0001602476-20-000003.txt : 20200828 0001602476-20-000003.hdr.sgml : 20200828 20200828152055 ACCESSION NUMBER: 0001602476-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200828 DATE AS OF CHANGE: 20200828 EFFECTIVENESS DATE: 20200828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 201147553 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001602476 XXXXXXXX 06-30-2020 06-30-2020 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 08-28-2020 0 71 173999 false INFORMATION TABLE 2 13F_06_30_20.xml ALPHABET INC CL C COMMON STOCK 02079K107 8629 6104 SH SOLE 8629 0 0 AMERICAN EXPRESS CO 4.900 9/15/67 CORPORATE BONDS AND NOTES 025816BL2 590 692000 SH SOLE 590 0 0 APPLE INC COMMON STOCK 037833100 700 1920 SH SOLE 700 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 4133 68373 SH SOLE 4133 0 0 AT T INC COMMON STOCK 00206R102 4168 137886 SH SOLE 4168 0 0 BANK OF AMER MTN 2.20614 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 878 941000 SH SOLE 878 0 0 BANK OF NY MELLON 4.950 12/20/67 CORPORATE BONDS AND NOTES 064058AD2 1879 1981000 SH SOLE 1879 0 0 BRIGHTHOUSE FINL INC COMMON STOCK 10922N103 2793 100403 SH SOLE 2793 0 0 CHECK POINT SOFTWARE TECH LTD FOREIGN COMMON STOCK M22465104 319 2966 SH SOLE 319 0 0 CITIGROUP INC 5.950 2/15/68 CORPORATE BONDS AND NOTES 172967JZ5 754 790000 SH SOLE 754 0 0 CITIGROUP INC 2.25402 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 410 570000 SH SOLE 410 0 0 CITIGROUP INC MTN 3.000 12/15/20 CORPORATE BONDS AND NOTES 1730T0LD9 295 292000 SH SOLE 295 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 361 9266 SH SOLE 361 0 0 CORNING INC COMMON STOCK 219350105 3420 132031 SH SOLE 3420 0 0 COVETRUS INC NPV COMMON STOCK 22304C100 3262 182360 SH SOLE 3262 0 0 D R HORTON INC COMMON STOCK 23331A109 4335 78170 SH SOLE 4335 0 0 ELI LILLY CO COMMON STOCK 532457108 978 5955 SH SOLE 978 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 393 8794 SH SOLE 393 0 0 FACEBOOK INC CLASS A COMMON STOCK 30303M102 6036 26584 SH SOLE 6036 0 0 FED EX CORP COMMON STOCK 31428X106 5809 41430 SH SOLE 5809 0 0 FIRST AM GOVT OB FD CL Y SHORT TERM FDS-TAXABLE (ACM) 31846V203 27187 27186527 SH SOLE 27187 0 0 FORD MTR CO DEL SR 8.500 4/21/23 CORPORATE BONDS AND NOTES 345370CV0 2619 2477000 SH SOLE 2619 0 0 FRANKLIN FTSE SOUTH KOREA ETF CLOSED END MUTUAL FUND EQUITY 35473P710 3347 165518 SH SOLE 3347 0 0 FRANKLIN FTSE TAIWAN ETF CLOSED END MUTUAL FUND EQUITY 35473P686 3117 109842 SH SOLE 3117 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 114 16700 SH SOLE 114 0 0 GENERAL MOTORS CO COMMON STOCK 37045V100 3059 120900 SH SOLE 3059 0 0 GMS INC COMMON STOCK 36251C103 2561 104134 SH SOLE 2561 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 3952 20000 SH SOLE 3952 0 0 HARTFORD MULTIFACTOR EMERGING ETF CLOSED END MUTUAL FUND EQUITY 518416201 3600 189118 SH SOLE 3600 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 480 3321 SH SOLE 480 0 0 INGRAM MICRO INC 5.450 12/15/24 CORPORATE BONDS AND NOTES 457153AG9 91 90000 SH SOLE 91 0 0 INVESCO QQQ TRUST ETF CLOSED END MUTUAL FUND EQUITY 46090E103 7624 30790 SH SOLE 7624 0 0 ISHARES MSCI INDONESIA ETF CLOSED END MUTUAL FUND EQUITY 46429B309 2558 142116 SH SOLE 2558 0 0 JOHNSON JOHNSON COMMON STOCK 478160104 210 1490 SH SOLE 210 0 0 JP MORGAN CHASE MTN 2.000 4/30/24 CORPORATE BONDS AND NOTES 48126N6A0 950 926000 SH SOLE 950 0 0 KEYCORP COMMON STOCK 493267108 2891 237385 SH SOLE 2891 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 212 1500 SH SOLE 212 0 0 KOHLS CORPORATION 4.250 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 49 50000 SH SOLE 49 0 0 KRATON CORPORATION COMMON STOCK 50077C106 4588 265523 SH SOLE 4588 0 0 LIVENT CORP COMMON STOCK 53814L108 2230 361941 SH SOLE 2230 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 4899 13425 SH SOLE 4899 0 0 M D C HLDGS INC COMMON STOCK 552676108 3361 94157 SH SOLE 3361 0 0 MANUF TRADERS 1.4768 12/28/20 CORPORATE BONDS AND NOTES 564759PS1 173 173000 SH SOLE 173 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 2505 131851 SH SOLE 2505 0 0 MELLON CAPITAL IV 4.08696 12/20/67 CORPORATE BONDS AND NOTES 58551TAA5 819 900000 SH SOLE 819 0 0 MERCK CO INC COMMON STOCK 58933Y105 469 6060 SH SOLE 469 0 0 METLIFE INC COMMON STOCK 59156R108 5118 140147 SH SOLE 5118 0 0 MICROSOFT CORP COMMON STOCK 594918104 356 1750 SH SOLE 356 0 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 270 1124 SH SOLE 270 0 0 NORTHROP GRUMMAN CORPORATION COMMON STOCK 666807102 1902 6185 SH SOLE 1902 0 0 NTC CAPITAL II 2.4211 4/15/27 CORPORATE BONDS AND NOTES 629398AA6 640 723000 SH SOLE 640 0 0 OPUS BANK 5.500 7/01/26 CORPORATE BONDS AND NOTES 684000AA0 194 192000 SH SOLE 194 0 0 PEPSICO INC COMMON STOCK 713448108 349 2640 SH SOLE 349 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 304 4334 SH SOLE 304 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 4135 67901 SH SOLE 4135 0 0 SCHEIN HENRY INC COMMON STOCK 806407102 2031 34785 SH SOLE 2031 0 0 SINGAPORE TELECOMMUNICATNS A D R FOREIGN COMMON STOCK 82929R304 1895 107384 SH SOLE 1895 0 0 SPDR S P 500 ETF CLOSED END MUTUAL FUND EQUITY 78462F103 231 750 SH SOLE 231 0 0 STATE STREET CORP 1.7405 6/15/37 CORPORATE BONDS AND NOTES 857477AY9 24 30000 SH SOLE 24 0 0 SUNTRUST CAPITAL 1.37539 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 174 203000 SH SOLE 174 0 0 TAKEDA PHARMACEUTICAL SP A D R FOREIGN COMMON STOCK 874060205 2202 122785 SH SOLE 2202 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 4359 72995 SH SOLE 4359 0 0 UNITED FINANCIAL 5.750 10/01/24 CORPORATE BONDS AND NOTES 910304AA2 2162 1971000 SH SOLE 2162 0 0 US BANK CAPITAL IX 3.57778 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1149 1391000 SH SOLE 1149 0 0 VANGUARD 500 INDEX ADMIRAL MUTUAL FUNDS - EQUITY 922908710 221 772 SH SOLE 221 0 0 VANGUARD TOTAL STOCK MARKET ETF CLOSED END MUTUAL FUND EQUITY 922908769 9016 57596 SH SOLE 9016 0 0 VANGUARD TOTAL WORLD STOCK INDEX ETF CLOSED END MUTUAL FUND EQUITY 922042742 2301 30762 SH SOLE 2301 0 0 VISA INC CLASS A SHARES COMMON STOCK 92826C839 332 1721 SH SOLE 332 0 0 WACHOVIA CAP TR II 5.50921 3/29/49 CORPORATE BONDS AND NOTES 92978AAA0 775 781000 SH SOLE 775 0 0 WELLS FARGO MTN 3.500 3/08/22 CORPORATE BONDS AND NOTES 94974BFC9 52 50000 SH SOLE 52 0 0