0000899243-22-019312.txt : 20220523
0000899243-22-019312.hdr.sgml : 20220523
20220523211316
ACCESSION NUMBER: 0000899243-22-019312
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220518
FILED AS OF DATE: 20220523
DATE AS OF CHANGE: 20220523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARBOUR D. SCOTT
CENTRAL INDEX KEY: 0001716232
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36557
FILM NUMBER: 22953657
MAIL ADDRESS:
STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC.
STREET 2: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC.
CENTRAL INDEX KEY: 0001604028
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086]
IRS NUMBER: 510105665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
BUSINESS PHONE: 614-658-0050
MAIL ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-05-18
2022-05-20
0
0001604028
ADVANCED DRAINAGE SYSTEMS, INC.
WMS
0001716232
BARBOUR D. SCOTT
C/O ADVANCED DRAINAGE SYSTEMS, INC.
4640 TRUEMAN BOULEVARD
HILLIARD
OH
43026
1
1
0
0
See Remarks
Common Stock
2022-05-18
4
A
0
10574
0.00
A
145667
D
Common Stock
2022-05-18
4
F
0
43940
99.29
D
101727
D
Common Stock
2022-05-18
4
F
0
2413
99.29
D
99314
D
Common Stock
2022-05-19
4
F
0
2778
103.88
D
96536
D
Common Stock
2022-05-19
4
F
0
1354
103.88
D
95182
D
Common Stock
2022-05-22
4
F
0
3788
104.91
D
91394
D
Common Stock
8920
I
Reporting Person's Revocable Trust
Common Stock
82000
I
Reporting Person's Irrevocable Trust
Common Stock
10000
I
Spouse's Revocable Trust
Common Stock
50000
I
Spouse's Irrevocable Trust
Option to Purchase Common Stock
99.29
2022-05-18
4
A
0
25357
0.00
A
2032-05-17
Common Stock
25357
25357
D
Incorrectly reported on Form 4 as 10,324.
Incorrectly reported on Form 4 as 145,417.
Incorrectly reported on Form 4 as 101,477.
Incorrectly reported on Form 4 as 99,064.
Shares held in revocable trust for the benefit of the reporting person.
Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
Shares held in revocable trust for the benefit of the reporting person's spouse.
Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
Incorrectly reported on Form 4 as 24,757.
The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
President & Chief Executive Officer
/s/ D. Scott Barbour, by Scott A. Cottrill as attorney-in-fact
2022-05-23