0000899243-22-019312.txt : 20220523 0000899243-22-019312.hdr.sgml : 20220523 20220523211316 ACCESSION NUMBER: 0000899243-22-019312 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220523 DATE AS OF CHANGE: 20220523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBOUR D. SCOTT CENTRAL INDEX KEY: 0001716232 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 22953657 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-05-18 2022-05-20 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001716232 BARBOUR D. SCOTT C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 1 1 0 0 See Remarks Common Stock 2022-05-18 4 A 0 10574 0.00 A 145667 D Common Stock 2022-05-18 4 F 0 43940 99.29 D 101727 D Common Stock 2022-05-18 4 F 0 2413 99.29 D 99314 D Common Stock 2022-05-19 4 F 0 2778 103.88 D 96536 D Common Stock 2022-05-19 4 F 0 1354 103.88 D 95182 D Common Stock 2022-05-22 4 F 0 3788 104.91 D 91394 D Common Stock 8920 I Reporting Person's Revocable Trust Common Stock 82000 I Reporting Person's Irrevocable Trust Common Stock 10000 I Spouse's Revocable Trust Common Stock 50000 I Spouse's Irrevocable Trust Option to Purchase Common Stock 99.29 2022-05-18 4 A 0 25357 0.00 A 2032-05-17 Common Stock 25357 25357 D Incorrectly reported on Form 4 as 10,324. Incorrectly reported on Form 4 as 145,417. Incorrectly reported on Form 4 as 101,477. Incorrectly reported on Form 4 as 99,064. Shares held in revocable trust for the benefit of the reporting person. Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children. Shares held in revocable trust for the benefit of the reporting person's spouse. Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children. Incorrectly reported on Form 4 as 24,757. The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. President & Chief Executive Officer /s/ D. Scott Barbour, by Scott A. Cottrill as attorney-in-fact 2022-05-23