0001209191-23-046602.txt : 20230818
0001209191-23-046602.hdr.sgml : 20230818
20230818171410
ACCESSION NUMBER: 0001209191-23-046602
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230814
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Melbourne David Francis JR
CENTRAL INDEX KEY: 0001989377
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36426
FILM NUMBER: 231186673
MAIL ADDRESS:
STREET 1: 2 MILL AND MAIN PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaBounty Technologies, Inc.
CENTRAL INDEX KEY: 0001603978
STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900]
IRS NUMBER: 043156167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
BUSINESS PHONE: 978-648-6000
MAIL ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-08-14
0
0001603978
AquaBounty Technologies, Inc.
AQB
0001989377
Melbourne David Francis JR
2 MILL AND MAIN PLACE
SUITE 395
MAYNARD
MA
01754
0
1
0
0
President
Common Stock
106781
D
Options to Purchase Common Stock
2.12
2020-06-17
2029-06-17
Common Stock
15000
D
Options to Purchase Common Stock
2.47
2021-01-02
2030-01-02
Common Stock
15000
D
Options to Purchase Common Stock
1.88
2023-03-12
2030-03-12
Common Stock
12799
D
Options to Purchase Common Stock
6.72
2024-03-10
2031-03-10
Common Stock
5163
D
Options to Purchase Common Stock
1.52
2025-03-14
2032-03-14
Common Stock
20153
D
Options to Purchase Common Stock
0.36
2026-03-09
2033-03-09
Common Stock
70116
D
Restricted Stock
0.00
Common Stock
7677
D
Restricted Stock
0.00
Common Stock
29434
D
Options to purchase common stock were granted on 06/17/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Options to purchase common stock were granted on 01/02/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Options to purchase common stock were issued 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest on 03/09/2026.
Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vested 7,678 shares immediately, with an additional 7,678 vested 03/14/23, and the final 7,677 vesting 2 years after the date of grant.
Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vested 14,717 shares immediately, with an additional 14,717 vesting 1 year after the grant, and the final 14,717 vesting 2 years after the date of grant.
/s/ David A. Frank, Name: David A. Frank, attorney in-fact
2023-08-18