0001602476-22-000004.txt : 20221114 0001602476-22-000004.hdr.sgml : 20221114 20221114160631 ACCESSION NUMBER: 0001602476-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 221385147 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001602476 XXXXXXXX 09-30-2022 09-30-2022 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 11-14-2022 0 52 194091 false INFORMATION TABLE 2 13F_09_30_22.xml ALLFIRST PFD CAP 2.57256 7/15/29 CORPORATE BONDS AND NOTES 01852FAC7 700 750000 SH SOLE 750000 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 5282 54940 SH SOLE 54940 0 0 AMERIS BANCORP LW 3.875 10/01/30 CORPORATE BONDS AND NOTES 03076KAC2 1868 1997000 SH SOLE 1997000 0 0 AMPHENOL CORP CL A COMMON STOCK 032095101 67 1000 SH SOLE 1000 0 0 ANTERO RESOURCES CORP COMMON STOCK 03674X106 6469 114467 SH SOLE 114467 0 0 APPLE INC COM COMMON STOCK 037833100 2249 16271 SH SOLE 16271 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 483 5900 SH SOLE 5900 0 0 AT T INC COMMON STOCK 00206R102 4144 270128 SH SOLE 270128 0 0 BANK OF AMER MTN 2.23043 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 814 864000 SH SOLE 864000 0 0 BARNESVILLE GA WTR 3.175 9/01/46 MUNI BDS-FIXED TAXABLE 067869GX9 175 250000 SH SOLE 250000 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1626 4 SH SOLE 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 923 3457 SH SOLE 3457 0 0 BLACKROCK ULTRA SHORT TERM BOND ETF CLOSED END MUTUAL FUND FIXED 46434V878 10703 214013 SH SOLE 214013 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 4239 97625 SH SOLE 97625 0 0 CAMPING WORLD HLDGS INC CL A Stock 13462K109 284 11207 SH SOLE 11207 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 574 13253 SH SOLE 13253 0 0 CITIGROUP INC 2.07386 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 3631 4435000 SH SOLE 4435000 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 595 20300 SH SOLE 20300 0 0 CORNING INC COMMON STOCK 219350105 1510 52046 SH SOLE 52046 0 0 COVETRUS INC NPV COMMON STOCK 22304C100 3796 181806 SH SOLE 181806 0 0 CYXTERA TECHNOLOGIES INC COM CL A COMMON STOCK 23284C102 945 231546 SH SOLE 231546 0 0 DOUBLEVERIFY HLDGS INC COM COMMON STOCK 25862V105 1933 15976 SH SOLE 15976 0 0 ELI LILLY CO COMMON STOCK 532457108 1785 5519 SH SOLE 5519 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 768 8794 SH SOLE 8794 0 0 FED EX CORP COMMON STOCK 31428X106 3055 20579 SH SOLE 20579 0 0 FIRST CITIZENS 5.800 6/15/70 CORPORATE BONDS AND NOTES 31959XAA1 3375 3440000 SH SOLE 3440000 0 0 FIRST MD CAP II 2.136 2/01/27 CORPORATE BONDS AND NOTES 32082CAC1 607 652000 SH SOLE 652000 0 0 FRANKLIN FTSE BRAZIL ETF CLOSED END MUTUAL FUND EQUITY 35473P835 5063 278980 SH SOLE 278980 0 0 FREEPORT MCMORAN INC COMMON STOCK 35671D857 3605 131914 SH SOLE 131914 0 0 GMS INC COMMON STOCK 36251C103 3469 86693 SH SOLE 86693 0 0 GOLAR LNG LTD FOREIGN COMMON STOCK G9456A100 5063 203155 SH SOLE 203155 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 4493 15331 SH SOLE 15331 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 544 3261 SH SOLE 3261 0 0 HUDBAY MINERALS INC FOREIGN COMMON STOCK 443628102 957 237571 SH SOLE 237571 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 638 2386 SH SOLE 2386 0 0 INVESCO S P 500 EQUAL WEIGHT ETF CLOSED END MUTUAL FUND EQUITY 46137V357 1449 11388 SH SOLE 11388 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 344 958 SH SOLE 958 0 0 ISHARES MSCI INDONESIA ETF CLOSED END MUTUAL FUND EQUITY 46429B309 5191 222610 SH SOLE 222610 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 235 1440 SH SOLE 1440 0 0 JP MORGAN CHASE MTN 2.000 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 847 881000 SH SOLE 881000 0 0 JPMORGAN CHASE CO 1.786 2/01/27 CORPORATE BONDS AND NOTES 161480AB4 188 200000 SH SOLE 200000 0 0 JPMORGAN CHASE CO 1.81957 2/01/27 CORPORATE BONDS AND NOTES 31945HAB1 605 650000 SH SOLE 650000 0 0 KEYCORP COMMON STOCK 493267108 220 13760 SH SOLE 13760 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 6413 385369 SH SOLE 385369 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 45 50000 SH SOLE 50000 0 0 LIVENT CORP COMMON STOCK 53814L108 256 8349 SH SOLE 8349 0 0 LOCKHEED MARTIN CORP COM COMMON STOCK 539830109 5802 15019 SH SOLE 15019 0 0 M D C HLDGS INC COMMON STOCK 552676108 2869 104634 SH SOLE 104634 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 3355 130634 SH SOLE 130634 0 0 MELLON CAPITAL IV 3.95652 12/20/67 CORPORATE BONDS AND NOTES 58551TAA5 1689 2269000 SH SOLE 2269000 0 0 MERCK CO INC COMMON STOCK 58933Y105 533 6186 SH SOLE 6186 0 0 META PLATFORMS INC COMMON STOCK 30303M102 5861 43194 SH SOLE 43194 0 0 METLIFE INC COMMON STOCK 59156R108 7323 120482 SH SOLE 120482 0 0 MICROSOFT CORP COM COMMON STOCK 594918104 2307 9906 SH SOLE 9906 0 0 NISOURCE INC COMMON STOCK 65473P105 202 8000 SH SOLE 8000 0 0 NORTHROP GRUMMAN CORPORATION COMMON STOCK 666807102 3017 6414 SH SOLE 6414 0 0 O I GLASS INC COMMON STOCK 67098H104 1623 125320 SH SOLE 125320 0 0 ORACLE CORP COM Stock 68389X105 8 126 SH SOLE 126 0 0 PEPSICO INC COMMON STOCK 713448108 431 2640 SH SOLE 2640 0 0 PETROLEO BRASILEIRO S A A D R FOREIGN COMMON STOCK 71654V408 2246 181983 SH SOLE 181983 0 0 PG&E CORP COM Stock 69331C108 315 25213 SH SOLE 25213 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 291 3500 SH SOLE 3500 0 0 PIMCO ENHANCED SHORT MATURITY ETF CLOSED END MUTUAL FUND FIXED 72201R833 589 5961 SH SOLE 5961 0 0 PRUDENTIAL FINANCIAL 5.625 6/15/43 CORPORATE BONDS AND NOTES 744320AM4 739 750000 SH SOLE 750000 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 5802 67637 SH SOLE 67637 0 0 RAYTHEON TECHNOLOGIES CORP COM COMMON STOCK 75513E101 296 3611 SH SOLE 3611 0 0 SCORPIO TANKERS INC FOREIGN COMMON STOCK Y7542C130 4317 102680 SH SOLE 102680 0 0 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF ETF 78468R663 6241 68129 SH SOLE 68129 0 0 SPDR GOLD SHARES ETF CLOSED END MUTUAL FUND EQUITY 78463V107 13262 85746 SH SOLE 85746 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 1413 54770 SH SOLE 54770 0 0 SPDR S P 500 ETF CLOSED END MUTUAL FUND EQUITY 78462F103 1091 3054 SH SOLE 3054 0 0 ST JOE CO COM Stock 790148100 339 10591 SH SOLE 10591 0 0 STATE STREET CORP 2.82886 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 23 30000 SH SOLE 30000 0 0 SUNTRUST CAPITAL 2.05739 5/15/27 CORPORATE BONDS AND NOTES 86787XAA3 2256 2432000 SH SOLE 2432000 0 0 SUNTRUST CAPITAL 2.47886 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 2115 2311000 SH SOLE 2311000 0 0 TAKEDA PHARMACEUTICAL SP A D R FOREIGN COMMON STOCK 874060205 1646 126946 SH SOLE 126946 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 4900 74318 SH SOLE 74318 0 0 UNITED FINANCIAL 5.750 10/01/24 CORPORATE BONDS AND NOTES 910304AA2 1826 1856000 SH SOLE 1856000 0 0 US BANK CAPITAL IX 3.57778 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1004 1323000 SH SOLE 1323000 0 0 VALLEY NATL BANCORP 3.000 6/15/31 CORPORATE BONDS AND NOTES 919794AE7 2208 2497000 SH SOLE 2497000 0 0 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 922042775 2124 47885 SH SOLE 47885 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 552 6995 SH SOLE 6995 0 0 VANGUARD VALUE INDEX FUND ETF CLOSED END MUTUAL FUND EQUITY 922908744 507 4105 SH SOLE 4105 0 0 WARNER BROS DISCOVERY INC SERIES A COMMON STOCK 934423104 744 64737 SH SOLE 64737 0 0