0001437749-22-021453.txt : 20220829 0001437749-22-021453.hdr.sgml : 20220829 20220829161307 ACCESSION NUMBER: 0001437749-22-021453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220825 FILED AS OF DATE: 20220829 DATE AS OF CHANGE: 20220829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buller Richard E CENTRAL INDEX KEY: 0001688319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 221211387 MAIL ADDRESS: STREET 1: C/O CELCUITY INC. STREET 2: 16305 36TH AVE. N., #100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 rdgdoc.xml FORM 4 X0306 4 2022-08-25 0001603454 Celcuity Inc. CELC 0001688319 Buller Richard E 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 Common Stock 2022-08-25 4 S 0 200 10.05 D 9998 D Common Stock 2022-08-26 4 S 0 150 9.95 D 9848 D Stock Option (right to buy) 5.1000 2030-05-14 Common Stock 12654 12654 D Stock Option (right to buy) 5.5000 2029-12-03 Common Stock 4555 4555 D Stock Option (right to buy) 5.5000 2031-05-12 Common Stock 2310 2310 D Stock Option (right to buy) 5.5000 2032-05-17 Common Stock 19558 19558 D Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. 100% vested. This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed. 2022-08-29