0001602476-23-000001.txt : 20230214 0001602476-23-000001.hdr.sgml : 20230214 20230214162213 ACCESSION NUMBER: 0001602476-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 23629825 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true true 0001602476 XXXXXXXX 12-31-2022 12-31-2022 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 02-14-2023 0 89 204218104 false INFORMATION TABLE 2 13F_12_31_22.xml AT&T INC COM Stock 00206R102 5890316 319952 SH SOLE 319952 0 0 ABBOTT LABORATORIES COMMON STOCK 002824100 43916 400 SH SOLE 400 0 0 ALLFIRST PFD CAP 4.19031 7/15/29 CORPORATE BONDS AND NOTES 01852FAC7 703223 750000 SH SOLE 750000 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 4850425 54665 SH SOLE 54665 0 0 AMERIS BANCORP LW 3.875 10/01/30 CORPORATE BONDS AND NOTES 03076KAC2 1798119 1984000 SH SOLE 1984000 0 0 ANTERO RESOURCES CORP COM Stock 03674X106 3542901 114324 SH SOLE 114324 0 0 APPLE INC COM COMMON STOCK 037833100 2009497 15466 SH SOLE 15466 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 574542 5900 SH SOLE 5900 0 0 BARNESVILLE GA WTR 3.175 9/01/46 MUNI BDS-FIXED TAXABLE 067869GX9 172685 250000 SH SOLE 250000 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1874844 4 SH SOLE 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1091344 3533 SH SOLE 3533 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 3492820 68126 SH SOLE 68126 0 0 CAMPING WORLD HLDGS INC CL A Stock 13462K109 250140 11207 SH SOLE 11207 0 0 JPMORGAN CHASE CO 3.28229 2/01/27 CORPORATE BONDS AND NOTES 161480AB4 186204 200000 SH SOLE 200000 0 0 CISCO SYS INC COM Stock 17275R102 689684 2477 SH SOLE 2477 0 0 CITIGROUP INC 3.54686 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 3459342 4404000 SH SOLE 4404000 0 0 COMCAST CORP NEW CL A Stock 20030N101 736538 21029 SH SOLE 21029 0 0 CORNING INC COMMON STOCK 219350105 1656345 51858 SH SOLE 51858 0 0 DOUBLEVERIFY HLDGS INC COM Stock 25862V105 353249 16086 SH SOLE 16086 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 969978 8794 SH SOLE 8794 0 0 META PLATFORMS INC CL A Stock 30303M102 1902696 15811 SH SOLE 15811 0 0 FEDEX CORP COM Stock 31428X106 3544538 20465 SH SOLE 20465 0 0 JPMORGAN CHASE CO 3.330 2/01/27 CORPORATE BONDS AND NOTES 31945HAB1 602778 650000 SH SOLE 650000 0 0 FIRST CITIZENS 5.800 6/15/70 CORPORATE BONDS AND NOTES 31959XAA1 3426883 3431000 SH SOLE 3431000 0 0 FIRST MD CAP II 2.136 2/01/27 CORPORATE BONDS AND NOTES 32082CAC1 602728 652000 SH SOLE 652000 0 0 FRANKLIN FTSE BRAZIL ETF ETF 35473P835 4794024 278237 SH SOLE 278237 0 0 FREEPORT-MCMORAN INC CL B Stock 35671D857 5023790 132205 SH SOLE 132205 0 0 GMS INC COM Stock 36251C103 4302920 86402 SH SOLE 86402 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 4699842 13687 SH SOLE 13687 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 698832 3261 SH SOLE 3261 0 0 HUDBAY MINERALS INC COM Stock 443628102 1204485 237571 SH SOLE 237571 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 635344 2386 SH SOLE 2386 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 1362498 9646 SH SOLE 9646 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 434926 1132 SH SOLE 1132 0 0 ISHARES MSCI INDONESIA ETF CLOSED END MUTUAL FUND EQUITY 46429B309 4964490 221728 SH SOLE 221728 0 0 BLACKROCK ULTRA SHORT TERM BOND ETF CLOSED END MUTUAL FUND FIXED 46434V878 10641707 212664 SH SOLE 212664 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 254376 1440 SH SOLE 1440 0 0 JP MORGAN CHASE MTN 2.1992 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 846548 881000 SH SOLE 881000 0 0 KEYCORP COMMON STOCK 493267108 239699 13760 SH SOLE 13760 0 0 KEYCORP CAPITAL 1 4.48286 7/01/28 CORPORATE BONDS AND NOTES 49326MAA3 650406 722000 SH SOLE 722000 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 203625 1500 SH SOLE 1500 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 6955503 384707 SH SOLE 384707 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 46875 50000 SH SOLE 50000 0 0 ELI LILLY CO COMMON STOCK 532457108 2019071 5519 SH SOLE 5519 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 7277404 14959 SH SOLE 14959 0 0 M D C HLDGS INC COM Stock 552676108 3296860 104331 SH SOLE 104331 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 2922844 129674 SH SOLE 129674 0 0 MELLON CAPITAL IV 4.13029 12/20/67 CORPORATE BONDS AND NOTES 58551TAA5 1816621 2256000 SH SOLE 2256000 0 0 MERCK & CO INC COM Stock 58933Y105 590587 5323 SH SOLE 5323 0 0 BANK OF AMER MTN 3.73214 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 4487830 4706000 SH SOLE 4706000 0 0 METLIFE INC COM Stock 59156R108 8701335 120234 SH SOLE 120234 0 0 MICROSOFT CORP COM Stock 594918104 2375657 9906 SH SOLE 9906 0 0 NISOURCE INC COMMON STOCK 65473P105 219360 8000 SH SOLE 8000 0 0 NORTHROP GRUMMAN CORPORATION COMMON STOCK 666807102 3477718 6374 SH SOLE 6374 0 0 O-I GLASS INC COM Stock 67098H104 2083644 125748 SH SOLE 125748 0 0 PG&E CORP COM Stock 69331C108 422809 26003 SH SOLE 26003 0 0 PEPSICO INC COMMON STOCK 713448108 476942 2640 SH SOLE 2640 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 3086839 289844 SH SOLE 289844 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 354235 3500 SH SOLE 3500 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF ETF 72201R833 588053 5961 SH SOLE 5961 0 0 PRUDENTIAL FINL INC COM Stock 744320102 6705494 67419 SH SOLE 67419 0 0 PRUDENTIAL FINANCIAL 5.625 6/15/43 CORPORATE BONDS AND NOTES 744320AM4 736875 750000 SH SOLE 750000 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 364422 3611 SH SOLE 3611 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 1167941 3054 SH SOLE 3054 0 0 SPDR GOLD SHARES ETF 78463V107 14145940 83388 SH SOLE 83388 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 1501691 50579 SH SOLE 50579 0 0 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 78464A805 174595 3692 SH SOLE 3692 0 0 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 78468R663 8436187 92229 SH SOLE 92229 0 0 ST JOE CO COM Stock 790148100 427778 11068 SH SOLE 11068 0 0 STATE STREET CORP 4.29257 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 23011 30000 SH SOLE 30000 0 0 SUNTRUST CAPITAL 3.580 5/15/27 CORPORATE BONDS AND NOTES 86787XAA3 2246394 2424000 SH SOLE 2424000 0 0 SUNTRUST CAPITAL 3.94257 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 2081538 2299000 SH SOLE 2299000 0 0 TAKEDA PHARMACEUTICAL SP A D R FOREIGN COMMON STOCK 874060205 1961606 125744 SH SOLE 125744 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 4601396 73918 SH SOLE 73918 0 0 UNITED FINANCIAL 5.750 10/01/24 CORPORATE BONDS AND NOTES 910304AA2 1812104 1842000 SH SOLE 1842000 0 0 US BANK CAPITAL IX 3.57778 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1031625 1310000 SH SOLE 1310000 0 0 VALLEY NATL BANCORP 3.000 6/15/31 CORPORATE BONDS AND NOTES 919794AE7 2184355 2484000 SH SOLE 2484000 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 598590 6945 SH SOLE 6945 0 0 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 922042775 2522493 50309 SH SOLE 50309 0 0 VANGUARD FTSE EMERGING MARKETS ETF CLOSED END MUTUAL FUND EQUITY 922042858 10174 261 SH SOLE 261 0 0 VANGUARD 500 INDEX ADMIRAL MUTUAL FUNDS - EQUITY 922908710 273394 772 SH SOLE 772 0 0 VANGUARD VALUE INDEX FUND ETF CLOSED END MUTUAL FUND EQUITY 922908744 576219 4105 SH SOLE 4105 0 0 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 3516558 18393 SH SOLE 18393 0 0 WARNER BROS DISCOVERY INC COM SER A Stock 934423104 593846 62642 SH SOLE 62642 0 0 WELLTOWER INC COM REIT 95040Q104 360263 5496 SH SOLE 5496 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 206114 3206 SH SOLE 3206 0 0 GOLAR LNG LTD SHS Stock G9456A100 4612787 202404 SH SOLE 202404 0 0 SCORPIO TANKERS INC FOREIGN COMMON STOCK Y7542C130 4761280 88549 SH SOLE 88549 0 0