0001586463-14-000011.txt : 20141117 0001586463-14-000011.hdr.sgml : 20141117 20141114175742 ACCESSION NUMBER: 0001586463-14-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PANTHERA INVESTMENT GmbH CENTRAL INDEX KEY: 0001603497 IRS NUMBER: 753245735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16156 FILM NUMBER: 141225790 BUSINESS ADDRESS: STREET 1: BARCKHAUSSTR. 10 CITY: FRANKFURT STATE: 2M ZIP: 60325 BUSINESS PHONE: 312-930-9050 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2630 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001603497 XXXXXXXX 09-30-2014 09-30-2014 true 1 RESTATEMENT PANTHERA INVESTMENT GmbH

500 WEST MONROE STREET SUITE 2630 CHICAGO IL 60661

13F HOLDINGS REPORT 028-16156 Y *NOTE: CMT ASSET MANAGEMENT LTD, CMT TRADING LLC AND PANTHERA INVESTMENT GMBH, WHO SHARE ULTIMATE BENEFICIAL OWNERS, EACH EXERCISE INVESTMENT DISCRETION OVER POSITIONS IN SECTION 13(F) SECURITIES. THESE ENTITIES DO NOT SHARE INVESTMENT DISCRETION WITH ONE ANOTHER, AND EACH FILES A FORM 13F HOLDINGS REPORT, LISTING THE POSITIONS IN SECTION 13(F) SECURITIES OVER WHICH THE FILER EXERCISES INVESTMENT DISCRETION. Tim Stoner 312-930-9050 /Tim Stoner Chicago IL 11-14-2014 2 76 280806 false 1 0001607644 028-16154 CMT Holdings GmbH & Co KG 2 0001607635 028-16153 CMT Global Holdings LLC INFORMATION TABLE 2 cmtpan.xml 3-D SYS CORP DEL COM NEW 88554D205 126 2721 SH DFND 1,2 2721 0 0 3-D SYS CORP DEL COM NEW 88554D205 1067 23000 SH Call DFND 1,2 23000 0 0 3-D SYS CORP DEL COM NEW 88554D205 1034 22300 SH Put DFND 1,2 22300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADDED 01609W102 9 100 SH DFND 1,2 100 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADDED 01609W102 27 300 SH Call DFND 1,2 300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADDED 01609W102 44 500 SH Put DFND 1,2 500 0 0 APPLE INC COM 037833100 1132 11239 SH DFND 1,2 11239 0 0 APPLE INC COM 037833100 56 560 SH DFND 1,2 560 0 0 APPLE INC COM 037833100 353 3500 SH Call DFND 1,2 3500 0 0 APPLE INC COM 037833100 2609 25900 SH Put DFND 1,2 25900 0 0 BANK AMER CORP COM 060505104 11768 690200 SH Call DFND 1,2 690200 0 0 BANK AMER CORP COM 060505104 3896 228500 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