The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3-D SYS CORP DEL | COM NEW | 88554D205 | 771 | 12,900 | SH | Call | DFND | 1,2 | 12,900 | 0 | 0 |
3-D SYS CORP DEL | COM NEW | 88554D205 | 347 | 5,800 | SH | Put | DFND | 1,2 | 5,800 | 0 | 0 |
AMAZON COM INC | COM | 23135106 | 325 | 1,000 | SH | Call | DFND | 1,2 | 1,000 | 0 | 0 |
APPLE INC | COM | 37833100 | 1,071 | 1,152 | SH | DFND | 1,2 | 1,152 | 0 | 0 | |
APPLE INC | COM | 37833100 | 325 | 3,500 | SH | Call | DFND | 1,2 | 3,500 | 0 | 0 |
APPLE INC | COM | 37833100 | 2,732 | 29,400 | SH | Put | DFND | 1,2 | 29,400 | 0 | 0 |
BANK OF AMERICA CORPORATION | COM | 60505104 | 9,088 | 591,300 | SH | Call | DFND | 1,2 | 591,300 | 0 | 0 |
BANK OF AMERICA CORPORATION | COM | 60505104 | 2,124 | 138,200 | SH | Put | DFND | 1,2 | 138,200 | 0 | 0 |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 706 | 24,700 | SH | Put | DFND | 1,2 | 24,700 | 0 | 0 |
BARRICK GOLD CORP | COM | 67901108 | 657 | 35,900 | SH | Put | DFND | 1,2 | 35,900 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 565 | 1,165 | SH | DFND | 1,2 | 1,165 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 834 | 17,200 | SH | Call | DFND | 1,2 | 17,200 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,111 | 22,900 | SH | Put | DFND | 1,2 | 22,900 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 2,067 | 4,387 | SH | DFND | 1,2 | 4,387 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 8,370 | 177,700 | SH | Call | DFND | 1,2 | 177,700 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 2,967 | 63,000 | SH | Put | DFND | 1,2 | 63,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 10,517 | 156,300 | SH | Call | DFND | 1,2 | 156,300 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 10,578 | 157,200 | SH | Put | DFND | 1,2 | 157,200 | 0 | 0 |
FIRST SOLAR INC | COM | 336433107 | 12,329 | 173,500 | SH | Call | DFND | 1,2 | 173,500 | 0 | 0 |
FIRST SOLAR INC | COM | 336433107 | 18,284 | 257,300 | SH | Put | DFND | 1,2 | 257,300 | 0 | 0 |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,157 | 67,100 | SH | Call | DFND | 1,2 | 67,100 | 0 | 0 |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 703 | 40,800 | SH | Put | DFND | 1,2 | 40,800 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 1,942 | 53,500 | SH | Call | DFND | 1,2 | 53,500 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 1,938 | 53,400 | SH | Put | DFND | 1,2 | 53,400 | 0 | 0 |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,311 | 13,800 | SH | Call | DFND | 1,2 | 13,800 | 0 | 0 |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 251 | 1,500 | SH | Put | DFND | 1,2 | 1,500 | 0 | 0 |
GT ADVANCED TECHNOLOGIES INC | COM | 36191U106 | 223 | 12,000 | SH | Put | DFND | 1,2 | 12,000 | 0 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 703 | 1,089 | SH | DFND | 1,2 | 1,089 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 2,052 | 31,800 | SH | Call | DFND | 1,2 | 31,800 | 0 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 4,492 | 69,600 | SH | Put | DFND | 1,2 | 69,600 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 472 | 8,200 | SH | Put | DFND | 1,2 | 8,200 | 0 | 0 |
MOSAIC CO NEW | COM | 61945C103 | 232 | 4,700 | SH | Call | DFND | 1,2 | 4,700 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 5,331 | 12,100 | SH | Call | DFND | 1,2 | 12,100 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 6,697 | 15,200 | SH | Put | DFND | 1,2 | 15,200 | 0 | 0 |
NEWMONT MINING CORP | COM | 651639106 | 229 | 9,000 | SH | Call | DFND | 1,2 | 9,000 | 0 | 0 |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 247 | 40,300 | SH | Put | DFND | 1,2 | 40,300 | 0 | 0 |
PENNEY J C INC | COM | 708160106 | 3,362 | 371,500 | SH | Call | DFND | 1,2 | 371,500 | 0 | 0 |
PENNEY J C INC | COM | 708160106 | 4,094 | 452,400 | SH | Put | DFND | 1,2 | 452,400 | 0 | 0 |
PFIZER INC | COM | 717081103 | 272 | 917 | SH | DFND | 1,2 | 917 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 368 | 12,400 | SH | Put | DFND | 1,2 | 12,400 | 0 | 0 |
POTASH CORP SASK I NC | COM | 73755L107 | 1,450 | 38,200 | SH | Call | DFND | 1,2 | 38,200 | 0 | 0 |
SOLARCITY CORP | COM | 83416T100 | 3,113 | 44,100 | SH | Call | DFND | 1,2 | 44,100 | 0 | 0 |
SOLARCITY CORP | COM | 83416T100 | 4,060 | 57,500 | SH | Put | DFND | 1,2 | 57,500 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 272 | 113 | SH | DFND | 1,2 | 113 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 2,161 | 9,000 | SH | Call | DFND | 1,2 | 9,000 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 4,105 | 17,100 | SH | Put | DFND | 1,2 | 17,100 | 0 | 0 |
TRI POINTE HOMES I NC | COM | 87265H109 | 785 | 5,000 | SH | DFND | 1,2 | 5,000 | 0 | 0 | |
TRI POINTE HOMES I NC | COM | 87265H109 | 1,179 | 75,000 | SH | Put | DFND | 1,2 | 75,000 | 0 | 0 |
TWITTER INC | COM | 90184L102 | 24,283 | 592,700 | SH | Call | DFND | 1,2 | 592,700 | 0 | 0 |
TWITTER INC | COM | 90184L102 | 19,846 | 484,400 | SH | Put | DFND | 1,2 | 484,400 | 0 | 0 |
WALTER ENERGY INC | COM | 93317Q105 | 96 | 17,700 | SH | Call | DFND | 1,2 | 17,700 | 0 | 0 |
WALTER ENERGY INC | COM | 93317Q105 | 279 | 51,200 | SH | Put | DFND | 1,2 | 51,200 | 0 | 0 |
WEYERHAEUSER CO | COM | 962166104 | 13,621 | 41,162 | SH | DFND | 1,2 | 41,162 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 13,236 | 400,000 | SH | Put | DFND | 1,2 | 400,000 | 0 | 0 |