0001586463-14-000008.txt : 20141114
0001586463-14-000008.hdr.sgml : 20141114
20141114151623
ACCESSION NUMBER: 0001586463-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PANTHERA INVESTMENT GmbH
CENTRAL INDEX KEY: 0001603497
IRS NUMBER: 753245735
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16156
FILM NUMBER: 141223411
BUSINESS ADDRESS:
STREET 1: BARCKHAUSSTR. 10
CITY: FRANKFURT
STATE: 2M
ZIP: 60325
BUSINESS PHONE: 312-930-9050
MAIL ADDRESS:
STREET 1: 500 WEST MONROE STREET
STREET 2: SUITE 2630
CITY: CHICAGO
STATE: IL
ZIP: 60661
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001603497
XXXXXXXX
09-30-2014
09-30-2014
PANTHERA INVESTMENT GmbH
500 WEST MONROE STREET
SUITE 2630
CHICAGO
IL
60661
13F HOLDINGS REPORT
028-16156
Y
*NOTE: CMT ASSET MANAGEMENT LTD, CMT TRADING LLC AND PANTHERA INVESTMENT GMBH, WHO SHARE ULTIMATE BENEFICIAL OWNERS, EACH EXERCISE INVESTMENT DISCRETION OVER POSITIONS IN SECTION 13(F) SECURITIES. THESE ENTITIES DO NOT SHARE INVESTMENT DISCRETION WITH ONE ANOTHER, AND EACH FILES A FORM 13F HOLDINGS REPORT, LISTING THE POSITIONS IN SECTION 13(F) SECURITIES OVER WHICH THE FILER EXERCISES INVESTMENT DISCRETION.
Tim Stoner
VP Operation
312-930-9050
/Tim Stoner
Chicago
IL
11-13-2014
2
76
280806
false
1
0001607644
028-16154
CMT Holdings GmbH & Co KG
2
0001607635
028-16153
CMT Global Holdings LLC
INFORMATION TABLE
2
cmtpan.xml
3-D SYS CORP DEL
COM NEW
88554D205
126
2721
SH
DFND
1,2
2721
0
0
3-D SYS CORP DEL
COM NEW
88554D205
1067
23000
SH
Call
DFND
1,2
23000
0
0
3-D SYS CORP DEL
COM NEW
88554D205
1034
22300
SH
Put
DFND
1,2
22300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS ADDED
01609W102
9
100
SH
DFND
1,2
100
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS ADDED
01609W102
27
300
SH
Call
DFND
1,2
300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS ADDED
01609W102
44
500
SH
Put
DFND
1,2
500
0
0
APPLE INC
COM
037833100
1188
11799
SH
DFND
1,2
11799
0
0
APPLE INC
COM
037833100
353
3500
SH
Call
DFND
1,2
3500
0
0
APPLE INC
COM
037833100
2609
25900
SH
Put
DFND
1,2
25900
0
0
BANK AMER CORP
COM
060505104
11768
690200
SH
Call
DFND
1,2
690200
0
0
BANK AMER CORP
COM
060505104
3896
228500
SH
Put
DFND
1,2
228500
0
0
BARRICK GOLD CORP
COM
067901108
1
5
SH
DFND
1,2
5
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
68
1328
SH
DFND
1,2
1328
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
123
2400
SH
Call
DFND
1,2
2400
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
481
9400
SH
Put
DFND
1,2
9400
0
0
CITIGROUP INC
COM NEW
172967424
2046
39486
SH
DFND
1,2
39486
0
0
CITIGROUP INC
COM NEW
172967424
11193
216000
SH
Call
DFND
1,2
216000
0
0
CITIGROUP INC
COM NEW
172967424
3420
66000
SH
Put
DFND
1,2
66000
0
0
EBAY INC
COM
278642103
1
1
SH
DFND
1,2
1
0
0
EXXON MOBIL CORP
COM
30231G102
92
978
SH
DFND
1,2
978
0
0
EXXON MOBIL CORP
COM
30231G102
66
700
SH
Call
DFND
1,2
700
0
0
EXXON MOBIL CORP
COM
30231G102
1364
14500
SH
Put
DFND
1,2
14500
0
0
FACEBOOK INC
CL A
30303M102
2180
27585
SH
DFND
1,2
27585
0
0
FACEBOOK INC
CL A
30303M102
10947
138500
SH
Call
DFND
1,2
138500
0
0
FACEBOOK INC
CL A
30303M102
17081
216100
SH
Put
DFND
1,2
216100
0
0
FIRST SOLAR INC
COM
336433107
4192
63700
SH
Call
DFND
1,2
63700
0
0
FIRST SOLAR INC
COM
336433107
13353
202900
SH
Put
DFND
1,2
202900
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
247
16670
SH
DFND
1,2
16670
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1404
94900
SH
Call
DFND
1,2
94900
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1374
92900
SH
Put
DFND
1,2
92900
0
0
GENERAL MTRS CO
COM
37045V100
438
13723
SH
DFND
1,2
13723
0
0
GENERAL MTRS CO
COM
37045V100
1552
48600
SH
Call
DFND
1,2
48600
0
0
GENERAL MTRS CO
COM
37045V100
2517
78800
SH
Put
DFND
1,2
78800
0
0
GOPRO INC
CL A ADDED
38268T103
570
6080
SH
DFND
1,2
6080
0
0
GOPRO INC
CL A ADDED
38268T103
5828
62200
SH
Call
DFND
1,2
62200
0
0
GOPRO INC
CL A ADDED
38268T103
13277
141700
SH
Put
DFND
1,2
141700
0
0
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
1102
101717
SH
DFND
1,2
101717
0
0
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
1498
138300
SH
Call
DFND
1,2
138300
0
0
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
3645
336600
SH
Put
DFND
1,2
336600
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
1173
26804
SH
DFND
1,2
26804
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
11603
265200
SH
Call
DFND
1,2
265200
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
10881
248700
SH
Put
DFND
1,2
248700
0
0
JPMORGAN CHASE & CO
COM
46625H100
1
1
SH
DFND
1,2
1
0
0
LINKEDIN CORP
COM CL A
53578A108
2784
13399
SH
DFND
1,2
13399
0
0
LINKEDIN CORP
COM CL A
53578A108
1496
7200
SH
Call
DFND
1,2
7200
0
0
LINKEDIN CORP
COM CL A
53578A108
9226
44400
SH
Put
DFND
1,2
44400
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1
2
SH
DFND
1,2
2
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
98
4600
SH
Call
DFND
1,2
4600
0
0
MOSAIC CO NEW
COM
61945C103
45
1015
SH
DFND
1,2
1015
0
0
MOSAIC CO NEW
COM
61945C103
124
2800
SH
Call
DFND
1,2
2800
0
0
MOSAIC CO NEW
COM
61945C103
222
5000
SH
Put
DFND
1,2
5000
0
0
NETFLIX INC
COM
64110L106
5279
11700
SH
Call
DFND
1,2
11700
0
0
NETFLIX INC
COM
64110L106
7851
17400
SH
Put
DFND
1,2
17400
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
308
44253
SH
DFND
1,2
44253
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
178
25500
SH
Call
DFND
1,2
25500
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
514
73800
SH
Put
DFND
1,2
73800
0
0
PENNEY J C INC
COM
708160106
1073
106912
SH
DFND
1,2
106912
0
0
PENNEY J C INC
COM
708160106
2668
265700
SH
Call
DFND
1,2
265700
0
0
PENNEY J C INC
COM
708160106
8300
826700
SH
Put
DFND
1,2
826700
0
0
PFIZER INC
COM
717081103
1
2
SH
DFND
1,2
2
0
0
SOLARCITY CORP
COM
83416T100
1260
21145
SH
DFND
1,2
21145
0
0
SOLARCITY CORP
COM
83416T100
3260
54700
SH
Call
DFND
1,2
54700
0
0
SOLARCITY CORP
COM
83416T100
5573
93500
SH
Put
DFND
1,2
93500
0
0
TESLA MTRS INC
COM
88160R101
2431
10016
SH
DFND
1,2
10016
0
0
TESLA MTRS INC
COM
88160R101
2621
10800
SH
Call
DFND
1,2
10800
0
0
TESLA MTRS INC
COM
88160R101
10387
42800
SH
Put
DFND
1,2
42800
0
0
TWITTER INC
COM
90184L102
26146
506900
SH
Call
DFND
1,2
506900
0
0
TWITTER INC
COM
90184L102
19208
372400
SH
Put
DFND
1,2
372400
0
0
WALTER ENERGY INC
COM
93317Q105
463
197760
SH
DFND
1,2
197760
0
0
WALTER ENERGY INC
COM
93317Q105
319
136400
SH
Call
DFND
1,2
136400
0
0
WALTER ENERGY INC
COM
93317Q105
1730
739300
SH
Put
DFND
1,2
739300
0
0
YAHOO INC
COM
984332106
3576
87761
SH
DFND
1,2
87761
0
0
YAHOO INC
COM
984332106
7685
188600
SH
Call
DFND
1,2
188600
0
0
YAHOO INC
COM
984332106
9609
235800
SH
Put
DFND
1,2
235800
0
0
YELP INC
CL A
985817105
176
2578
SH
DFND
1,2
2578
0
0
YELP INC
CL A
985817105
355
5200
SH
Put
DFND
1,2
5200
0
0