0000950170-24-061819.txt : 20240517 0000950170-24-061819.hdr.sgml : 20240517 20240517165546 ACCESSION NUMBER: 0000950170-24-061819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBOUR D. SCOTT CENTRAL INDEX KEY: 0001716232 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 24961008 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 ownership.xml 4 X0508 4 2024-05-15 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001716232 BARBOUR D. SCOTT C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 true true false false See Remarks false Common Stock 2024-05-15 4 A false 35931 0 A 58727 D Common Stock 2024-05-15 4 F false 15231 176.18 D 43496 D Common Stock 2024-05-15 4 F false 214 176.18 D 43282 D Common Stock 46341 I Reporting Person's Revocable Trust Common Stock 97805 I Reporting Person's Irrevocable Trust Common Stock 9695 I Spouse's Revocable Trust Common Stock 65805 I Spouse's Irrevocable Trust Common Stock 49261 I Reporting Person's GRAT Common Stock 16917.0337 I By KSOP Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2024 had been met. Total includes dividend equivalents in the amount of 471 shares, which dividend equivalents are settled in common stock. Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Shares held in revocable trust for the benefit of the reporting person. Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Shares held in revocable trust for the benefit of the reporting person's spouse. Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Shares held in a GRAT of which the reporting person is trustee. Represents current allocation under KSOP. President & Chief Executive Officer /s/ D. Scott Barbour, by Scott A. Cottrill as attorney-in-fact 2024-05-17