0000899243-20-032678.txt : 20201203
0000899243-20-032678.hdr.sgml : 20201203
20201203171508
ACCESSION NUMBER: 0000899243-20-032678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAKOWSKI TIM A
CENTRAL INDEX KEY: 0001672236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36557
FILM NUMBER: 201367708
MAIL ADDRESS:
STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC.
STREET 2: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC.
CENTRAL INDEX KEY: 0001604028
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086]
IRS NUMBER: 510105665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
BUSINESS PHONE: 614-658-0050
MAIL ADDRESS:
STREET 1: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-01
0
0001604028
ADVANCED DRAINAGE SYSTEMS, INC.
WMS
0001672236
MAKOWSKI TIM A
C/O ADVANCED DRAINAGE SYSTEMS, INC.
4640 TRUEMAN BOULEVARD
HILLIARD
OH
43026
0
1
0
0
See Remarks
Common Stock
2020-12-01
4
M
0
2927
24.20
A
8001
D
Common Stock
2020-12-01
4
M
0
1073
24.20
A
9074
D
Common Stock
2020-12-01
4
S
0
4000
70.8539
D
5074
D
Option to Purchase Common Stock
24.20
2020-12-01
4
M
0
2927
0.00
D
2026-03-31
Common Stock
2927
2481
D
Option to Purchase Common Stock
24.20
2020-12-01
4
M
0
1073
0.00
D
2026-03-31
Common Stock
1073
8315
D
Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.824 to $70.8638, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
The options vests in five equal annual installments beginning on April 7, 2017, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
The options vests in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
Vice President, Controller and Chief Accounting Officer
/s/ Tim A. Makowski
2020-12-03