0000914190-21-000259.txt : 20210813 0000914190-21-000259.hdr.sgml : 20210813 20210813160258 ACCESSION NUMBER: 0000914190-21-000259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210811 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laing Lance G. CENTRAL INDEX KEY: 0001716041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 211172029 MAIL ADDRESS: STREET 1: C/O CELCUITY, 16305 36TH AVENUE N. STREET 2: #450 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-08-11 0001603454 Celcuity Inc. CELC 0001716041 Laing Lance G. 16305 36TH AVENUE N. SUITE 100 MINNEAPOLIS MN 55446 1 1 0 0 Chief Science Officer Common Stock 1250000 D Stock Option (right to buy) 8.40 2027-05-17 Common Stock 16125 16125 D Stock Option (right to buy) 9.50 2027-09-19 Common Stock 4110 4110 D Stock Option (right to buy) 25.77 2028-10-17 Common Stock 1834 1834 D Stock Option (right to buy) 19.72 2029-08-12 Common Stock 50000 50000 D Stock Option (right to buy) 5.9 2030-08-12 Common Stock 20000 20000 D Stock Option (right to buy) 10.35 2030-12-28 Common Stock 2771 2771 D Stock Option (right to buy) 14.84 2031-02-02 Common Stock 3215 3215 D Stock Option (right to buy) 15.92 2031-03-18 Common Stock 2973 2973 D Stock Option (right to buy) 27.94 2031-04-12 Common Stock 6754 6754 D Stock Option (right to buy) 20.04 2021-08-11 4 A 0 20000 0 A 2031-08-11 Common Stock 20000 20000 D Fully vested. 458 shares vest on 10/17/19; the remaining 1,376 shares vest 1/36th per month thereafter. 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter. 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter. 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter. 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter. 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter. 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter. 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter. /s/ Eric O. Madson as attorney-in-fact for Lance G. Laing pursuant to Power of Attorney previously filed. 2021-08-13