Compliance Consultant

0001602603-22-000005.txt : 20221115 0001602603-22-000005.hdr.sgml : 20221115 20221115133052 ACCESSION NUMBER: 0001602603-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 EFFECTIVENESS DATE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Firm, Inc. CENTRAL INDEX KEY: 0001602603 IRS NUMBER: 521342887 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16435 FILM NUMBER: 221390381 BUSINESS ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-656-3999 MAIL ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001602603 XXXXXXXX 09-30-2022 09-30-2022 true 1 RESTATEMENT Family Firm, Inc.

8120 WOODMONT AVE 630 BETHESDA MD 20814

13F HOLDINGS REPORT 028-16435 N Chris Marks Compliance Consultant 7202358230 Chris Marks Westminster CO 11-15-2022 0 170 312796 false INFORMATION TABLE 2 familyfirm13f.xml AMAZON COM INC COM Stock 023135106 841 7441 SH SOLE 7440 0 0 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF ETF 464287374 8727 251065 SH SOLE 251065 0 0 GLOBAL PMTS INC COM Stock 37940X102 1042 9642 SH SOLE 9641 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 382 3214 SH SOLE 3214 0 0 STARBUCKS CORP COM Stock 855244109 216 2568 SH SOLE 2567 0 0 ISHARES MSCI CANADA ETF ETF 464286509 1034 33614 SH SOLE 33614 0 0 ELEVANCE HEALTH INC COM Stock 036752103 262 578 SH SOLE 577 0 0 TEMPLETON EMERGING MKTS FD COM CEF 880191101 1779 171581 SH SOLE 171581 0 0 WILLIS TOWERS WATSON PLC LTD SHS Stock G96629103 341 1698 SH SOLE 1698 0 0 JOHNSON & JOHNSON COM Stock 478160104 516 3160 SH SOLE 3160 0 0 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 1067 5943 SH SOLE 5942 0 0 VANGUARD ENERGY ETF ETF 92204A306 2709 26669 SH SOLE 26668 0 0 INVESCO WILDERHILL CLEAN ENERGY ETF ETF 46137V134 2539 52694 SH SOLE 52694 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 758 1604 SH SOLE 1604 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1503 43101 SH SOLE 43101 0 0 YUM BRANDS INC COM Stock 988498101 278 2618 SH SOLE 2617 0 0 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 279 1121 SH SOLE 1120 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 738 31094 SH SOLE 31094 0 0 ISHARES GLOBAL COMM SERVICES ETF ETF 464287275 425 8095 SH SOLE 8095 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 966 7648 SH SOLE 7647 0 0 COCA COLA CO COM Stock 191216100 262 4678 SH SOLE 4677 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 205 811 SH SOLE 811 0 0 NUVEEN CR STRATEGIES INCOME FD COM SHS CEF 67073D102 265 51860 SH SOLE 51859 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 602 15323 SH SOLE 15323 0 0 TRUIST FINL CORP COM Stock 89832Q109 223 5128 SH SOLE 5127 0 0 MARRIOTT INTL INC NEW CL A Stock 571903202 363 2592 SH SOLE 2591 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 4838 60350 SH SOLE 60349 0 0 PAYCHEX INC COM Stock 704326107 570 5077 SH SOLE 5077 0 0 ISHARES MSCI UNITED KINGDOM ETF ETF 46435G334 365 13938 SH SOLE 13937 0 0 MERCK & CO INC COM Stock 58933Y105 544 6317 SH SOLE 6317 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 370 3602 SH SOLE 3602 0 0 MCKESSON CORP COM Stock 58155Q103 394 1159 SH SOLE 1159 0 0 EMERSON ELEC CO COM Stock 291011104 530 7238 SH SOLE 7238 0 0 ISHARES TIPS BOND ETF ETF 464287176 9080 86556 SH SOLE 86556 0 0 ISHARES 1-3 YEAR INTERNATIONAL TREASURY BOND ETF ETF 464288125 960 14958 SH SOLE 14957 0 0 SMUCKER J M CO COM NEW Stock 832696405 509 3702 SH SOLE 3701 0 0 ISHARES U.S. HOME CONSTRUCTION ETF ETF 464288752 676 12998 SH SOLE 12997 0 0 ISHARES GLOBAL HEALTHCARE ETF ETF 464287325 1328 17625 SH SOLE 17625 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF ETF 922042718 2494 26869 SH SOLE 26868 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 2316 43156 SH SOLE 43155 0 0 PEPSICO INC COM Stock 713448108 817 5006 SH SOLE 5005 0 0 ISHARES INTERNATIONAL TREASURY BOND ETF ETF 464288117 4744 129582 SH SOLE 129582 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 2004 24672 SH SOLE 24671 0 0 KIMBERLY-CLARK CORP COM Stock 494368103 332 2950 SH SOLE 2950 0 0 HOME DEPOT INC COM Stock 437076102 389 1409 SH SOLE 1409 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 379 1678 SH SOLE 1677 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 1178 9133 SH SOLE 9133 0 0 BECTON DICKINSON & CO COM Stock 075887109 329 1479 SH SOLE 1478 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 2857 75591 SH SOLE 75590 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 280 1330 SH SOLE 1330 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 4862 115782 SH SOLE 115781 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 251 3764 SH SOLE 3763 0 0 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 2695 30910 SH SOLE 30910 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 729 33491 SH SOLE 33491 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 588 6148 SH SOLE 6148 0 0 ISHARES MSCI PACIFIC EX-JAPAN ETF ETF 464286665 248 6615 SH SOLE 6615 0 0 INTUIT COM Stock 461202103 287 742 SH SOLE 742 0 0 MICROSOFT CORP COM Stock 594918104 1318 5659 SH SOLE 5659 0 0 CVS HEALTH CORP COM Stock 126650100 259 2712 SH SOLE 2711 0 0 ISHARES EUROPE ETF ETF 464287861 2252 59651 SH SOLE 59651 0 0 ISHARES MSCI BRAZIL ETF ETF 464286400 704 23744 SH SOLE 23744 0 0 ROYCE MICRO-CAP TR INC COM CEF 780915104 1946 245454 SH SOLE 245453 0 0 BOEING CO COM Stock 097023105 325 2684 SH SOLE 2684 0 0 VANGUARD SMALL-CAP ETF ETF 922908751 1143 6688 SH SOLE 6687 0 0 VANGUARD MID-CAP ETF ETF 922908629 301 1602 SH SOLE 1601 0 0 VANGUARD HEALTH CARE ETF ETF 92204A504 235 1050 SH SOLE 1049 0 0 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 2670 655910 SH SOLE 655909 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 585 12666 SH SOLE 12666 0 0 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 1700 169957 SH SOLE 169957 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 208 2427 SH SOLE 2426 0 0 ISHARES U.S. REGIONAL BANKS ETF ETF 464288778 866 18140 SH SOLE 18140 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 10454 108769 SH SOLE 108768 0 0 VANECK GOLD MINERS ETF ETF 92189F106 219 9076 SH SOLE 9076 0 0 LILLY ELI & CO COM Stock 532457108 327 1011 SH SOLE 1011 0 0 VANGUARD S&P 500 VALUE ETF ETF 921932703 3488 28100 SH SOLE 28099 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 975 5912 SH SOLE 5912 0 0 AFLAC INC COM Stock 001055102 4126 73422 SH SOLE 73422 0 0 MARATHON PETE CORP COM Stock 56585A102 283 2845 SH SOLE 2845 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1123 7830 SH SOLE 7829 0 0 VANECK IG FLOATING RATE ETF ETF 92189F486 6201 249653 SH SOLE 249652 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 408 10587 SH SOLE 10586 0 0 VISA INC COM CL A Stock 92826C839 232 1307 SH SOLE 1306 0 0 INVESCO SOLAR ETF ETF 46138G706 547 7427 SH SOLE 7426 0 0 PIMCO ACTIVE BOND ETF ETF 72201R775 1554 17321 SH SOLE 17321 0 0 VANGUARD SMALL-CAP GROWTH ETF ETF 922908595 391 2002 SH SOLE 2001 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 1309 57492 SH SOLE 57491 0 0 ISHARES MICRO-CAP ETF ETF 464288869 1311 12681 SH SOLE 12681 0 0 FLAHERTY & CRUMRINE PFD SECS I COM CEF 338478100 1479 99602 SH SOLE 99602 0 0 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF ETF 46434G848 1162 34152 SH SOLE 34152 0 0 ISHARES MSCI GLOBAL GOLD MINERS ETF ETF 46434G855 794 42305 SH SOLE 42305 0 0 VANGUARD RUSSELL 3000 ETF ETF 92206C599 5637 34992 SH SOLE 34991 0 0 MARTIN MARIETTA MATLS INC COM Stock 573284106 201 625 SH SOLE 625 0 0 ISHARES GLOBAL UTILITIES ETF ETF 464288711 340 6211 SH SOLE 6210 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 209 811 SH SOLE 811 0 0 OMNICOM GROUP INC COM Stock 681919106 337 5349 SH SOLE 5348 0 0 NVIDIA CORPORATION COM Stock 67066G104 648 5336 SH SOLE 5336 0 0 SANDY SPRING BANCORP INC COM Stock 800363103 258 7314 SH SOLE 7313 0 0 ABBVIE INC COM Stock 00287Y109 615 4585 SH SOLE 4585 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 361 4552 SH SOLE 4552 0 0 SPDR S&P METALS & MINING ETF ETF 78464A755 938 22069 SH SOLE 22069 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 21701 304240 SH SOLE 304240 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 343 1659 SH SOLE 1658 0 0 FASTENAL CO COM Stock 311900104 215 4680 SH SOLE 4680 0 0 ISHARES GLOBAL FINANCIALS ETF ETF 464287333 353 5754 SH SOLE 5754 0 0 MCDONALDS CORP COM Stock 580135101 248 1074 SH SOLE 1074 0 0 CISCO SYS INC COM Stock 17275R102 365 9135 SH SOLE 9134 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 212 3350 SH SOLE 3350 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 1429 19839 SH SOLE 19838 0 0 ISHARES U.S. CONSUMER STAPLES ETF ETF 464287812 368 2047 SH SOLE 2047 0 0 ISHARES BIOTECHNOLOGY ETF ETF 464287556 1208 10332 SH SOLE 10331 0 0 ISHARES U.S. TELECOMMUNICATIONS ETF ETF 464287713 345 16514 SH SOLE 16514 0 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1469 14447 SH SOLE 14446 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 753 5285 SH SOLE 5284 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 270 3260 SH SOLE 3259 0 0 ISHARES US FINANCIAL SERVICES ETF ETF 464287770 1874 13268 SH SOLE 13268 0 0 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 352 3253 SH SOLE 3252 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 1308 10175 SH SOLE 10175 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 3254 56253 SH SOLE 56252 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 9837 27427 SH SOLE 27427 0 0 CIGNA CORP NEW COM Stock 125523100 339 1223 SH SOLE 1222 0 0 WELLS FARGO CO NEW COM Stock 949746101 227 5638 SH SOLE 5638 0 0 UNION PAC CORP COM Stock 907818108 222 1138 SH SOLE 1138 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 295 627 SH SOLE 626 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 370 3540 SH SOLE 3539 0 0 CHEVRON CORP NEW COM Stock 166764100 299 2078 SH SOLE 2077 0 0 CONOCOPHILLIPS COM Stock 20825C104 486 4746 SH SOLE 4746 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 21059 579179 SH SOLE 579179 0 0 CINCINNATI FINL CORP COM Stock 172062101 474 5297 SH SOLE 5296 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 791 6660 SH SOLE 6659 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 273 3340 SH SOLE 3340 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2775 76057 SH SOLE 76056 0 0 TEXAS INSTRS INC COM Stock 882508104 362 2336 SH SOLE 2335 0 0 PFIZER INC COM Stock 717081103 872 19924 SH SOLE 19924 0 0 3M CO COM Stock 88579Y101 290 2621 SH SOLE 2620 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 347 3610 SH SOLE 3610 0 0 AMGEN INC COM Stock 031162100 282 1253 SH SOLE 1253 0 0 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 1090 13588 SH SOLE 13588 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 971 19911 SH SOLE 19911 0 0 ABRDN ASIA PACIFIC INCOME FUND COM CEF 003009107 1156 458865 SH SOLE 458864 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 2265 23598 SH SOLE 23597 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 5926 61511 SH SOLE 61511 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 871 8502 SH SOLE 8502 0 0 ISHARES EXPANDED TECH SECTOR ETF ETF 464287549 699 2529 SH SOLE 2528 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 5661 68658 SH SOLE 68657 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 904 14343 SH SOLE 14342 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 1908 21199 SH SOLE 21199 0 0 LAM RESEARCH CORP COM Stock 512807108 390 1065 SH SOLE 1064 0 0 ISHARES INTERNATIONAL DEVELOPED REAL ESTATE ETF ETF 464288489 1719 90284 SH SOLE 90284 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 251 1677 SH SOLE 1676 0 0 GRAHAM HLDGS CO COM CL B Stock 384637104 234 435 SH SOLE 435 0 0 ISHARES JPX-NIKKEI 400 ETF ETF 464287382 461 8873 SH SOLE 8872 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 45395 219259 SH SOLE 219259 0 0 ISHARES GLOBAL ENERGY ETF ETF 464287341 3799 113977 SH SOLE 113977 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 5742 142898 SH SOLE 142898 0 0 EXXON MOBIL CORP COM Stock 30231G102 822 9410 SH SOLE 9409 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 316 626 SH SOLE 626 0 0 LOWES COS INC COM Stock 548661107 322 1712 SH SOLE 1711 0 0 SPDR FTSE INTERNATIONAL GOVERNMENT INFLATION-PROTECTED BOND ETF ETF 78464A490 3830 95700 SH SOLE 95699 0 0 ISHARES MSCI AUSTRALIA ETF ETF 464286103 317 16153 SH SOLE 16153 0 0 ISHARES U.S. PHARMACEUTICALS ETF ETF 464288836 654 3858 SH SOLE 3857 0 0 ISHARES U.S. UTILITIES ETF ETF 464287697 1741 21459 SH SOLE 21458 0 0 CABLE ONE INC COM Stock 12685J105 350 410 SH SOLE 410 0 0 ISHARES CORE S&P MID-CAP ETF ETF 464287507 1313 5990 SH SOLE 5989 0 0 ISHARES MSCI EAFE ETF ETF 464287465 2967 52978 SH SOLE 52978 0 0 APPLE INC COM Stock 037833100 5111 36981 SH SOLE 36980 0 0 ABBOTT LABS COM Stock 002824100 328 3390 SH SOLE 3390 0 0 DISNEY WALT CO COM Stock 254687106 204 2159 SH SOLE 2158 0 0 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 449 5690 SH SOLE 5690 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 2259 11447 SH SOLE 11447 0 0