0000899243-22-019158.txt : 20220520 0000899243-22-019158.hdr.sgml : 20220520 20220520195540 ACCESSION NUMBER: 0000899243-22-019158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220520 DATE AS OF CHANGE: 20220520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE ROY E. JR. CENTRAL INDEX KEY: 0001784782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 22949305 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BLVD. CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-18 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001784782 MOORE ROY E. JR. C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 Executive Vice President Common Stock 2022-05-18 4 A 0 22898 0.00 A 132029 D Common Stock 2022-05-18 4 A 0 30545 0.00 A 162574 D Common Stock 2022-05-18 4 A 0 1826 0.00 A 164400 D Common Stock 2022-05-18 4 F 0 12549 99.29 D 151851 D Common Stock 2022-05-18 4 F 0 208 99.29 D 151643 D Common Stock 2022-05-18 4 F 0 10540 99.29 D 141103 D Common Stock 2022-05-18 4 F 0 157 99.29 D 140946 D Option to Purchase Common Stock 99.29 2022-05-18 4 A 0 4378 0.00 A 2032-05-17 Common Stock 4378 4378 D Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 334 shares, which dividend equivalents are settled in common stock. Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 445 shares, which dividend equivalents are settled in common stock. The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. /s/ Roy E. Moore, Jr. by Scott A. Cottrill as attorney-in-fact 2022-05-20