0001085146-18-002452.txt : 20181031 0001085146-18-002452.hdr.sgml : 20181031 20181031162313 ACCESSION NUMBER: 0001085146-18-002452 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 EFFECTIVENESS DATE: 20181031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Firm, Inc. CENTRAL INDEX KEY: 0001602603 IRS NUMBER: 521342887 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16435 FILM NUMBER: 181150629 BUSINESS ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-656-3999 MAIL ADDRESS: STREET 1: 8120 WOODMONT AVE STREET 2: 630 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001602603 XXXXXXXX 09-30-2018 09-30-2018 false Family Firm, Inc.

8120 WOODMONT AVE 630 BETHESDA MD 20814

13F HOLDINGS REPORT 028-16435 N Kate Fries 301-767-7041 /s/ Kate Fries San Diego CA 10-31-2018 0 138 275987 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 388 1842 SH SOLE 1842 0 0 ABBOTT LABS COM 002824100 315 4298 SH SOLE 4298 0 0 ABBVIE INC COM 00287Y109 385 4072 SH SOLE 4072 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 1182 285466 SH SOLE 285466 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 319 1874 SH SOLE 1874 0 0 AETNA INC NEW COM 00817Y108 345 1703 SH SOLE 1703 0 0 ALPHABET INC CALL 02079K907 2047 1696 SH SOLE 1696 0 0 ALPHABET INC CAP STK CL C 02079K107 1826 1530 SH SOLE 1530 0 0 AMAZON COM INC COM 023135106 308 154 SH SOLE 154 0 0 AMGEN INC COM 031162100 217 1046 SH SOLE 1046 0 0 APPLE INC COM 037833100 1992 8824 SH SOLE 8824 0 0 AT&T INC COM 00206R102 289 8612 SH SOLE 8612 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 226 1501 SH SOLE 1501 0 0 BANK AMER CORP COM 060505104 387 13134 SH SOLE 13134 0 0 BECTON DICKINSON & CO COM 075887109 384 1471 SH SOLE 1471 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1077 5031 SH SOLE 5031 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 2264 177177 SH SOLE 177177 0 0 BOEING CO COM 097023105 1099 2955 SH SOLE 2955 0 0 CABLE ONE INC COM 12685J105 384 435 SH SOLE 435 0 0 CHEVRON CORP NEW COM 166764100 628 5136 SH SOLE 5136 0 0 CISCO SYS INC COM 17275R102 472 9704 SH SOLE 9704 0 0 CONOCOPHILLIPS COM 20825C104 334 4316 SH SOLE 4316 0 0 COSTCO WHSL CORP NEW COM 22160K105 283 1207 SH SOLE 1207 0 0 DISNEY WALT CO COM DISNEY 254687106 434 3713 SH SOLE 3713 0 0 DOWDUPONT INC COM 26078J100 201 3128 SH SOLE 3128 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 225 3415 SH SOLE 3415 0 0 EXXON MOBIL CORP COM 30231G102 1008 11853 SH SOLE 11853 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 1676 92009 SH SOLE 92009 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 508 15000 SH SOLE 15000 0 0 GRAHAM HLDGS CO COM 384637104 252 435 SH SOLE 435 0 0 HOME DEPOT INC COM 437076102 588 2836 SH SOLE 2836 0 0 HONEYWELL INTL INC COM 438516106 377 2268 SH SOLE 2268 0 0 INTEL CORP COM 458140100 231 4891 SH SOLE 4891 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 382 2526 SH SOLE 2526 0 0 ISHARES INC MSCI AUST ETF 464286103 344 15564 SH SOLE 15564 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 368 10920 SH SOLE 10920 0 0 ISHARES INC MSCI CDA ETF 464286509 1220 42394 SH SOLE 42394 0 0 ISHARES INC MSCI GBL ETF NEW 46434G848 240 7373 SH SOLE 7373 0 0 ISHARES INC MSCI PAC JP ETF 464286665 390 8586 SH SOLE 8586 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 10034 101584 SH SOLE 101584 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1402 16876 SH SOLE 16876 0 0 ISHARES TR 20 YR TR BD ETF 464287432 951 8106 SH SOLE 8106 0 0 ISHARES TR 3YRTB ETF 464288125 652 8013 SH SOLE 8013 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1968 19448 SH SOLE 19448 0 0 ISHARES TR COHEN STEER REIT 464287564 2082 20802 SH SOLE 20802 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1954 9706 SH SOLE 9706 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2236 25632 SH SOLE 25632 0 0 ISHARES TR CORE S&P US GWT 464287671 885 14240 SH SOLE 14240 0 0 ISHARES TR CORE S&P US VLU 464287663 43943 255030 SH SOLE 255030 0 0 ISHARES TR CORE S&P500 ETF 464287200 9945 33972 SH SOLE 33972 0 0 ISHARES TR CORE US AGGBD ET 464287226 7288 69063 SH SOLE 69063 0 0 ISHARES TR EAFE SML CP ETF 464288273 1201 19283 SH SOLE 19283 0 0 ISHARES TR EAFE VALUE ETF 464288877 430 8276 SH SOLE 8276 0 0 ISHARES TR EUROPE ETF 464287861 2637 58509 SH SOLE 58509 0 0 ISHARES TR GBL COMM SVC ETF 464287275 649 11219 SH SOLE 11219 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 813 12910 SH SOLE 12910 0 0 ISHARES TR GLOB UTILITS ETF 464288711 209 4250 SH SOLE 4250 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 3446 91369 SH SOLE 91369 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 375 5695 SH SOLE 5695 0 0 ISHARES TR IBONDS SEP19 ETF 46429B564 296 11696 SH SOLE 11696 0 0 ISHARES TR INTL DEV RE ETF 464288489 1843 64326 SH SOLE 64326 0 0 ISHARES TR INTL TREA BD ETF 464288117 4636 96263 SH SOLE 96263 0 0 ISHARES TR JPX NIKKEI 400 464287382 573 8811 SH SOLE 8811 0 0 ISHARES TR MSCI EAFE ETF 464287465 4035 59350 SH SOLE 59350 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1358 31630 SH SOLE 31630 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 206 8966 SH SOLE 8966 0 0 ISHARES TR N AMER TECH ETF 464287549 451 2156 SH SOLE 2156 0 0 ISHARES TR NASDAQ BIOTECH 464287556 947 7765 SH SOLE 7765 0 0 ISHARES TR NORTH AMERN NAT 464287374 9350 260817 SH SOLE 260817 0 0 ISHARES TR RUS 1000 ETF 464287622 3508 21848 SH SOLE 21848 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 202 1598 SH SOLE 1598 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 827 4904 SH SOLE 4904 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2706 15272 SH SOLE 15272 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1222 10549 SH SOLE 10549 0 0 ISHARES TR S&P MC 400GR ETF 464287606 912 3916 SH SOLE 3916 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1695 10128 SH SOLE 10128 0 0 ISHARES TR S&P SML 600 GWT 464287887 1390 6888 SH SOLE 6888 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 412 3934 SH SOLE 3934 0 0 ISHARES TR SP SMCP600VL ETF 464287879 4170 24977 SH SOLE 24977 0 0 ISHARES TR TIPS BD ETF 464287176 9203 83198 SH SOLE 83198 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 498 4193 SH SOLE 4193 0 0 ISHARES TR U.S. ENERGY ETF 464287796 232 5541 SH SOLE 5541 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 1215 9117 SH SOLE 9117 0 0 ISHARES TR U.S. PHARMA ETF 464288836 325 1938 SH SOLE 1938 0 0 ISHARES TR U.S. UTILITS ETF 464287697 1945 14499 SH SOLE 14499 0 0 ISHARES TR US HOME CONS ETF 464288752 460 13028 SH SOLE 13028 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 346 9685 SH SOLE 9685 0 0 ISHARES TR US TELECOM ETF 464287713 1117 37552 SH SOLE 37552 0 0 JOHNSON & JOHNSON COM 478160104 777 5624 SH SOLE 5624 0 0 JPMORGAN CHASE & CO COM 46625H100 408 3618 SH SOLE 3618 0 0 LOWES COS INC COM 548661107 283 2468 SH SOLE 2468 0 0 MARRIOTT INTL INC NEW CL A 571903202 344 2607 SH SOLE 2607 0 0 MERCK & CO INC COM 58933Y105 1002 14129 SH SOLE 14129 0 0 MICROSOFT CORP COM 594918104 526 4603 SH SOLE 4603 0 0 MIDDLESEX WATER CO COM 596680108 339 7000 SH SOLE 7000 0 0 NEOGEN CORP COM 640491106 378 5289 SH SOLE 5289 0 0 NORFOLK SOUTHERN CORP COM 655844108 201 1116 SH SOLE 1116 0 0 NORTHROP GRUMMAN CORP COM 666807102 212 669 SH SOLE 669 0 0 NVIDIA CORP COM 67066G104 528 1880 SH SOLE 1880 0 0 PEPSICO INC COM 713448108 420 3757 SH SOLE 3757 0 0 PFIZER INC COM 717081103 274 6221 SH SOLE 6221 0 0 PHILLIPS 66 COM 718546104 200 1778 SH SOLE 1778 0 0 PNC FINL SVCS GROUP INC COM 693475105 282 2069 SH SOLE 2069 0 0 PROCTER AND GAMBLE CO COM 742718109 230 2766 SH SOLE 2766 0 0 RAYTHEON CO COM NEW 755111507 277 1338 SH SOLE 1338 0 0 ROYCE MICRO-CAP TR INC COM 780915104 2051 200862 SH SOLE 200862 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 231 5677 SH SOLE 5677 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6463 89848 SH SOLE 89848 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 497 6560 SH SOLE 6560 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 646 5508 SH SOLE 5508 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 433 8022 SH SOLE 8022 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 485 5101 SH SOLE 5101 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 536 19424 SH SOLE 19424 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 375 4784 SH SOLE 4784 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 224 3860 SH SOLE 3860 0 0 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 4535 86182 SH SOLE 86182 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1012 29622 SH SOLE 29622 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 4221 89336 SH SOLE 89336 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 1552 105857 SH SOLE 105857 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2153 351798 SH SOLE 351798 0 0 UNION PAC CORP COM 907818108 680 4178 SH SOLE 4178 0 0 UNITEDHEALTH GROUP INC COM 91324P102 228 858 SH SOLE 858 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 6139 242346 SH SOLE 242346 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 4141 37065 SH SOLE 37065 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 17808 226274 SH SOLE 226274 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 478 2913 SH SOLE 2913 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4217 52265 SH SOLE 52265 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 589 3144 SH SOLE 3144 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2444 59618 SH SOLE 59618 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2795 24919 SH SOLE 24919 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 655 8632 SH SOLE 8632 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 3252 24326 SH SOLE 24326 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 22151 511934 SH SOLE 511934 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 2253 21436 SH SOLE 21436 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 212 1795 SH SOLE 1795 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 269 5046 SH SOLE 5046 0 0 WELLS FARGO CO NEW COM 949746101 586 11150 SH SOLE 11150 0 0 YUM BRANDS INC COM 988498101 220 2419 SH SOLE 2419 0 0