Chief Compliance Officer

0001602020-23-000005.txt : 20231106 0001602020-23-000005.hdr.sgml : 20231106 20231106143825 ACCESSION NUMBER: 0001602020-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 EFFECTIVENESS DATE: 20231106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anfield Capital Management, LLC CENTRAL INDEX KEY: 0001602020 IRS NUMBER: 274782738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18040 FILM NUMBER: 231379516 BUSINESS ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-891-0600 MAIL ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001602020 XXXXXXXX 09-30-2023 09-30-2023 Anfield Capital Management, LLC

4041 MACARTHUR BOULEVARD, SUITE 155 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-18040 000165211 801-77714 N Jon Wieman Chief Compliance Officer 949-891-0900 Jon Wieman Redondo Beach CA 11-06-2023 0 78 209754918 false INFORMATION TABLE 2 Anfield_13F_09302023.xml AGNC INVT CORP COM 00123Q104 105180 11142 SH DFND 0 0 11142 APOLLO COML REAL EST FIN INC COM 03762U105 295958 29216 SH DFND 0 0 29216 APPLE INC COM 037833100 430080 2512 SH DFND 0 0 2512 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 216336 7907 SH DFND 0 0 7907 BLUE OWL CAPITAL CORPORATION COM 69121K104 202612 14629 SH DFND 0 0 14629 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 97487 15573 SH DFND 0 0 15573 DORIAN LPG LTD SHS USD Y2106R110 211395 7358 SH DFND 0 0 7358 ECOPETROL S A SPONSORED ADS 279158109 184898 15967 SH DFND 0 0 15967 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3763396 82278 SH DFND 0 0 82278 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 258126 6622 SH DFND 0 0 6622 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST BFR 33740F623 3340042 91508 SH DFND 0 0 91508 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 33740F482 957194 30224 SH DFND 0 0 30224 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST U S 33740U661 249370 8329 SH DFND 0 0 8329 FIRST TR EXCHNG TRADED FD VI FT US EQ MOD BUF 33740U653 357140 12127 SH DFND 0 0 12127 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 90357 16671 SH DFND 0 0 16671 FS KKR CAP CORP COM 302635206 320258 16265 SH DFND 0 0 16265 HERCULES CAPITAL INC COM 427096508 202229 12316 SH DFND 0 0 12316 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 302736 6033 SH DFND 0 0 6033 MEDICAL PPTYS TRUST INC COM 58463J304 92508 16974 SH DFND 0 0 16974 PACER FDS TR SWAN SOS MOD JAN 69374H550 728406 29990 SH DFND 0 0 29990 PACER FDS TR SWAN SOS MODERAT 69374H519 2028238 87304 SH DFND 0 0 87304 PACER FDS TR SWAN SOS MODRTE 69374H493 240726 10369 SH DFND 0 0 10369 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 197478 13174 SH DFND 0 0 13174 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 445523 4449 SH DFND 0 0 4449 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 483417 5157 SH DFND 0 0 5157 READY CAPITAL CORP COM 75574U101 102687 10157 SH DFND 0 0 10157 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3119892 75323 SH DFND 0 0 75323 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 201267 3373 SH DFND 0 0 3373 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 2346343 55852 SH DFND 0 0 55852 SPDR S&P 500 ETF TR TR UNIT 78462F103 31781517 74346 SH DFND 0 0 74346 SPDR SER TR PORTFOLIO S&P400 78464A847 7108746 162337 SH DFND 0 0 162337 SPDR SER TR BLOOMBERG BRCLYS 78468R622 2163453 23932 SH DFND 0 0 23932 STARBUCKS CORP COM 855244109 231643 2538 SH DFND 0 0 2538 TESLA INC COM 88160R101 213938 855 SH DFND 0 0 855 TWO RDS SHARED TR ANFIELD CAP DI 90213U115 1492101 175841 SH DFND 0 0 175841 TWO RDS SHARED TR ANFIELD DYNAMIC 90214Q725 1676854 203749 SH DFND 0 0 203749 TWO RDS SHARED TR ANFIELD US EQU 90214Q733 10452517 855291 SH DFND 0 0 855291 TWO RDS SHARED TR REGENTS PK HDGD 90214Q642 591102 68259 SH DFND 0 0 68259 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1158072 2949 SH DFND 0 0 2949 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1897199 21498 SH DFND 0 0 21498 VANECK BDC INCOME ETF BDC INCOME ETF 92189F411 2235816 139477 SH DFND 0 0 139477 TEUCRIUM CORN FUND CORN FD SHS 88166A102 1972001 89555 SH DFND 0 0 89555 PIMCO DYNAMIC INCOME FUND SHS 72201Y101 2118632 122606 SH DFND 0 0 122606 PACER INDUSTRIAL REAL ESTATE E ESTATE SCTR ETF BNCHMRK INDSTR 69374H766 1608212 45818 SH DFND 0 0 45818 JANUS HENDERSON SHORT DURATION INCOME ETF HENDRSN SHRT ETF 47103U886 3899193 81284 SH DFND 0 0 81284 ISHARES GSCI COMMODITY DYNAMIC COMMOD SEL STG 46431W853 1622489 55660 SH DFND 0 0 55660 ISHARES S&P GSCI COMMODITY INDEXED TRUST UNIT BEN INT 46428R107 2205597 97983 SH DFND 0 0 97983 INVESCO DB ENERGY FUND ENERGY FD 46140H304 2851713 121816 SH DFND 0 0 121816 INVESCO KBW PREMIUM YIELD EQUITY REIT ETF KBW PREM YIELD 46138E594 1630764 93400 SH DFND 0 0 93400 INVESCO DB COMMODITY INDEX TRACKING FUND UNIT 46138B103 2127990 85256 SH DFND 0 0 85256 INVESCO ENERGY EXPLORATION & PRODUCTION ETF ETF DYNMC ENRG EXP 46137V761 3428537 105461 SH DFND 0 0 105461 INVESCO S&P 500 BUYWRITE ETF S&P500 BUY WRT 46137V399 2186588 102471 SH DFND 0 0 102471 GLOBAL X S&P 500 COVERED CALL ETF S&P 500 COVERED 37954Y475 1838175 47266 SH DFND 0 0 47266 FIRST TRUST ETF III-FIRST TRUST LONG/SHORT EQUITY ETF LNG/SHT EQUITY 33739P103 2436077 45834 SH DFND 0 0 45834 FIRST TRUST MLP AND ENERGY INCOME FUND COM 33739B104 2591340 327603 SH DFND 0 0 327603 FIRST TRUST DORSEY WRIGHT DALI ETF VI 1 ETF DORSEYWRGT ETF 33738R712 2242887 90512 SH DFND 0 0 90512 FIRST TRUST CLOUD COMPUTING ETF CLOUD COMPUTING 33734X192 1876419 24719 SH DFND 0 0 24719 FIRST TRUST NATURAL GAS ETF NAT GAS ETF 33733E807 4244817 163325 SH DFND 0 0 163325 NETLEASE CORPORATE REAL ESTATE ETF NETLEASE CORP 26922A248 1702302 78925 SH DFND 0 0 78925 CROWN CASTLE INC. COM 22822V101 1137675 12362 SH DFND 0 0 12362 ARES CAPITAL CORPORATION COM 04010L103 3172013 162918 SH DFND 0 0 162918 AMERICAN TOWER CORPORATION COM 03027X100 1651242 10041 SH DFND 0 0 10041 ABRDN GLOBAL DYNAMIC DIVIDEND COM 00302M106 11691 1350 SH DFND 0 0 1350 ROYAL CARIBBEAN CRUISES LTD. COM V7780T103 1314009 14261 SH DFND 0 0 14261 VANECK SEMICONDUCTOR ETF SEMICONDUCTOR ET 92189F676 11303946 77969 SH DFND 0 0 77969 COMMUNICATION SERVICES SELECT SECTOR SPDR FUND COMMUNICATION 81369Y852 15997113 243970 SH DFND 0 0 243970 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 11429527 69722 SH DFND 0 0 69722 INDUSTRIAL SELECT SECTOR SPDR FUND SBI INT-INDS 81369Y704 4629822 45668 SH DFND 0 0 45668 ENERGY SELECT SECTOR SPDR FUND ENERGY 81369Y506 1828138 20225 SH DFND 0 0 20225 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 11503470 71459 SH DFND 0 0 71459 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 8188636 63606 SH DFND 0 0 63606 NVIDIA CORPORATION COM 67066G104 1251466 2877 SH DFND 0 0 2877 COMCAST CORPORATION CL A 20030N101 1348557 30414 SH DFND 0 0 30414 BOOKING HOLDINGS INC. COM 09857L108 1409365 457 SH DFND 0 0 457 BAKER HUGHES COMPANY CL A 05722G100 1392632 39429 SH DFND 0 0 39429 ISHARES CONVERTIBLE BOND ETF CONV BD ETF 46435G102 710783 9578 SH DFND 0 0 9578 ISHARES US TREASURY BOND ETF US TREAS BD ETF 46429B267 4842893 219732 SH DFND 0 0 219732 INVESCO FUNDAMENTAL HIGH YIELD CORPORATE BOND ETF FNDMNTL HY CRP 46138E719 1473970 86298 SH DFND 0 0 86298