0000950170-24-063183.txt : 20240521 0000950170-24-063183.hdr.sgml : 20240521 20240521183729 ACCESSION NUMBER: 0000950170-24-063183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240518 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAUN THOMAS J. SR. CENTRAL INDEX KEY: 0001815777 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 24971175 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 ownership.xml 4 X0508 4 2024-05-18 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001815777 WAUN THOMAS J. SR. C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 false true false false EVP, International false Common Stock 2024-05-18 4 F false 118 174.13 D 11717 D Common Stock 2024-05-19 4 F false 78 174.13 D 11639 D Common Stock 2024-05-20 4 A false 991 0 A 12630 D Common Stock 2054.0123 I By KSOP Option to Purchase Common Stock 177.38 2024-05-20 4 A false 2064 0 A 2034-05-20 Common Stock 2064 2064 D Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Represents current allocation under KSOP. The options vest in three equal annual installments beginning on May 20, 2025, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. /s/ Thomas J. Waun, Sr., by Scott A. Cottrill as attorney-in-fact 2024-05-21