0001602476-22-000001.txt : 20220218 0001602476-22-000001.hdr.sgml : 20220218 20220218105622 ACCESSION NUMBER: 0001602476-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220218 DATE AS OF CHANGE: 20220218 EFFECTIVENESS DATE: 20220218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 22651307 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001602476 XXXXXXXX 12-31-2021 12-31-2021 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 02-18-2022 0 99 265231 false INFORMATION TABLE 2 13F_12_31_21.xml AT T INC COMMON STOCK 00206R102 6787 266788 SH SOLE 249283 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 9751 3593 SH SOLE 3593 0 0 AMERICAN CENTURY EQUITY INCOME I MUTUAL FUNDS - EQUITY 025076209 98 10102 SH SOLE 10102 0 0 APPLE INC COMMON STOCK 037833100 3077 17400 SH SOLE 4104 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 8566 61995 SH SOLE 61995 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1802 4 SH SOLE 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1008 3374 SH SOLE 3374 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 5345 98163 SH SOLE 98163 0 0 CAMPING WORLD HLDGS INC CL A Stock 13462K109 450 11160 SH SOLE 11160 0 0 CARDLYTICS INC COM Stock 14161W105 516 7813 SH SOLE 7813 0 0 JPMORGAN CHASE CO 0.63163 2/01/27 CORPORATE BONDS AND NOTES 161480AB4 197 200000 SH SOLE 200000 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 861 13745 SH SOLE 1235 0 0 CITIGROUP INC 0.68663 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 1745 1989000 SH SOLE 1989000 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 1015 20252 SH SOLE 9266 0 0 CONAGRA BRANDS INC COM Stock 205887102 353 10362 SH SOLE 10362 0 0 CORNING INC COMMON STOCK 219350105 3398 80835 SH SOLE 80835 0 0 COVETRUS INC NPV COMMON STOCK 22304C100 3576 196407 SH SOLE 182011 0 0 CYXTERA TECHNOLOGIES INC COM CL A COMMON STOCK 23284C102 3883 322106 SH SOLE 278665 0 0 DESARROLLADORA HOM 0.00001 9/28/15 OTHER FOREIGN CORPORATE BONDS 25030WAB6 2 63000 SH SOLE 63000 0 0 DOUBLEVERIFY HLDGS INC COM COMMON STOCK 25862V105 433 14805 SH SOLE 10581 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 668 8794 SH SOLE 8794 0 0 META PLATFORMS INC COMMON STOCK 30303M102 6010 19063 SH SOLE 17351 0 0 FED EX CORP COMMON STOCK 31428X106 6010 24348 SH SOLE 22444 0 0 FIRST CITIZENS 5.800 6/15/70 CORPORATE BONDS AND NOTES 31959XAA1 3572 3443000 SH SOLE 3443000 0 0 FRANKLIN FTSE SOUTH KOREA ETF CLOSED END MUTUAL FUND EQUITY 35473P710 3988 155946 SH SOLE 155946 0 0 FRANKLIN FTSE BRAZIL ETF CLOSED END MUTUAL FUND EQUITY 35473P835 4781 241465 SH SOLE 241465 0 0 FREEPORT MCMORAN INC COMMON STOCK 35671D857 7664 203637 SH SOLE 184589 0 0 GMS INC COMMON STOCK 36251C103 5153 100682 SH SOLE 100682 0 0 GENERAL ELEC CO COMMON STOCK 369604301 209 2210 SH SOLE 2210 0 0 GENERAL MTRS CO COM COMMON STOCK 37045V100 134 2550 SH SOLE 2550 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 6501 18328 SH SOLE 18328 0 0 HINGHAM INSTITUTION FOR SAVINGS COMMON STOCK 433323102 221 570 SH SOLE 570 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 667 3261 SH SOLE 3261 0 0 HUDBAY MINERALS INC FOREIGN COMMON STOCK 443628102 4976 690675 SH SOLE 623445 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 7323 20171 SH SOLE 20171 0 0 INVESCO S P 500 EQUAL WEIGHT ETF CLOSED END MUTUAL FUND EQUITY 46137V357 3532 22266 SH SOLE 12844 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 1154 2420 SH SOLE 2420 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 234 3080 SH SOLE 3080 0 0 ISHARES RUSSELL 2000 ETF CLOSED END MUTUAL FUND EQUITY 464287655 1350 6710 SH SOLE 6710 0 0 ISHARES MSCI INDONESIA ETF CLOSED END MUTUAL FUND EQUITY 46429B309 5158 222504 SH SOLE 222504 0 0 BLACKROCK ULTRA SHORT TERM BOND ETF CLOSED END MUTUAL FUND FIXED 46434V878 11003 218477 SH SOLE 218477 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 257 1490 SH SOLE 1490 0 0 JP MORGAN CHASE MTN 2.000 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 882 881000 SH SOLE 881000 0 0 KEYCORP COMMON STOCK 493267108 345 13760 SH SOLE 13760 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 206 1500 SH SOLE 1500 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 6563 382511 SH SOLE 331328 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 50 50000 SH SOLE 50000 0 0 KRATON CORPORATION COMMON STOCK 50077C106 5175 111575 SH SOLE 111575 0 0 LENDINGTREE INC NEW COM Stock 52603B107 660 5386 SH SOLE 5386 0 0 ELI LILLY CO COMMON STOCK 532457108 1354 5519 SH SOLE 5519 0 0 LOCKHEED MARTIN CORP COM COMMON STOCK 539830109 5737 14884 SH SOLE 13295 0 0 M D C HLDGS INC COMMON STOCK 552676108 5408 106056 SH SOLE 99615 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 3723 130820 SH SOLE 130820 0 0 MELLON CAPITAL IV 3.95652 12/20/67 CORPORATE BONDS AND NOTES 58551TAA5 2246 2271000 SH SOLE 2271000 0 0 MERCK CO INC COMMON STOCK 58933Y105 520 6426 SH SOLE 5695 0 0 BANK OF AMER MTN 0.76988 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 858 866000 SH SOLE 866000 0 0 METLIFE INC COMMON STOCK 59156R108 9636 144233 SH SOLE 136373 0 0 MICROSOFT CORP COMMON STOCK 594918104 3314 9989 SH SOLE 1750 0 0 NISOURCE INC COMMON STOCK 65473P105 233 8000 SH SOLE 8000 0 0 NORTHROP GRUMMAN CORPORATION COMMON STOCK 666807102 2331 6302 SH SOLE 6302 0 0 PG&E CORP COM Stock 69331C108 299 24677 SH SOLE 24677 0 0 PEPSICO INC COMMON STOCK 713448108 458 2640 SH SOLE 2640 0 0 PFIZER INC COMMON STOCK 717081103 200 3738 SH SOLE 1738 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 360 3500 SH SOLE 3500 0 0 PIMCO ENHANCED SHORT MATURITY ETF CLOSED END MUTUAL FUND FIXED 72201R833 595 5864 SH SOLE 140 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 8250 74107 SH SOLE 68900 0 0 RAYTHEON TECHNOLOGIES CORP COM COMMON STOCK 75513E101 353 4034 SH SOLE 1517 0 0 SPDR S P 500 ETF CLOSED END MUTUAL FUND EQUITY 78462F103 1340 2877 SH SOLE 1042 0 0 SPDR GOLD SHARES ETF CLOSED END MUTUAL FUND EQUITY 78463V107 14042 83497 SH SOLE 80957 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 2027 55574 SH SOLE 55574 0 0 SPDR PORTFOLIO S P 1500 ETF CLOSED END MUTUAL FUND EQUITY 78464A805 207 3613 SH SOLE 1124 0 0 SPDR PORTFOLIO SHORT TERM TREASURY ETF ETF 78468R101 42 1405 SH SOLE 1405 0 0 ST JOE CO COM Stock 790148100 528 10151 SH SOLE 10151 0 0 SCHWAB U S LARGE CAP GROWTH ETF CLOSED END MUTUAL FUND EQUITY 808524300 241 1619 SH SOLE 1619 0 0 STATE STREET CORP 1.116 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 27 30000 SH SOLE 30000 0 0 SUNTRUST CAPITAL 0.78141 5/15/27 CORPORATE BONDS AND NOTES 86787XAA3 2367 2434000 SH SOLE 2434000 0 0 SUNTRUST CAPITAL 0.766 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 2247 2315000 SH SOLE 2315000 0 0 TAKEDA PHARMACEUTICAL SP A D R FOREIGN COMMON STOCK 874060205 1916 132516 SH SOLE 132516 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 6965 76628 SH SOLE 76628 0 0 UNITED FINANCIAL 5.750 10/01/24 CORPORATE BONDS AND NOTES 910304AA2 2013 1859000 SH SOLE 1859000 0 0 US BANK CAPITAL IX 3.57778 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1250 1323000 SH SOLE 1323000 0 0 VANECK GOLD MINERS ETF ETF 92189F106 709 22146 SH SOLE 22146 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 2027 19771 SH SOLE 19771 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 3070 50111 SH SOLE 50111 0 0 VANGUARD 500 INDEX ADMIRAL MUTUAL FUNDS - 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