0001209191-21-019895.txt : 20210311
0001209191-21-019895.hdr.sgml : 20210311
20210311180413
ACCESSION NUMBER: 0001209191-21-019895
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clothier Richard J
CENTRAL INDEX KEY: 0001619075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36426
FILM NUMBER: 21734597
MAIL ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01745
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaBounty Technologies, Inc.
CENTRAL INDEX KEY: 0001603978
STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900]
IRS NUMBER: 043156167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
BUSINESS PHONE: 978-648-6000
MAIL ADDRESS:
STREET 1: TWO CLOCK TOWER PLACE
STREET 2: SUITE 395
CITY: MAYNARD
STATE: MA
ZIP: 01754
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-10
0
0001603978
AquaBounty Technologies, Inc.
AQB
0001619075
Clothier Richard J
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395
MAYNARD
MA
01754
1
0
0
0
Common Stock
36999
D
Common Stock
1751
D
Common Stock
11151
D
Common Stock
12473
D
Common Stock
13509
D
Common Stock
2021-03-10
4
A
0
4147
0.00
A
4147
D
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
Award of restricted stock granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant.
Award of restricted stock granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant.
Award of restricted stock granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant.
Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant.
Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant.
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
2021-03-11