Compliance Consultant

0001602603-22-000006.txt : 20221130 0001602603-22-000006.hdr.sgml : 20221130 20221130165108 ACCESSION NUMBER: 0001602603-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20221130 DATE AS OF CHANGE: 20221130 EFFECTIVENESS DATE: 20221130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Firm, Inc. CENTRAL INDEX KEY: 0001602603 IRS NUMBER: 521342887 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16435 FILM NUMBER: 221436121 BUSINESS ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-656-3999 MAIL ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001602603 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT Family Firm, Inc.

8120 WOODMONT AVE 630 BETHESDA MD 20814

13F HOLDINGS REPORT 028-16435 N Chris Marks Compliance Consultant 7202358230 Chris Marks Westminster CO 11-30-2022 0 175 381550 false INFORMATION TABLE 2 familyfirm13f.xml AMAZON COM INC COM Stock 023135106 1170 359 SH SOLE 359 0 0 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF ETF 464287374 11105 274547 SH SOLE 274547 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 540 3398 SH SOLE 3398 0 0 STARBUCKS CORP COM Stock 855244109 250 2743 SH SOLE 2743 0 0 ISHARES MSCI CANADA ETF ETF 464286509 1516 37704 SH SOLE 37703 0 0 ELEVANCE HEALTH INC COM Stock 036752103 293 597 SH SOLE 596 0 0 TEMPLETON EMERGING MKTS FD COM CEF 880191101 2341 170271 SH SOLE 170270 0 0 WILLIS TOWERS WATSON PLC LTD SHS Stock G96629103 401 1698 SH SOLE 1698 0 0 JOHNSON & JOHNSON COM Stock 478160104 562 3168 SH SOLE 3168 0 0 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 1266 5562 SH SOLE 5561 0 0 VANGUARD ENERGY ETF ETF 92204A306 2939 27460 SH SOLE 27460 0 0 INVESCO WILDERHILL CLEAN ENERGY ETF ETF 46137V134 3298 50636 SH SOLE 50636 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 977 1697 SH SOLE 1697 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1880 41637 SH SOLE 41637 0 0 YUM BRANDS INC COM Stock 988498101 296 2500 SH SOLE 2500 0 0 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 327 1096 SH SOLE 1095 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 880 28955 SH SOLE 28954 0 0 ISHARES GLOBAL COMM SERVICES ETF ETF 464287275 512 6921 SH SOLE 6921 0 0 ISHARES U.S. INDUSTRIALS ETF ETF 464287754 232 2205 SH SOLE 2204 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 385 2521 SH SOLE 2520 0 0 COCA COLA CO COM Stock 191216100 274 4424 SH SOLE 4423 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 234 809 SH SOLE 809 0 0 NUVEEN CR STRATEGIES INCOME FD COM SHS CEF 67073D102 275 44442 SH SOLE 44442 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 631 15427 SH SOLE 15426 0 0 MARRIOTT INTL INC NEW CL A Stock 571903202 455 2591 SH SOLE 2590 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 6367 58755 SH SOLE 58754 0 0 ISHARES MSCI UNITED KINGDOM ETF ETF 46435G334 666 19805 SH SOLE 19804 0 0 MERCK & CO INC COM Stock 58933Y105 833 10157 SH SOLE 10156 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 375 3588 SH SOLE 3588 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 642 1421 SH SOLE 1421 0 0 MCKESSON CORP COM Stock 58155Q103 354 1156 SH SOLE 1156 0 0 ISHARES TIPS BOND ETF ETF 464287176 10325 82883 SH SOLE 82882 0 0 ISHARES 1-3 YEAR INTERNATIONAL TREASURY BOND ETF ETF 464288125 1132 15020 SH SOLE 15019 0 0 ISHARES U.S. HOME CONSTRUCTION ETF ETF 464288752 840 14181 SH SOLE 14181 0 0 ISHARES GLOBAL HEALTHCARE ETF ETF 464287325 1546 17650 SH SOLE 17649 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF ETF 922042718 3352 27056 SH SOLE 27055 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 2681 37762 SH SOLE 37761 0 0 FEDEX CORP COM Stock 31428X106 228 985 SH SOLE 984 0 0 PEPSICO INC COM Stock 713448108 407 2433 SH SOLE 2432 0 0 ISHARES INTERNATIONAL TREASURY BOND ETF ETF 464288117 6076 130800 SH SOLE 130799 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 2361 28328 SH SOLE 28327 0 0 HOME DEPOT INC COM Stock 437076102 416 1391 SH SOLE 1391 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 381 1673 SH SOLE 1672 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 1468 9095 SH SOLE 9094 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 565 4126 SH SOLE 4125 0 0 BECTON DICKINSON & CO COM Stock 075887109 395 1484 SH SOLE 1484 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 3619 76416 SH SOLE 76415 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 369 1328 SH SOLE 1327 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 7790 145898 SH SOLE 145898 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 249 6784 SH SOLE 6784 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 441 5807 SH SOLE 5807 0 0 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 3552 32923 SH SOLE 32922 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 956 37937 SH SOLE 37936 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 821 295 SH SOLE 295 0 0 ISHARES MSCI PACIFIC EX-JAPAN ETF ETF 464286665 334 6793 SH SOLE 6792 0 0 INTUIT COM Stock 461202103 350 729 SH SOLE 728 0 0 MICROSOFT CORP COM Stock 594918104 1799 5834 SH SOLE 5833 0 0 CVS HEALTH CORP COM Stock 126650100 264 2612 SH SOLE 2611 0 0 ISHARES EUROPE ETF ETF 464287861 2954 58791 SH SOLE 58790 0 0 ISHARES MSCI BRAZIL ETF ETF 464286400 793 20977 SH SOLE 20976 0 0 ROYCE MICRO-CAP TR INC COM CEF 780915104 2437 231657 SH SOLE 231656 0 0 BOEING CO COM Stock 097023105 514 2682 SH SOLE 2681 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 1611 7582 SH SOLE 7581 0 0 VANGUARD MID-CAP ETF ETF 922908629 709 2979 SH SOLE 2979 0 0 VANGUARD HEALTH CARE ETF ETF 92204A504 256 1005 SH SOLE 1005 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 270 7039 SH SOLE 7038 0 0 NORFOLK SOUTHN CORP COM Stock 655844108 216 756 SH SOLE 756 0 0 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 3155 627333 SH SOLE 627333 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 547 8788 SH SOLE 8788 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 1773 136420 SH SOLE 136419 0 0 ISHARES U.S. REGIONAL BANKS ETF ETF 464288778 1133 19229 SH SOLE 19228 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 10681 101778 SH SOLE 101778 0 0 VANECK GOLD MINERS ETF ETF 92189F106 347 9040 SH SOLE 9040 0 0 LILLY ELI & CO COM Stock 532457108 288 1006 SH SOLE 1006 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 240 4012 SH SOLE 4012 0 0 VANGUARD S&P 500 VALUE ETF ETF 921932703 4279 28397 SH SOLE 28396 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1213 5911 SH SOLE 5911 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 287 3681 SH SOLE 3681 0 0 SYSCO CORP COM Stock 871829107 207 2540 SH SOLE 2540 0 0 MARATHON PETE CORP COM Stock 56585A102 287 3354 SH SOLE 3354 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1381 7850 SH SOLE 7849 0 0 VANECK IG FLOATING RATE ETF ETF 92189F486 6282 250266 SH SOLE 250265 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 446 8875 SH SOLE 8875 0 0 VANGUARD MID-CAP GROWTH ETF ETF 922908538 289 1297 SH SOLE 1296 0 0 ISHARES GLOBAL 100 ETF ETF 464287572 283 3719 SH SOLE 3719 0 0 NEOGEN CORP COM Stock 640491106 210 6812 SH SOLE 6812 0 0 VISA INC COM CL A Stock 92826C839 282 1271 SH SOLE 1270 0 0 INVESCO SOLAR ETF ETF 46138G706 513 6804 SH SOLE 6803 0 0 PIMCO ACTIVE BOND ETF ETF 72201R775 1618 15896 SH SOLE 15895 0 0 VANGUARD SMALL-CAP GROWTH ETF ETF 922908595 930 3748 SH SOLE 3747 0 0 VANGUARD GROWTH ETF ETF 922908736 258 896 SH SOLE 895 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 1344 53967 SH SOLE 53967 0 0 ISHARES MICRO-CAP ETF ETF 464288869 1829 14196 SH SOLE 14195 0 0 FLAHERTY & CRUMRINE PFD SECS I COM CEF 338478100 1638 83220 SH SOLE 83219 0 0 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF ETF 46434G848 1698 33146 SH SOLE 33146 0 0 ISHARES MSCI GLOBAL GOLD MINERS ETF ETF 46434G855 1265 40711 SH SOLE 40711 0 0 VANGUARD RUSSELL 3000 ETF ETF 92206C599 7900 38741 SH SOLE 38740 0 0 MARTIN MARIETTA MATLS INC COM Stock 573284106 241 625 SH SOLE 625 0 0 ISHARES GLOBAL UTILITIES ETF ETF 464288711 403 6120 SH SOLE 6119 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 356 1054 SH SOLE 1054 0 0 NVIDIA CORPORATION COM Stock 67066G104 2053 7525 SH SOLE 7524 0 0 SANDY SPRING BANCORP INC COM Stock 800363103 323 7193 SH SOLE 7193 0 0 ABBVIE INC COM Stock 00287Y109 735 4534 SH SOLE 4533 0 0 SPDR S&P METALS & MINING ETF ETF 78464A755 1433 23389 SH SOLE 23388 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 24826 312118 SH SOLE 312118 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 375 1468 SH SOLE 1467 0 0 ISHARES GLOBAL FINANCIALS ETF ETF 464287333 447 5623 SH SOLE 5623 0 0 MCDONALDS CORP COM Stock 580135101 272 1100 SH SOLE 1099 0 0 CISCO SYS INC COM Stock 17275R102 446 7993 SH SOLE 7992 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 359 3282 SH SOLE 3282 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 2065 27015 SH SOLE 27015 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 209 2366 SH SOLE 2366 0 0 ISHARES U.S. CONSUMER STAPLES ETF ETF 464287812 408 2038 SH SOLE 2038 0 0 ISHARES BIOTECHNOLOGY ETF ETF 464287556 1502 11525 SH SOLE 11525 0 0 ISHARES U.S. TELECOMMUNICATIONS ETF ETF 464287713 515 17220 SH SOLE 17220 0 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1906 15236 SH SOLE 15236 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 1023 5532 SH SOLE 5532 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 350 3398 SH SOLE 3398 0 0 ISHARES US FINANCIAL SERVICES ETF ETF 464287770 2439 13527 SH SOLE 13526 0 0 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 402 2690 SH SOLE 2690 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 1578 10131 SH SOLE 10130 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 4290 56163 SH SOLE 56162 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 13210 29117 SH SOLE 29117 0 0 CIGNA CORP NEW COM Stock 125523100 315 1316 SH SOLE 1316 0 0 WELLS FARGO CO NEW COM Stock 949746101 321 6623 SH SOLE 6622 0 0 UNION PAC CORP COM Stock 907818108 458 1678 SH SOLE 1677 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 279 623 SH SOLE 622 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 477 3496 SH SOLE 3496 0 0 CHEVRON CORP NEW COM Stock 166764100 344 2114 SH SOLE 2114 0 0 CONOCOPHILLIPS COM Stock 20825C104 473 4727 SH SOLE 4727 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 27278 567935 SH SOLE 567934 0 0 BK OF AMERICA CORP COM Stock 060505104 224 5425 SH SOLE 5424 0 0 ORACLE CORP COM Stock 68389X105 274 3318 SH SOLE 3318 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 327 3302 SH SOLE 3302 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3591 77843 SH SOLE 77843 0 0 TEXAS INSTRS INC COM Stock 882508104 424 2310 SH SOLE 2309 0 0 PFIZER INC COM Stock 717081103 208 4018 SH SOLE 4017 0 0 3M CO COM Stock 88579Y101 477 3202 SH SOLE 3201 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 492 176 SH SOLE 176 0 0 AMGEN INC COM Stock 031162100 299 1235 SH SOLE 1235 0 0 APPLIED MATLS INC COM Stock 038222105 285 2164 SH SOLE 2163 0 0 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 1434 13576 SH SOLE 13576 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 1305 19665 SH SOLE 19664 0 0 ABRDN ASIA PACIFIC INCOME FUND COM CEF 003009107 1323 391293 SH SOLE 391292 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 2639 24552 SH SOLE 24551 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 6566 61303 SH SOLE 61303 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 1109 8395 SH SOLE 8394 0 0 ISHARES EXPANDED TECH SECTOR ETF ETF 464287549 1074 2763 SH SOLE 2762 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 6892 67315 SH SOLE 67314 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 1125 14562 SH SOLE 14562 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 2389 21791 SH SOLE 21790 0 0 LAM RESEARCH CORP COM Stock 512807108 612 1138 SH SOLE 1138 0 0 ISHARES INTERNATIONAL DEVELOPED REAL ESTATE ETF ETF 464288489 2303 84704 SH SOLE 84703 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 321 1741 SH SOLE 1741 0 0 GRAHAM HLDGS CO COM CL B Stock 384637104 266 435 SH SOLE 435 0 0 ISHARES JPX-NIKKEI 400 ETF ETF 464287382 565 8678 SH SOLE 8677 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 58728 223836 SH SOLE 223836 0 0 ISHARES GLOBAL ENERGY ETF ETF 464287341 4173 115434 SH SOLE 115433 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 6240 139383 SH SOLE 139382 0 0 EXXON MOBIL CORP COM Stock 30231G102 329 3983 SH SOLE 3982 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 321 630 SH SOLE 630 0 0 LOWES COS INC COM Stock 548661107 337 1667 SH SOLE 1667 0 0 SPDR FTSE INTERNATIONAL GOVERNMENT INFLATION-PROTECTED BOND ETF ETF 78464A490 4876 90344 SH SOLE 90344 0 0 ISHARES MSCI AUSTRALIA ETF ETF 464286103 412 15601 SH SOLE 15601 0 0 ISHARES U.S. PHARMACEUTICALS ETF ETF 464288836 779 4008 SH SOLE 4007 0 0 ISHARES U.S. UTILITIES ETF ETF 464287697 1974 21690 SH SOLE 21690 0 0 CABLE ONE INC COM Stock 12685J105 600 410 SH SOLE 410 0 0 ISHARES CORE S&P MID-CAP ETF ETF 464287507 1615 6017 SH SOLE 6017 0 0 ISHARES MSCI EAFE ETF ETF 464287465 4041 54910 SH SOLE 54910 0 0 APPLE INC COM Stock 037833100 6625 37940 SH SOLE 37939 0 0 ABBOTT LABS COM Stock 002824100 435 3674 SH SOLE 3673 0 0 DISNEY WALT CO COM Stock 254687106 378 2756 SH SOLE 2755 0 0 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 668 6591 SH SOLE 6590 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 3028 12109 SH SOLE 12108 0 0