0000919574-22-003844.txt : 20220614
0000919574-22-003844.hdr.sgml : 20220614
20220614172010
ACCESSION NUMBER: 0000919574-22-003844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220610
FILED AS OF DATE: 20220614
DATE AS OF CHANGE: 20220614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seetharam Anil
CENTRAL INDEX KEY: 0001676191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36557
FILM NUMBER: 221015824
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: FLOOR 35
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC.
CENTRAL INDEX KEY: 0001604028
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086]
IRS NUMBER: 510105665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
BUSINESS PHONE: 614-658-0050
MAIL ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
4
1
ownership.xml
X0306
4
2022-06-10
0
0001604028
ADVANCED DRAINAGE SYSTEMS, INC.
WMS
0001676191
Seetharam Anil
200 CLARENDON STREET
FLOOR 35
BOSTON
MA
02116
1
0
0
0
Common Stock
2022-06-10
4
J
0
958052
0
D
5096521
I
See Footnote
Common Stock
2022-06-10
4
J
0
15999
0
D
47996
I
Berkshire Investors III LLC
Common Stock
2022-06-10
4
J
0
15527
0
D
46580
I
Berkshire Investors IV LLC
Common Stock
2022-06-10
4
J
0
709
0
A
2516
D
Common Stock
2022-06-10
4
J
0
450
0
A
450
I
By Family Trusts
Common Stock
2022-06-10
4
J
0
782
0
A
782
I
By Trust
Represents a pro rata in kind distribution of the Issuer's Common Stock by certain of the Berkshire Entities (as defined below), as well as BI III and BI IV (each as defined below), to their respective limited partners and members.
Represents Common Stock received by the Reporting Person and his related trusts as part of the distribution referred to in note (1) above.
Represents shares held directly or indirectly by Berkshire Fund IX, L.P. ("BF IX"), Berkshire Fund IX-A, L.P. ("BF IX-A"), Stockbridge Fund, L.P. ("SF") and certain other accounts (collectively, the "Berkshire Entities"). Ninth Berkshire Associates LLC ("9BA") is the general partner of BF IX and BF IX-A, and Stockbridge Associates LLC ("SA") is the general partner of SF. Berkshire Partners LLC ("BP") is the investment adviser to BF IX and BF IX-A, and Stockbridge Partners LLC ("SP") is the investment adviser to SF and such certain other accounts. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of BP and SP.
(continued from Footnote 3) The Reporting Person is a managing member of BPH, BPSP, BP, SP, 9BA and SA. By virtue of the relationships described in the preceding sentences, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by the Berkshire Entities. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Represents shares held by Berkshire Investors III LLC ("BI III"). The Reporting Person is a managing member of BI III. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI III. The Reporting Person disclaims beneficial ownership of the shares held by BI III, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Represents shares held by Berkshire Investors IV LLC ("BI IV"). The Reporting Person is a managing member of BI IV. By virtue of the relationship described in the preceding sentence, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of common stock held by BI IV. The Reporting Person disclaims beneficial ownership of the shares held by BI IV, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
/s/ Anil Seetharam
2022-06-14