Compliance Consultant

0001602603-22-000007.txt : 20221201 0001602603-22-000007.hdr.sgml : 20221201 20221201144343 ACCESSION NUMBER: 0001602603-22-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20221201 DATE AS OF CHANGE: 20221201 EFFECTIVENESS DATE: 20221201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Firm, Inc. CENTRAL INDEX KEY: 0001602603 IRS NUMBER: 521342887 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16435 FILM NUMBER: 221438472 BUSINESS ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-656-3999 MAIL ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001602603 XXXXXXXX 06-30-2022 06-30-2022 true 1 RESTATEMENT Family Firm, Inc.

8120 WOODMONT AVE 630 BETHESDA MD 20814

13F HOLDINGS REPORT 028-16435 N Chris Marks Compliance Consultant 7202358230 Chris Marks Westminster CO 12-01-2022 0 178 339387 false INFORMATION TABLE 2 familyfirm13f.xml AMAZON COM INC COM Stock 023135106 790 7441 SH SOLE 7440 0 0 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF ETF 464287374 9462 262974 SH SOLE 262973 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 433 3406 SH SOLE 3405 0 0 ISHARES MSCI CANADA ETF ETF 464286509 1279 37985 SH SOLE 37985 0 0 ELEVANCE HEALTH INC COM Stock 036752103 288 598 SH SOLE 597 0 0 TEMPLETON EMERGING MKTS FD COM CEF 880191101 2174 181468 SH SOLE 181467 0 0 WILLIS TOWERS WATSON PLC LTD SHS Stock G96629103 335 1698 SH SOLE 1698 0 0 JOHNSON & JOHNSON COM Stock 478160104 557 3139 SH SOLE 3139 0 0 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 1053 5583 SH SOLE 5583 0 0 VANGUARD ENERGY ETF ETF 92204A306 2723 27378 SH SOLE 27377 0 0 INVESCO WILDERHILL CLEAN ENERGY ETF ETF 46137V134 2520 55133 SH SOLE 55132 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 814 1699 SH SOLE 1699 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1684 42004 SH SOLE 42004 0 0 YUM BRANDS INC COM Stock 988498101 297 2616 SH SOLE 2616 0 0 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 287 1119 SH SOLE 1119 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 688 30543 SH SOLE 30543 0 0 ISHARES GLOBAL COMM SERVICES ETF ETF 464287275 427 6972 SH SOLE 6972 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 1114 7751 SH SOLE 7750 0 0 COCA COLA CO COM Stock 191216100 280 4451 SH SOLE 4450 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 218 811 SH SOLE 811 0 0 NUVEEN CR STRATEGIES INCOME FD COM SHS CEF 67073D102 264 50693 SH SOLE 50693 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 593 15553 SH SOLE 15553 0 0 TRUIST FINL CORP COM Stock 89832Q109 393 8287 SH SOLE 8286 0 0 MARRIOTT INTL INC NEW CL A Stock 571903202 352 2591 SH SOLE 2590 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 5383 59077 SH SOLE 59076 0 0 PAYCHEX INC COM Stock 704326107 577 5071 SH SOLE 5071 0 0 ISHARES MSCI UNITED KINGDOM ETF ETF 46435G334 603 20143 SH SOLE 20143 0 0 MERCK & CO INC COM Stock 58933Y105 937 10277 SH SOLE 10277 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 376 3594 SH SOLE 3594 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 538 1426 SH SOLE 1425 0 0 MCKESSON CORP COM Stock 58155Q103 378 1158 SH SOLE 1157 0 0 EMERSON ELEC CO COM Stock 291011104 576 7236 SH SOLE 7235 0 0 ISHARES TIPS BOND ETF ETF 464287176 9549 83826 SH SOLE 83825 0 0 ISHARES 1-3 YEAR INTERNATIONAL TREASURY BOND ETF ETF 464288125 1041 14958 SH SOLE 14957 0 0 SMUCKER J M CO COM NEW Stock 832696405 473 3697 SH SOLE 3696 0 0 ISHARES U.S. HOME CONSTRUCTION ETF ETF 464288752 801 15248 SH SOLE 15247 0 0 ISHARES GLOBAL HEALTHCARE ETF ETF 464287325 1441 17765 SH SOLE 17764 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF ETF 922042718 2844 27556 SH SOLE 27556 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 2440 40154 SH SOLE 40154 0 0 FEDEX CORP COM Stock 31428X106 230 1013 SH SOLE 1013 0 0 PEPSICO INC COM Stock 713448108 837 5022 SH SOLE 5022 0 0 ISHARES INTERNATIONAL TREASURY BOND ETF ETF 464288117 5330 130358 SH SOLE 130358 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 2347 28350 SH SOLE 28350 0 0 KIMBERLY-CLARK CORP COM Stock 494368103 397 2940 SH SOLE 2939 0 0 HOME DEPOT INC COM Stock 437076102 384 1400 SH SOLE 1400 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 359 1711 SH SOLE 1710 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 1244 9133 SH SOLE 9133 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 492 3837 SH SOLE 3836 0 0 BECTON DICKINSON & CO COM Stock 075887109 367 1489 SH SOLE 1488 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 2990 76686 SH SOLE 76685 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 291 1330 SH SOLE 1330 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 6648 150451 SH SOLE 150451 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 215 6840 SH SOLE 6840 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 422 5847 SH SOLE 5847 0 0 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 2992 32373 SH SOLE 32372 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 743 32638 SH SOLE 32638 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 652 299 SH SOLE 299 0 0 ISHARES MSCI PACIFIC EX-JAPAN ETF ETF 464286665 287 6890 SH SOLE 6889 0 0 INTUIT COM Stock 461202103 281 730 SH SOLE 729 0 0 MICROSOFT CORP COM Stock 594918104 1501 5845 SH SOLE 5845 0 0 CVS HEALTH CORP COM Stock 126650100 250 2700 SH SOLE 2699 0 0 ISHARES EUROPE ETF ETF 464287861 2535 59355 SH SOLE 59355 0 0 ISHARES MSCI BRAZIL ETF ETF 464286400 650 23744 SH SOLE 23744 0 0 ROYCE MICRO-CAP TR INC COM CEF 780915104 2030 242793 SH SOLE 242792 0 0 BOEING CO COM Stock 097023105 367 2684 SH SOLE 2684 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 1322 7509 SH SOLE 7508 0 0 VANGUARD MID-CAP ETF ETF 922908629 589 2988 SH SOLE 2988 0 0 VANGUARD HEALTH CARE ETF ETF 92204A504 235 999 SH SOLE 998 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 230 7316 SH SOLE 7315 0 0 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 2927 663639 SH SOLE 663638 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 473 8959 SH SOLE 8958 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 1867 164970 SH SOLE 164969 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 231 2425 SH SOLE 2424 0 0 ISHARES U.S. REGIONAL BANKS ETF ETF 464288778 968 19643 SH SOLE 19642 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 10645 104954 SH SOLE 104953 0 0 VANECK GOLD MINERS ETF ETF 92189F106 248 9040 SH SOLE 9040 0 0 LILLY ELI & CO COM Stock 532457108 327 1009 SH SOLE 1008 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 209 4058 SH SOLE 4057 0 0 VANGUARD S&P 500 VALUE ETF ETF 921932703 3773 28397 SH SOLE 28396 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1004 5928 SH SOLE 5928 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 204 3687 SH SOLE 3686 0 0 SYSCO CORP COM Stock 871829107 223 2634 SH SOLE 2633 0 0 MARATHON PETE CORP COM Stock 56585A102 277 3373 SH SOLE 3373 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1268 8465 SH SOLE 8465 0 0 VANECK IG FLOATING RATE ETF ETF 92189F486 6269 254020 SH SOLE 254019 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 411 9476 SH SOLE 9475 0 0 VANGUARD MID-CAP GROWTH ETF ETF 922908538 228 1299 SH SOLE 1298 0 0 ISHARES GLOBAL 100 ETF ETF 464287572 240 3745 SH SOLE 3744 0 0 VISA INC COM CL A Stock 92826C839 257 1305 SH SOLE 1304 0 0 HERSHEY CO COM Stock 427866108 341 1583 SH SOLE 1583 0 0 INVESCO SOLAR ETF ETF 46138G706 566 7931 SH SOLE 7930 0 0 PIMCO ACTIVE BOND ETF ETF 72201R775 1701 17859 SH SOLE 17858 0 0 VANGUARD SMALL-CAP GROWTH ETF ETF 922908595 739 3752 SH SOLE 3752 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 1324 55418 SH SOLE 55418 0 0 ISHARES MICRO-CAP ETF ETF 464288869 1491 14343 SH SOLE 14343 0 0 FLAHERTY & CRUMRINE PFD SECS I COM CEF 338478100 1515 90328 SH SOLE 90327 0 0 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF ETF 46434G848 1095 30752 SH SOLE 30752 0 0 ISHARES MSCI GLOBAL GOLD MINERS ETF ETF 46434G855 893 41007 SH SOLE 41006 0 0 VANGUARD RUSSELL 3000 ETF ETF 92206C599 6601 39057 SH SOLE 39056 0 0 ISHARES GLOBAL UTILITIES ETF ETF 464288711 373 6211 SH SOLE 6210 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 293 1056 SH SOLE 1055 0 0 OMNICOM GROUP INC COM Stock 681919106 340 5342 SH SOLE 5342 0 0 NVIDIA CORPORATION COM Stock 67066G104 1146 7562 SH SOLE 7561 0 0 SANDY SPRING BANCORP INC COM Stock 800363103 283 7255 SH SOLE 7255 0 0 ABBVIE INC COM Stock 00287Y109 707 4614 SH SOLE 4613 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 338 4552 SH SOLE 4552 0 0 SPDR S&P METALS & MINING ETF ETF 78464A755 990 22821 SH SOLE 22821 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 24185 321348 SH SOLE 321348 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 303 1470 SH SOLE 1469 0 0 FASTENAL CO COM Stock 311900104 233 4676 SH SOLE 4676 0 0 ISHARES GLOBAL FINANCIALS ETF ETF 464287333 378 5754 SH SOLE 5754 0 0 MCDONALDS CORP COM Stock 580135101 264 1071 SH SOLE 1070 0 0 CISCO SYS INC COM Stock 17275R102 342 8025 SH SOLE 8024 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 256 3350 SH SOLE 3350 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 1800 25178 SH SOLE 25177 0 0 ISHARES U.S. CONSUMER STAPLES ETF ETF 464287812 399 2047 SH SOLE 2047 0 0 ISHARES BIOTECHNOLOGY ETF ETF 464287556 1367 11622 SH SOLE 11622 0 0 ISHARES U.S. TELECOMMUNICATIONS ETF ETF 464287713 435 17329 SH SOLE 17329 0 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1656 15727 SH SOLE 15727 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 748 5438 SH SOLE 5438 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 308 3523 SH SOLE 3522 0 0 ISHARES US FINANCIAL SERVICES ETF ETF 464287770 1970 13294 SH SOLE 13294 0 0 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 319 2709 SH SOLE 2708 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 1399 10175 SH SOLE 10175 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 3395 56253 SH SOLE 56252 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 10887 28713 SH SOLE 28713 0 0 CIGNA CORP NEW COM Stock 125523100 348 1321 SH SOLE 1321 0 0 WELLS FARGO CO NEW COM Stock 949746101 260 6627 SH SOLE 6627 0 0 UNION PAC CORP COM Stock 907818108 359 1685 SH SOLE 1685 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 299 625 SH SOLE 624 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 396 3517 SH SOLE 3517 0 0 CHEVRON CORP NEW COM Stock 166764100 290 2003 SH SOLE 2002 0 0 CONOCOPHILLIPS COM Stock 20825C104 425 4737 SH SOLE 4736 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 23924 586372 SH SOLE 586372 0 0 CINCINNATI FINL CORP COM Stock 172062101 630 5292 SH SOLE 5292 0 0 ORACLE CORP COM Stock 68389X105 233 3329 SH SOLE 3329 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 319 3321 SH SOLE 3321 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3216 77223 SH SOLE 77222 0 0 TEXAS INSTRS INC COM Stock 882508104 357 2323 SH SOLE 2322 0 0 PFIZER INC COM Stock 717081103 971 18514 SH SOLE 18514 0 0 3M CO COM Stock 88579Y101 415 3210 SH SOLE 3210 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 377 172 SH SOLE 172 0 0 AMGEN INC COM Stock 031162100 303 1244 SH SOLE 1244 0 0 APPLIED MATLS INC COM Stock 038222105 203 2229 SH SOLE 2228 0 0 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 1137 13588 SH SOLE 13588 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 1138 20854 SH SOLE 20854 0 0 ABRDN ASIA PACIFIC INCOME FUND COM CEF 003009107 1283 439474 SH SOLE 439473 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 2497 24408 SH SOLE 24407 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 6233 61297 SH SOLE 61297 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 1028 8952 SH SOLE 8951 0 0 ISHARES EXPANDED TECH SECTOR ETF ETF 464287549 842 2861 SH SOLE 2860 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 6017 67585 SH SOLE 67585 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 930 14597 SH SOLE 14596 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 2001 21199 SH SOLE 21199 0 0 LAM RESEARCH CORP COM Stock 512807108 492 1155 SH SOLE 1154 0 0 ISHARES INTERNATIONAL DEVELOPED REAL ESTATE ETF ETF 464288489 1919 85515 SH SOLE 85514 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 277 1757 SH SOLE 1756 0 0 GRAHAM HLDGS CO COM CL B Stock 384637104 247 435 SH SOLE 435 0 0 ISHARES JPX-NIKKEI 400 ETF ETF 464287382 477 8470 SH SOLE 8470 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 48847 224698 SH SOLE 224697 0 0 ISHARES GLOBAL ENERGY ETF ETF 464287341 3911 115429 SH SOLE 115428 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 6199 146969 SH SOLE 146968 0 0 EXXON MOBIL CORP COM Stock 30231G102 803 9372 SH SOLE 9371 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 325 632 SH SOLE 631 0 0 LOWES COS INC COM Stock 548661107 298 1703 SH SOLE 1703 0 0 SPDR FTSE INTERNATIONAL GOVERNMENT INFLATION-PROTECTED BOND ETF ETF 78464A490 4319 95469 SH SOLE 95468 0 0 ISHARES MSCI AUSTRALIA ETF ETF 464286103 343 16153 SH SOLE 16153 0 0 ISHARES U.S. PHARMACEUTICALS ETF ETF 464288836 750 3913 SH SOLE 3912 0 0 ISHARES U.S. UTILITIES ETF ETF 464287697 1866 21801 SH SOLE 21800 0 0 CABLE ONE INC COM Stock 12685J105 529 410 SH SOLE 410 0 0 ISHARES CORE S&P MID-CAP ETF ETF 464287507 1357 5998 SH SOLE 5997 0 0 ISHARES MSCI EAFE ETF ETF 464287465 3530 56481 SH SOLE 56481 0 0 APPLE INC COM Stock 037833100 5188 37948 SH SOLE 37947 0 0 ABBOTT LABS COM Stock 002824100 367 3379 SH SOLE 3379 0 0 DISNEY WALT CO COM Stock 254687106 264 2801 SH SOLE 2800 0 0 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 502 5885 SH SOLE 5885 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 2518 12120 SH SOLE 12119 0 0