0001062993-24-013012.txt : 20240625
0001062993-24-013012.hdr.sgml : 20240625
20240625161907
ACCESSION NUMBER: 0001062993-24-013012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240621
FILED AS OF DATE: 20240625
DATE AS OF CHANGE: 20240625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buller Richard E
CENTRAL INDEX KEY: 0001688319
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 241069220
MAIL ADDRESS:
STREET 1: C/O CELCUITY INC.
STREET 2: 16305 36TH AVE. N., #100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-21
0001603454
Celcuity Inc.
CELC
0001688319
Buller Richard E
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
0
0
0
1
Common Stock
1079
D
Common Stock
2024-06-21
4
S
0
350
15.68
D
7381
I
By Trust
Stock Option (right to buy)
5.5000
2029-12-03
Common Stock
4555
4555
I
By Trust
Stock Option (right to buy)
5.1000
2030-05-14
Common Stock
12654
12654
I
By Trust
Stock Option (right to buy)
5.5000
2031-05-12
Common Stock
2310
2310
I
By Trust
Stock Option (right to buy)
5.5000
2032-05-17
Common Stock
19558
19558
I
By Trust
Stock Option (right to buy)
9.58
2033-05-15
Common Stock
8733
8733
I
By Trust
Stock Option (right to buy)
14.83
2034-06-04
Common Stock
6522
6522
D
Excludes 5,773 shares previously owned directly which were transferred to a living trust, of which the Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.
Represents 1,079 shares of restricted stock for which risks of forfeiture lapse on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2023.
The Reporting Person and his spouse are the trustees and beneficiaries. The Reporting Person continues to beneficially own these securities held by the trust.
100% vested.
This Option will vest and become exercisable on April 30, 2025, or if earlier, the date of the Company's 2025 Annual Meeting of Stockholders.
/s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed.
2024-06-25