock owned by OAEG and OAEG II.
The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 4 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.
/s/ Randall Damstra, Chief Executive Officer
2022-01-13
/s/ Randall Damstra, Chief Executive Officer
2022-01-13
/s/ Randall Damstra, Chief Executive Officer
2022-01-13