Chief Compliance Officer

0001602476-23-000003.txt : 20230804 0001602476-23-000003.hdr.sgml : 20230804 20230804094620 ACCESSION NUMBER: 0001602476-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 EFFECTIVENESS DATE: 20230804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 231142434 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001602476 XXXXXXXX 06-30-2023 06-30-2023 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner Chief Compliance Officer 6034657700 Drew Kellner Hollis NH 08-04-2023 0 74 179283957 false INFORMATION TABLE 2 13F_06_30_23.xml AT&T INC COM Stock 00206R102 4960690 313307 SH SOLE 313307 0 0 ALLFIRST PFD CAP 6.8354 7/15/29 CORPORATE BONDS AND NOTES 01852FAC7 653000 750000 SH SOLE 750000 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 6163000 46300 SH SOLE 46300 0 0 APPLE INC COM Stock 037833100 2707260 13920 SH SOLE 13920 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 894000 5900 SH SOLE 5900 0 0 BARNESVILLE GA WTR 3.175 9/01/46 MUNI BDS-FIXED TAXABLE 067869GX9 178000 250000 SH SOLE 250000 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 2071240 4 SH SOLE 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1204753 3533 SH SOLE 3533 0 0 BRIGHTHOUSE FINL INC COM Stock 10922N103 2919452 56108 SH SOLE 56108 0 0 CAMPING WORLD HLDGS INC CL A Stock 13462K109 337331 11207 SH SOLE 11207 0 0 JPMORGAN CHASE CO 5.79914 2/01/27 CORPORATE BONDS AND NOTES 161480AB4 187000 200000 SH SOLE 200000 0 0 CISCO SYS INC COM Stock 17275R102 753176 14555 SH SOLE 14555 0 0 CITIGROUP INC 5.38409 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 3655000 4377000 SH SOLE 4377000 0 0 COMCAST CORP NEW CL A Stock 20030N101 909123 21062 SH SOLE 21062 0 0 CORNING INC COMMON STOCK 219350105 1668000 49159 SH SOLE 49159 0 0 DONNELLEY R R SONS 6.625 4/15/29 CORPORATE BONDS AND NOTES 257867AG6 12000 12337 SH SOLE 12337 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 943000 8794 SH SOLE 8794 0 0 FEDEX CORP COM Stock 31428X106 5345686 19942 SH SOLE 19942 0 0 JPMORGAN CHASE CO 5.850 2/01/27 CORPORATE BONDS AND NOTES 31945HAB1 606000 650000 SH SOLE 650000 0 0 FIRST HORIZON NATL 4.000 5/26/25 CORPORATE BONDS AND NOTES 320517AD7 1241000 1320000 SH SOLE 1320000 0 0 FRANKLIN FTSE BRAZIL ETF ETF 35473P835 5560979 276547 SH SOLE 276547 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 2994600 68244 SH SOLE 68244 0 0 GARDEN CITY KS 3.375 11/01/32 MUNI BDS-FIXED NON TAXABLE 365028XG9 15000 15000 SH SOLE 15000 0 0 GENERAL ELEC CO COMMON STOCK 369604301 238000 2085 SH SOLE 2085 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 4786155 13462 SH SOLE 13462 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 633000 3261 SH SOLE 3261 0 0 HUDBAY MINERALS INC COM Stock 443628102 3588622 619942 SH SOLE 619942 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 915000 2386 SH SOLE 2386 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 1364033 8910 SH SOLE 8910 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 307540 690 SH SOLE 690 0 0 ISHARES MSCI INDONESIA ETF ETF 46429B309 5181218 220883 SH SOLE 220883 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 241000 1440 SH SOLE 1440 0 0 JP MORGAN CHASE MTN 2.7808 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 851000 881000 SH SOLE 881000 0 0 KEYCORP CAPITAL 1 5.91657 7/01/28 CORPORATE BONDS AND NOTES 49326MAA3 617000 722000 SH SOLE 722000 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 6865374 389244 SH SOLE 389244 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 47000 50000 SH SOLE 50000 0 0 ELI LILLY CO COMMON STOCK 532457108 2509000 5519 SH SOLE 5519 0 0 LIVENT CORP COMMON STOCK 53814L108 206000 8349 SH SOLE 8349 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 6422699 14333 SH SOLE 14333 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 3310000 129330 SH SOLE 129330 0 0 MERCK & CO INC COM Stock 58933Y105 582350 5402 SH SOLE 5402 0 0 METLIFE INC COM Stock 59156R108 7472317 119633 SH SOLE 119633 0 0 MICROSOFT CORP COM Stock 594918104 3344006 9844 SH SOLE 9844 0 0 NISOURCE INC COMMON STOCK 65473P105 223000 8000 SH SOLE 8000 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 2800859 6292 SH SOLE 6292 0 0 O-I GLASS INC COM Stock 67098H104 2840785 125748 SH SOLE 125748 0 0 PEPSICO INC COMMON STOCK 713448108 495000 2640 SH SOLE 2640 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 6447559 443041 SH SOLE 443041 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 319000 3200 SH SOLE 3200 0 0 PIKE CNTY KY 3.150 6/01/27 MUNI BDS-FIXED NON TAXABLE 721174F39 10000 10000 SH SOLE 10000 0 0 PRUDENTIAL FINL INC COM Stock 744320102 6334580 66184 SH SOLE 66184 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 345565 3645 SH SOLE 3645 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 1306418 2912 SH SOLE 2912 0 0 SPDR GOLD SHARES ETF 78463V107 15346177 84325 SH SOLE 84325 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 1659865 51010 SH SOLE 51010 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 203383 3692 SH SOLE 3692 0 0 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 78468R663 11627350 126632 SH SOLE 126632 0 0 ST JOE CO COM Stock 790148100 535027 11068 SH SOLE 11068 0 0 STATE STREET CORP 5.769 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 25000 30000 SH SOLE 30000 0 0 TYSON FOODS INC CL A Stock 902494103 3868920 69493 SH SOLE 69493 0 0 US BANK CAPITAL IX 3.57778 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1003000 1298000 SH SOLE 1298000 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 7675775 116816 SH SOLE 116816 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 638000 6345 SH SOLE 6345 0 0 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 922042775 2790145 51280 SH SOLE 51280 0 0 VANGUARD 500 INDEX ADMIRAL MUTUAL FUNDS - EQUITY 922908710 327000 772 SH SOLE 772 0 0 VANGUARD VALUE INDEX FUND ETF CLOSED END MUTUAL FUND EQUITY 922908744 603000 4105 SH SOLE 4105 0 0 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 3764216 16488 SH SOLE 16488 0 0 WELLTOWER INC COM REIT 95040Q104 444571 5496 SH SOLE 5496 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 266900 3206 SH SOLE 3206 0 0 WYOMING ST CMNTY DEV 2.800 12/01/31 MUNI BDS-FIXED NON TAXABLE 98322QLQ8 9000 10000 SH SOLE 10000 0 0 GOLAR LNG LTD SHS Stock G9456A100 4779514 201999 SH SOLE 201999 0 0 VALARIS LIMITED CL A Stock G9460G101 5765744 77149 SH SOLE 77149 0 0 SCORPIO TANKERS INC FOREIGN COMMON STOCK Y7542C130 1368000 29080 SH SOLE 29080 0 0