0001062993-23-004529.txt : 20230223
0001062993-23-004529.hdr.sgml : 20230223
20230223160615
ACCESSION NUMBER: 0001062993-23-004529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230221
FILED AS OF DATE: 20230223
DATE AS OF CHANGE: 20230223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buller Richard E
CENTRAL INDEX KEY: 0001688319
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 23659612
MAIL ADDRESS:
STREET 1: C/O CELCUITY INC.
STREET 2: 16305 36TH AVE. N., #100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-21
0001603454
Celcuity Inc.
CELC
0001688319
Buller Richard E
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
0
0
0
Common Stock
2023-02-21
4
S
0
300
11.4000
D
8848
D
Stock Option (right to buy)
5.1000
2030-05-14
Common Stock
12654
12654
D
Stock Option (right to buy)
5.5000
2029-12-03
Common Stock
4555
4555
D
Stock Option (right to buy)
5.5000
2031-05-12
Common Stock
2310
2310
D
Stock Option (right to buy)
5.5000
2032-05-17
Common Stock
19558
19558
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.
Includes 3,273 shares of restricted stock for which risks of forfeiture lapse on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.
100% vested.
This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.
/s/ Eric O. Madson as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed.
2023-02-23