0000899243-20-032678.txt : 20201203 0000899243-20-032678.hdr.sgml : 20201203 20201203171508 ACCESSION NUMBER: 0000899243-20-032678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAKOWSKI TIM A CENTRAL INDEX KEY: 0001672236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36557 FILM NUMBER: 201367708 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DRAINAGE SYSTEMS, INC. CENTRAL INDEX KEY: 0001604028 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 510105665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 BUSINESS PHONE: 614-658-0050 MAIL ADDRESS: STREET 1: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-01 0 0001604028 ADVANCED DRAINAGE SYSTEMS, INC. WMS 0001672236 MAKOWSKI TIM A C/O ADVANCED DRAINAGE SYSTEMS, INC. 4640 TRUEMAN BOULEVARD HILLIARD OH 43026 0 1 0 0 See Remarks Common Stock 2020-12-01 4 M 0 2927 24.20 A 8001 D Common Stock 2020-12-01 4 M 0 1073 24.20 A 9074 D Common Stock 2020-12-01 4 S 0 4000 70.8539 D 5074 D Option to Purchase Common Stock 24.20 2020-12-01 4 M 0 2927 0.00 D 2026-03-31 Common Stock 2927 2481 D Option to Purchase Common Stock 24.20 2020-12-01 4 M 0 1073 0.00 D 2026-03-31 Common Stock 1073 8315 D Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.824 to $70.8638, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. The options vests in five equal annual installments beginning on April 7, 2017, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The options vests in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Vice President, Controller and Chief Accounting Officer /s/ Tim A. Makowski 2020-12-03