0001062993-23-011990.txt : 20230523 0001062993-23-011990.hdr.sgml : 20230523 20230523161220 ACCESSION NUMBER: 0001062993-23-011990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buller Richard E CENTRAL INDEX KEY: 0001688319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 23949030 MAIL ADDRESS: STREET 1: C/O CELCUITY INC. STREET 2: 16305 36TH AVE. N., #100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-19 0001603454 Celcuity Inc. CELC 0001688319 Buller Richard E 16305 36TH AVENUE NORTH SUITE 100 MINNEAPOLIS MN 55446 1 0 0 0 0 Common Stock 2023-05-19 4 S 0 250 9.85 D 10256 D Common Stock 2023-05-22 4 S 0 100 10.50 D 10156 D Stock Option (right to buy) 5.5000 2029-12-03 Common Stock 4555 4555 D Stock Option (right to buy) 5.1000 2030-05-14 Common Stock 12654 12654 D Stock Option (right to buy) 5.5000 2031-05-12 Common Stock 2310 2310 D Stock Option (right to buy) 5.5000 2032-05-17 Common Stock 19558 19558 D Stock Option (right to buy) 9.58 2033-05-15 Common Stock 8733 8733 D Includes 1,958 shares of restricted stock for which risks of forfeiture lapse on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. 100% vested. This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed. 2023-05-23