0001209191-23-018292.txt : 20230313 0001209191-23-018292.hdr.sgml : 20230313 20230313195148 ACCESSION NUMBER: 0001209191-23-018292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wulf Sylvia CENTRAL INDEX KEY: 0001762123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36426 FILM NUMBER: 23728816 MAIL ADDRESS: STREET 1: 2 MILL & MAIN PLACE, SUITE 395 CITY: MAYNARD STATE: MA ZIP: 01754 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaBounty Technologies, Inc. CENTRAL INDEX KEY: 0001603978 STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900] IRS NUMBER: 043156167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO CLOCK TOWER PLACE STREET 2: SUITE 395 CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 978-648-6000 MAIL ADDRESS: STREET 1: TWO CLOCK TOWER PLACE STREET 2: SUITE 395 CITY: MAYNARD STATE: MA ZIP: 01754 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-09 0 0001603978 AquaBounty Technologies, Inc. AQB 0001762123 Wulf Sylvia C/O AQUABOUNTY TECHNOLOGIES, INC. 2 MILL & MAIN PLACE, SUITE 395 MAYNARD MA 01754 1 1 0 0 CEO & Director Common Stock 2023-03-09 4 A 0 73462 0.00 A 306951 D Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. In prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. This presentation corrects the error. Director, Chief Executive Officer, and President /s/ David A. Frank, Name: David A. Frank, attorney-in-fact 2023-03-13