0001602476-22-000003.txt : 20220815 0001602476-22-000003.hdr.sgml : 20220815 20220815125608 ACCESSION NUMBER: 0001602476-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 221164227 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001602476 XXXXXXXX 06-30-2022 06-30-2022 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 08-15-2022 0 81 195936 false INFORMATION TABLE 2 13F_06_30_22.xml ALLFIRST PFD CAP 1.73914 7/15/29 CORPORATE BONDS AND NOTES 01852FAC7 711 750000 SH SOLE 750000 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 6015 2750 SH SOLE 2750 0 0 AMERIS BANCORP LW 3.875 10/01/30 CORPORATE BONDS AND NOTES 03076KAC2 1932 2000000 SH SOLE 2000000 0 0 APPLE INC COMMON STOCK 037833100 2228 16304 SH SOLE 16304 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 537 5900 SH SOLE 5900 0 0 AT T INC COMMON STOCK 00206R102 5643 269211 SH SOLE 269211 0 0 BANK OF AMER MTN 1.173 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 815 866000 SH SOLE 866000 0 0 BARNESVILLE GA WTR 3.175 9/01/46 MUNI BDS-FIXED TAXABLE 067869GX9 184 250000 SH SOLE 250000 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1636 4 SH SOLE 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 933 3418 SH SOLE 3418 0 0 BLACKROCK ULTRA SHORT TERM BOND ETF CLOSED END MUTUAL FUND FIXED 46434V878 10769 215206 SH SOLE 215206 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 4010 97768 SH SOLE 97768 0 0 CAMPING WORLD HLDGS INC CL A Stock 13462K109 242 11207 SH SOLE 11207 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 597 14008 SH SOLE 14008 0 0 CITIGROUP INC 1.04757 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 3212 3989000 SH SOLE 3989000 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 796 20300 SH SOLE 20300 0 0 CORNING INC COMMON STOCK 219350105 2474 78526 SH SOLE 78526 0 0 COVETRUS INC NPV COMMON STOCK 22304C100 3777 182011 SH SOLE 182011 0 0 CYXTERA TECHNOLOGIES INC COM CL A COMMON STOCK 23284C102 2629 231834 SH SOLE 231834 0 0 DOUBLEVERIFY HLDGS INC COM COMMON STOCK 25862V105 361 15943 SH SOLE 15943 0 0 ELI LILLY CO COMMON STOCK 532457108 1789 5519 SH SOLE 5519 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 753 8794 SH SOLE 8794 0 0 FED EX CORP COMMON STOCK 31428X106 5530 24395 SH SOLE 24395 0 0 FIRST CITIZENS 5.800 6/15/70 CORPORATE BONDS AND NOTES 31959XAA1 3202 3443000 SH SOLE 3443000 0 0 FRANKLIN FTSE BRAZIL ETF CLOSED END MUTUAL FUND EQUITY 35473P835 4657 279271 SH SOLE 279271 0 0 FREEPORT MCMORAN INC COMMON STOCK 35671D857 3861 131971 SH SOLE 131971 0 0 GMS INC COMMON STOCK 36251C103 4765 107101 SH SOLE 107101 0 0 GOLAR LNG LTD FOREIGN COMMON STOCK G9456A100 4635 203746 SH SOLE 203746 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 5405 18198 SH SOLE 18198 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 567 3261 SH SOLE 3261 0 0 HUDBAY MINERALS INC FOREIGN COMMON STOCK 443628102 2847 698134 SH SOLE 698134 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 669 2386 SH SOLE 2386 0 0 INVESCO S P 500 EQUAL WEIGHT ETF CLOSED END MUTUAL FUND EQUITY 46137V357 2464 18366 SH SOLE 18366 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 363 958 SH SOLE 958 0 0 ISHARES MSCI INDONESIA ETF CLOSED END MUTUAL FUND EQUITY 46429B309 4988 222869 SH SOLE 222869 0 0 ISHARES RUSSELL 2000 ETF CLOSED END MUTUAL FUND EQUITY 464287655 1036 6120 SH SOLE 6120 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 256 1440 SH SOLE 1440 0 0 JP MORGAN CHASE MTN 2.000 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 844 881000 SH SOLE 881000 0 0 JPMORGAN CHASE CO 0.81657 2/01/27 CORPORATE BONDS AND NOTES 161480AB4 187 200000 SH SOLE 200000 0 0 KEYCORP COMMON STOCK 493267108 237 13760 SH SOLE 13760 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 203 1500 SH SOLE 1500 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 6428 383578 SH SOLE 383578 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 48 50000 SH SOLE 50000 0 0 LOCKHEED MARTIN CORP COM COMMON STOCK 539830109 6463 15033 SH SOLE 15033 0 0 M D C HLDGS INC COMMON STOCK 552676108 3386 104796 SH SOLE 104796 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 3193 130820 SH SOLE 130820 0 0 MELLON CAPITAL IV 4.000 12/20/67 CORPORATE BONDS AND NOTES 58551TAA5 1602 2271000 SH SOLE 2271000 0 0 MERCK CO INC COMMON STOCK 58933Y105 563 6186 SH SOLE 6186 0 0 META PLATFORMS INC COMMON STOCK 30303M102 5004 31039 SH SOLE 31039 0 0 METLIFE INC COMMON STOCK 59156R108 7565 120499 SH SOLE 120499 0 0 MICROSOFT CORP COMMON STOCK 594918104 2543 9906 SH SOLE 9906 0 0 NISOURCE INC COMMON STOCK 65473P105 236 8000 SH SOLE 8000 0 0 NORTHROP GRUMMAN CORPORATION COMMON STOCK 666807102 3070 6414 SH SOLE 6414 0 0 ORACLE CORP COM Stock 68389X105 9 126 SH SOLE 126 0 0 PEPSICO INC COMMON STOCK 713448108 440 2640 SH SOLE 2640 0 0 PETROLEO BRASILEIRO S A A D R FOREIGN COMMON STOCK 71654V408 2121 181654 SH SOLE 181654 0 0 PG&E CORP COM Stock 69331C108 252 25213 SH SOLE 25213 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 346 3500 SH SOLE 3500 0 0 PIMCO ENHANCED SHORT MATURITY ETF CLOSED END MUTUAL FUND FIXED 72201R833 590 5961 SH SOLE 5961 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 6491 67841 SH SOLE 67841 0 0 RAYTHEON TECHNOLOGIES CORP COM COMMON STOCK 75513E101 346 3611 SH SOLE 3611 0 0 SCORPIO TANKERS INC FOREIGN COMMON STOCK Y7542C130 3567 103365 SH SOLE 103365 0 0 SPDR GOLD SHARES ETF CLOSED END MUTUAL FUND EQUITY 78463V107 14485 85987 SH SOLE 85987 0 0 SPDR S P 500 ETF CLOSED END MUTUAL FUND EQUITY 78462F103 1844 4889 SH SOLE 3054 0 0 ST JOE CO COM Stock 790148100 404 10215 SH SOLE 10215 0 0 STATE STREET CORP 1.826 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 24 30000 SH SOLE 30000 0 0 SUNTRUST CAPITAL 1.476 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 2104 2315000 SH SOLE 2315000 0 0 SUNTRUST CAPITAL 1.19326 5/15/27 CORPORATE BONDS AND NOTES 86787XAA3 2239 2434000 SH SOLE 2434000 0 0 TAKEDA PHARMACEUTICAL SP A D R FOREIGN COMMON STOCK 874060205 1820 129597 SH SOLE 129597 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 6403 74403 SH SOLE 74403 0 0 UNITED FINANCIAL 5.750 10/01/24 CORPORATE BONDS AND NOTES 910304AA2 1866 1859000 SH SOLE 1859000 0 0 US BANK CAPITAL IX 3.57778 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 927 1323000 SH SOLE 1323000 0 0 VALLEY NATL BANCORP 3.000 6/15/31 CORPORATE BONDS AND NOTES 919794AE7 2294 2500000 SH SOLE 2500000 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 2330 46643 SH SOLE 46643 0 0 VANGUARD TOTAL STOCK MARKET ETF CLOSED END MUTUAL FUND EQUITY 922908769 3511 18618 SH SOLE 18618 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 597 6995 SH SOLE 6995 0 0 VANGUARD VALUE INDEX FUND ETF CLOSED END MUTUAL FUND EQUITY 922908744 541 4105 SH SOLE 4105 0 0 WARNER BROS DISCOVERY INC SERIES A COMMON STOCK 934423104 872 65010 SH SOLE 65010 0 0 WELLTOWER INC COM REIT 95040Q104 453 5496 SH SOLE 5496 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 200 3206 SH SOLE 3206 0 0