0000914190-21-000383.txt : 20211029
0000914190-21-000383.hdr.sgml : 20211029
20211029164702
ACCESSION NUMBER: 0000914190-21-000383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211027
FILED AS OF DATE: 20211029
DATE AS OF CHANGE: 20211029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hahne Vicky
CENTRAL INDEX KEY: 0001716043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 211363906
MAIL ADDRESS:
STREET 1: C/O CELCUITY, 16305 36TH AVENUE N.
STREET 2: #450
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-10-27
0001603454
Celcuity Inc.
CELC
0001716043
Hahne Vicky
16305 36TH AVENUE N.
SUITE 100
MINNEAPOLIS
MN
55446
0
1
0
0
Chief Financial Officer
Common Stock
8931
D
Stock Option (right to buy)
8.40
2027-05-17
Common Stock
37500
37500
D
Stock Option (right to buy)
23.48
2028-07-05
Common Stock
3000
3000
D
Stock Option (right to buy)
25.77
2028-10-17
Common Stock
932
932
D
Stock Option (right to buy)
19.72
2029-08-12
Common Stock
3000
3000
D
Stock Option (right to buy)
5.9
2030-08-12
Common Stock
10000
10000
D
Stock Option (right to buy)
10.35
2030-12-28
Common Stock
1122
1122
D
Stock Option (right to buy)
14.84
2031-02-02
Common Stock
1301
1301
D
Stock Option (right to buy)
15.92
2031-03-18
Common Stock
1204
1204
D
Stock Option (right to buy)
27.94
2031-04-12
Common Stock
3806
3806
D
Stock Option (right to buy)
20.04
2031-08-11
Common Stock
15000
15000
D
Stock Option (right to buy)
17.19
2021-10-27
4
A
0
821
0
A
2031-10-27
Common Stock
821
821
D
Fully vested.
750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.
233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.
750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.
2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.
280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.
205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.
/s/ Eric Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed.
2021-10-29